Regulatory & Compliance Manager
EmergencyMD
Stable Rock is seeking a Manager, Regulatory & Compliance to support delivery of regulatory consulting services to investment advisers, registered investment companies, and private fund managers. The role oversees the execution of compliance monitoring programs and assists clients in maintaining regulatory compliance with applicable federal and state securities regulations. Beyond monitoring, you will supervise Senior Associates and help with mock examinations, regulatory readiness, and #J-18808-Ljbffr EmergencyMD
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Regulatory & Compliance Manager in New York, NY vacancy
- ...Shopify. We’re tackling deep technical and regulatory challenges to make connectivity truly... ...build and operationalize regulatory and compliance systems to make that growth possible. This... ...filings, registrations, and reporting. Manage our ongoing regulatory obligations...SuggestedWork at officeRemote workWork from homeHome office
$105k - $125k
...company at the forefront of innovation and compliance. In this role, you will make a meaningful impact by ensuring product safety and regulatory adherence across all 50 states, while... ...supplements. The Regulatory & Compliance Manager is responsible for ensuring Medterra’s...SuggestedFull timeFixed term contractWork at officeRemote workHome officeFlexible hours$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the... ...management and remediation of all internal and regulatory examinations and reviews, including interacting with...SuggestedLocal area- A leading botanical wellness company seeks a Regulatory & Compliance Manager to drive compliance strategies across all 50 states. This remote role requires expertise in regulatory affairs, managing product safety, and ensuring adherence to federal and state guidelines....SuggestedRemote job
- Revolut Ltd is seeking a Regulatory Compliance Manager to oversee regulatory obligations for retail, business, payments, and credit features. You will support compliance across US deposit and payment products and collaborate with cross-functional teams to embed controls...SuggestedRemote job
$113.05k - $180k
...the simplicity of a beautiful solution. About the role Our Compliance team blends regulatory expertise with data-driven thinking to make sure our... ...they stay one step ahead by finding smart, scalable ways to manage conduct risk. We’re looking for a Regulatory Compliance Manager...Work at officeRemote workWork from home$152.24k - $161.2k
...Summary We have an exciting opportunity to join our team as a Regulatory Standard Manager. In this role, the successful candidate This role supports regulatory activities, including survey readiness and compliance with all applicable licensing and accreditation agencies...Work at office$90k - $200k
...Senior Manager, Financial InvestigationsKroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging... ...investigations, forensic accounting, regulatory compliance, including business...Temporary workKroll
New York, NY3 days ago$153k - $245k
...future of design and collaboration, join us!As the Federal Compliance Manager, you will collaborate with internal stakeholders and product... ...various government agenciesFamiliarity with other international regulatory complianceAt Figma, one of our values is Grow as you go. We...Minimum wageFull timeLocal areaRemote workFlexible hours$140k - $190k
...build a fulfilling career.Serve as the Compliance Officer to two OCC regulated trust company... .... The Compliance Officer will lead and manage the compliance program for each of the trust... ...Officer is responsible for monitoring regulatory developments impacting the trust...Full timeWork at officeLocal area- ...leading financial institutions.Wells Fargo is seeking a Senior Lead Compliance Officer (Executive Director) to play a pivotal role in the... ..., you will help guide expansion initiatives, provide expert regulatory counsel, and influence key business decisions across Prime Brokerage...Full timeWork experience placement
$250k - $350k
...DescriptionSUMMARYThe Head of Portfolio Compliance will be responsible for establishing... ...growing global investment platform. This Managing Director will serve as a key partner to... ...leaders to ensure investment guidelines, regulatory requirements, and operational controls...Full timeTemporary workWork experience placementFlexible hours$175k - $190k
AIG is seeking a Director, Regulatory Affairs to join the Group Regulatory Team of AIG’s GLCR Global Regulatory Group. Reporting to the... ...Regulatory. This position will regularly interact directly with senior management of the regulatory organization and as such be a key...Full timeWork at office- ...Coordinating the preparation, submission, management and maintenance of global regulatory submissions related to clinical and nonclinical aspects of product... ...expertise in regulatory submissions and compliance within the oncology therapeutic area, with a strong...
Jobtailor
New York, NY3 days ago $70k - $150k
...Associate Manager, Financial InvestigationsKroll's North American Investigations, Diligence and Compliance - Specialist practice is seeking an Associate Manager based in the U.... ...complex investigations, forensic accounting, regulatory compliance, internal (client)...Temporary workInterim roleFlexible hoursKroll
New York, NY2 days ago$130k - $200k
...Join to apply for the Associate Director Regulatory Affairs role at Tonix Pharmaceuticals Join to apply for the Associate Director Regulatory... ...and IND amendments to support first-in-human clinical trials Manage and prepare complex regulatory submissions, including drafting...Full timeTemporary workWork at officeLocal areaRemote workFlexible hoursTonix Pharmaceuticals
New York, NY2 days ago- ...Job Title: Compliance Manager - Deputy BSA/AML Officer Job Summary Join our team as a Compliance Manager, where you'll play a crucial role... ...Laundering (AML), and related compliance programs. You'll ensure regulatory adherence, conduct complex investigations, and provide...
