Director of Regulatory Examinations & Compliance
moomoo
Futu US Inc. is seeking an experienced Compliance professional to lead regulatory examinations, investigations, and information requests from FINRA, the SEC, and other regulators. You will coordinate cross-functional responses and maintain examination logs and remediation initiatives within a regulated broker-dealer and clearing framework. The role requires deep knowledge of AML, trade surveillance, and regulatory reporting, with a focus on maintaining robust controls and a culture of compliance #J-18808-Ljbffr moomoo
Vacancy posted 2 days ago
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