Investment Management Associate Attorney

Job Description

Job Description

Investment Management Associate Attorney

Locations: Chicago, Illinois; New York, New York; Philadelphia, Pennsylvania; Washington, DC; Minneapolis, MN; and Denver, CO

Direct Counsel is seeking an Investment Management Associate to join a nationally recognized Investment Management Practice Group at a highly respected Am Law firm. This is an exceptional opportunity for an associate with substantive investment management and regulatory experience to work with sophisticated clients in a collaborative and nationally ranked practice.

The ideal candidate will have experience advising registered investment companies and investment advisers on regulatory, compliance, and transactional matters under the federal securities laws governing the investment management industry.

Responsibilities

• Advise clients on matters involving:
  • The Investment Company Act of 1940
  • The Investment Advisers Act of 1940
  • The Securities Act of 1933
  • The Securities Exchange Act of 1934
• Represent registered investment companies and investment advisers on regulatory and compliance matters
• Prepare and review:
  • Registration statements
  • Offering documents
  • Board meeting materials
  • Investment management agreements
  • Related fund governance and compliance documentation
• Assist clients with ongoing regulatory filings and disclosure obligations
• Conduct legal research and provide strategic regulatory guidance
• Collaborate with attorneys and clients on sophisticated investment management matters
• Support transactional and operational matters affecting investment advisers and registered funds

Qualifications

• J.D. from an accredited law school with strong academic credentials
• 3–8 years of substantive investment management experience
• Strong knowledge of federal securities laws and regulations governing investment companies and investment advisers
• Experience representing registered investment companies required
• Excellent writing, analytical, and organizational skills
• Strong attention to detail and ability to manage multiple priorities
• Proactive, responsive, and solutions-oriented mindset
• Ability to work independently and collaboratively within a team-oriented environment

Compensation & Benefits

• Anticipated salary range: $260,000 – $435,000, depending on experience, skills, and location
• Competitive bonus opportunities
• Comprehensive health, life, accident, and disability insurance
• 401(k) retirement plan
• Flexible hybrid work model with approximately three in-office days per week
• Collaborative and client-focused culture emphasizing mentorship and professional development

This is an outstanding opportunity to join a top-ranked investment management practice handling sophisticated regulatory and fund matters for prominent clients across the financial services industry.