SSI People
New York, NY4 days ago $200k - $250k
...NASDAQ. Chardan is seeking an experienced compliance professional to serve as a Director,... ...adviser compliance programs, providing regulatory guidance across Investment Banking, Capital... ..., and regulatory frameworks Create and manage effective action plans in response to...Work at office- ...relevant experience to lead the trade compliance team of the Flow Technologies (FT) Value... ...strategies that provide direction and regulatory guidance to FT, ensuring compliance with... ...Determines and communicates appropriate management accountability and responsibility for...Temporary work
ITT Inc. - English US
New York, NY2 days ago $67k - $70k
...Compliance ManagerHot JobNew York, NYOverviewSalary Range $67,000.00 - $70,000.00 Salary/year Level Management Education Level Not Specified Category Human ResourcesDescriptionCompliance & Regulatory OversightMonitor compliance with requirements established by NYC Public...Work at officeRoads to Success
New York, NY2 days ago$150k - $165k
...About the Role The Compliance and Privacy Director is a key member of the LifeMD Compliance... ...training, policy and procedure management, and the seven elements of an effective... ...adapt compliance controls to evolving regulatory issues and shifting business operations...Contract workTemporary workFlexible hoursShift workLifeMD
New York, NY4 days ago$80k - $90k
...Compliance Manager The Community Builders, Inc. (TCB) is one of America's leading nonprofit real estate developers and owners. Our mission... ...‑ups, and assists with staff training on all applicable regulatory, owner, investor and monitoring agent requirements. Location...Full timeLocal areaRemote workThe Community Builders, Inc.
New York, NY4 days ago- ...company, visit the company.com. Responsibilities ~ Ensure compliance of mobile and web product content, as well as marketing... ...~ Consult cross-functional teams on platform requirements, regulatory obligations, and compliance best practices ~ Monitor updates...Work at officeRemote workWorldwideFlexible hours
United States Digital Space LLC
New York, NY4 days ago - Regulatory Compliance Manager (Data Protection and AI) Remote: Argentina About Revolut People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products - including...Work at officeRemote workWork from home
$150k - $160k
...Position Summary The Director of Compliance is a leadership role within the... ...fee compliance, billing integrity, and regulatory adherence programs. This position directs... ..., including 5 years in a leadership or management role, preferably within an academic medical...Temporary workLocal areaRemote workColumbia University in the City of New York
New York, NY4 days ago$105k - $140k
...What you will be doing: The Compliance Manager, Americas serves as a key regional leader responsible for driving the effectiveness of Amer... ...training and communications, data-driven program monitoring, regulatory intelligence, and cross-functional partnership to embed compliance...Amer Sports Oyj
New York, NY3 days ago- ...Manage compliance activities for an assigned portfolio of residential units Audit & Reporting Oversight Team Support & Communication Comprehensive knowledge of HUD Section 8, LIHTC, portable vouchers, and market-rate housing programs. COS, Tax Credit, BOS, or equivalent...Work at office
Career Strategies
New York, NY4 days ago - ...strongly preferred 10+ years of professional experience in legal, regulatory, compliance environments; attorneys with “Big Law” and/or in house... ...10+ years of professional experience in leading and managing complex investigations, including litigation, internal investigations...Apprenticeship
- About the Team:Our Global Legal Compliance (GLC) team provides key support for TikTok’s innovative initiatives, advanced technology... ...operations teams to help enable strategic growth while managing complex regulatory risk.We are looking for an experienced Senior Technical...Work at office
- ...Compliance Manager (Leasing & Recertification) The Compliance Manager (Leasing & Recertification) is responsible for the daily management... ...Maintenance, and external agencies to maintain occupancy goals and regulatory compliance. Essential Duties And Responsibilities Supervise...Interim roleLocal area
People Restoring Communities
New York, NY1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory & Compliance Manager. Be the first to apply!
Related searches
- finance compliance manager New York, NY
- hr compliance manager New York, NY
- regulatory reporting manager New York, NY
- quality regulatory manager New York, NY
- operations compliance manager New York, NY
- regulatory & compliance manager New York, NY
- safety compliance manager New York, NY
- healthcare compliance manager New York, NY
- director global regulatory affairs New York, NY
- head compliance New York, NY