Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Financial Control Lead: Broker-Dealer (US GAAP/SOX)

JCW Group

JCW Group is seeking an Associate Director of Financial Control for its US broker-dealer business in New York. You will manage the financial reporting and SOX processes, ensuring compliance and accuracy in reporting. This high-visibility role is an excellent opportunity for candidates with 7 to 12 years of financial reporting experience within a large banking institution. Strong knowledge of US GAAP and IFRS is required. #J-18808-Ljbffr JCW Group

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior Financial Control Lead: Broker-Dealer (US GAAP/SOX) in New York, NY vacancy
  •  ...America is seeking a hands-on Senior Controller based in New York City to strengthen and scale financial operations. This vital role...  ...and treasury operations while leading the accounting team. The ideal...  ...an expert understanding of US GAAP and advanced Excel skills. #J... 
    Financial
    Senior

    CVE North America

    New York, NY
    2 days ago
  • A leading global media company is seeking a Senior US Business Controls professional to develop and align financial and operational controls across their business. The role requires over 4 years...  ..., testing compliance with SOX/JSOX, and supporting audit activities.... 
    Financial
    Senior
    Flexible hours

    dentsu

    New York, NY
    9 hours ago
  • A leading accounting firm in New York is seeking an Assurance Senior to manage audit coordination and client communications...  ...involves preparing financial statements and ensuring compliance with GAAP, along with supervising...  ...maintaining quality control. The ideal candidate... 
    Financial
    Senior

    BDO USA

    New York, NY
    2 days ago
  • Evlo AI is seeking a senior Corporate Accountant to oversee the monthly, quarterly,...  ...and year-end close processes, ensuring US GAAP, SOX controls, and SEC reporting alignment at a...  ...strengthen internal controls, and streamline financial reporting, bridging daily transactions... 
    Financial
    Senior

    Evlo AI

    New York, NY
    2 days ago
  • A leading accounting firm is seeking an Assurance Senior in New York to coordinate audit planning, fieldwork, and reporting. The successful...  ...will supervise audit staff, prepare financial statements, and ensure compliance with GAAP and SEC regulations. Ideal applicants will... 
    Financial
    Senior
    Flexible hours

    BDO USA

    New York, NY
    2 days ago
  •  ...Corporation is looking for an experienced Accountant Lead to manage the general ledger and ensure financial integrity. This role is based in Parsippany, NJ, and...  ...experience. The ideal candidate will possess strong GAAP knowledge, proficiency with ERP systems, and... 
    Financial
    Senior

    Curtiss-Wright Corporation

    New York, NY
    1 day ago
  • cartiga° is seeking a Controller to oversee accounting operations, ensure compliance with U.S. GAAP, and lead a growing accounting team. The ideal candidate will have a robust...  ...accounting background and experience in financial reporting. This role requires managing audits... 
    Financial
    Senior

    cartiga°

    New York, NY
    4 days ago
  • $190k - $220k

    RTW Investments in New York seeks a motivated Controller to join its finance team. This role involves overseeing accounting, financial reporting, and operational infrastructure...  ...manage audits, review reconciliations, and lead regulatory filing processes. Candidates should... 
    Financial
    Senior

    RTW Investments

    New York, NY
    4 days ago
  • $180k - $220k

    Cgs-Group is seeking a Financial Controller for its Corporate Shared Services in New York. The role demands ownership of monthly, quarterly, and annual closings, ensuring compliance with US GAAP, and requires extensive experience in technical accounting and controllership... 
    Financial
    Senior

    Cgs-Group

    New York, NY
    2 days ago
  • $120k

     ...Internships located in New York is looking for a Controller to manage financial reporting and close operations. You will lead a team and be responsible for improving internal processes, while ensuring compliance with US GAAP. The ideal candidate has a CPA license and at... 
    Financial
    Senior
    Internship

    OM Internships

    New York, NY
    5 days ago
  • $82.8k - $110k

    Job Description The Senior - US Business Controls will support the Director - US Business...  ...and alignment of financial and operational controls across...  ...Accepted Accounting Principles (GAAP) and local laws,...  ...Assurance/Business Controls, SOX, Internal Audit or Controllership... 
    Financial
    Senior
    Temporary work
    Work at office
    Local area
    Flexible hours
    3 days per week

    Dentsu International Americas, LLC

    New York, NY
    2 days ago
  •  ...At BNY, our culture allows us to run our company better and enables...  ...’ growth and success. As a leading global financial services company at the heart of...  ...extraordinary. We are looking for a Senior Director, Loans Enablement Platform Controls Lead, to help design,... 
    Financial
    Senior
    Work experience placement
    Worldwide

    BNY

    New York, NY
    17 days ago
  • $68.93k - $118.78k

    Flagstar Bank is seeking a Senior Accountant II based in New York, NY. This role requires an undergraduate degree in Finance or Accounting...  ...a minimum of 6 years of relevant experience, preferably in the financial services industry. Responsibilities include preparing financial... 
    Financial
    Senior

    Flagstar Bank

    New York, NY
    2 days ago
  • General Intuition is seeking a Financial Controller to own US accounting, reporting, and compliance end-to-end. You will manage month-end close, GAAP-based financial statements, and coordinate audits across jurisdictions while ensuring accurate tax filings and efficient... 
    Financial

    Medal

    New York, NY
    2 days ago
  • A leading finance firm in New York is seeking a professional to manage fund-level accounting...  ..., review NAV packages, coordinate financial statements, and partner with external auditors...  ...experience, a strong understanding of US GAAP, and a leadership mindset. This is an... 
    Financial
    Senior

    Confidential Company

    New York, NY
    2 days ago
  •  ...ensure accurate reporting, and maintain a SOX-compliant control environment. You will drive the monthly close and ensure compliance with US GAAP, SEC reporting, and internal policies....  ...accounting workflows, implement robust financial systems, and coordinate with auditors... 
    Financial

    Scale.jobs

    New York, NY
    2 days ago
  • A leading AI research lab in New York is seeking a Financial Controller to manage accounting, reporting, and compliance. The position requires deep expertise in US GAAP, international tax knowledge, and 5+ years of accounting experience. You will ensure accurate financial... 
    Financial

    General Intuition, Medal, Highlight

    New York, NY
    2 days ago
  •  ...Intuition & Medal in New York is seeking a Financial Controller to oversee US accounting, reporting, and compliance...  ...will manage day-to-day bookkeeping, lead month-end close processes, and...  ...accounting, and deep expertise in US GAAP and financial statements. This role requires... 
    Financial

    General Intuition & Medal

    New York, NY
    4 days ago
  •  ...asset company is looking for a Senior Crypto Accountant to join...  ...day accounting tasks, including financial reporting and DeFi accounting....  ...and have advanced knowledge of GAAP compliance. Successful applicants...  ...and 401K/Pension Match for US employees. #J-18808-Ljbffr... 
    Financial
    Senior
    Remote work

    Plexus Resource Solutions

    New York, NY
    4 days ago
  • $110k - $140k

     ...culture shapes our way of working and gets us where we want to be. Seek Excellence. Be...  ...how digital assets and traditional financial markets are converging. This is a hybrid...  ...Galaxy Securities’ unique position as a broker‑dealer within a crypto‑native firm to develop innovative... 
    Financial
    Work at office
    Local area
    Flexible hours

    Galaxydigitalservices

    New York, NY
    21 hours ago
  • $140k - $160k

    Ripple is looking for a Senior Accountant to join our team in New York...  ...In this role, you will handle broker-dealer accounting, maintain the general ledger, and prepare financial statements while working in a...  ...of $140,000 to $160,000. Join us as we revolutionize finance!... 
    Financial
    Senior

    Ripple

    New York, NY
    2 days ago
  • $154k - $180k

    Position Summary Senior Manager, Technical Accounting & Financial Reporting Reports to the SVP, Group Controller, overseeing financial reporting, technical...  ...with a focus on US GAAP and IFRS compliance. Responsibilities...  ...accounting matters. Lead policy initiatives,... 
    Financial
    Senior
    Flexible hours

    Celonis

    New York, NY
    2 days ago
  • $180k - $225k

    Atrium Staffing is seeking an experienced Controller to lead the accounting operations and financial reporting for their organization in New York City. The ideal...  ...experience, a CPA designation, and strong knowledge of U.S. GAAP. Key responsibilities include preparing financial... 
    Financial
    Senior

    Atrium Staffing

    New York, NY
    2 days ago
  • A leading Financial Services firm in New York City is seeking a Senior Accountant to manage complex financial operations and ensure compliance with US GAAP standards. The role requires 5+ years of experience, CPA certification, and a Bachelor's degree in Accounting. Candidates... 
    Financial
    Senior

    Atlantic Group

    New York, NY
    5 days ago
  • $99k - $135k

     ...seeking a Finance Manager in the United States to oversee financial operations, including reporting, accounting, and...  ...of accounting experience and a solid understanding of US GAAP and IFRS. The ideal candidate will lead a team, ensuring accurate financial reporting and... 
    Financial
    Senior

    Logicalis GmbH

    New York, NY
    1 day ago
  •  ...Jewish Theological Seminary Of America in New York seeks a Controller responsible for overseeing the institution's accounting operations. The Controller ensures financial reporting integrity and compliance with GAAP while managing financial functions like audits and... 
    Financial
    Senior

    Jewish Theological Seminary Of America

    New York, NY
    3 days ago
  •  ...Estate Investment Management is looking for a Senior Property Accountant to enhance their dynamic team. This role involves managing financial accounting for various hotel properties in NYC, ensuring compliance with US GAAP standards. You will prepare monthly variance reports... 
    Financial
    Senior

    Northbound Executive Search

    New York, NY
    2 days ago
  • JCW Group is helping a leading multinational bank hire a Controller to own the financial and regulatory reporting for its broker-dealer entity in the U.S. This role sits at the center of...  ...organization and offers exposure to senior leaders across the bank. The position... 
    Financial

    JCW Group

    New York, NY
    2 days ago
  • Responsibilities Conducts a range of LOB related financial analysis and/or provides finance support as it...  ...knowledge and experience of key processes and internal controls over financial reporting Strong working knowledge of SOX 404, internal control frameworks (COSO), FDICIA... 
    Financial
    Senior

    Jobtailor

    New York, NY
    4 days ago
  • $210k - $245k

     ...a Staff Engineer to drive technical vision within our Broker Dealer organization. The ideal candidate has over 10 years of...  ...the opportunity to work in a hybrid environment. Join us in creating innovative financial solutions that empower people to build wealth confidently... 
    Financial
    Senior

    Betterment

    New York, NY
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Financial Control Lead: Broker-Dealer (US GAAP/SOX). Be the first to apply!