Listed Clearing Specialist
Phyton Talent Advisors
We’re looking for a Listed Clearing Specialist with hands-on experience across equity clearing, settlements, and back-office operations. Responsibilities: • Support settlements, controls, cash management, and client service for listed products • Manage DTC cash equity settlements, stock borrow/loan, and OCC options clearing • Monitor trade activity across the full lifecycle, including reconciliations, dividend processing, option expirations, exercises, and assignments • Ensure DTC/OCC positions and balances are aligned with internal systems • Investigate and resolve transaction exceptions and settlement failures • Oversee and monitor work performed by outsourced/offsite operations teams • Work closely with clearing houses, custodians, banks, and internal stakeholders • Support clearinghouse margin requirements, reporting, audits, and regulatory requests Requirements: • 3+ years of relevant financial services or back-office operations experience • Strong knowledge of DTC clearing • Experience with equity settlements, reconciliations, and the full trade lifecycle • Working knowledge of OCC / options clearing preferred • Stock loan experience is a plus • Broadridge Shadow platform experience is a plus • Ability to effectively oversee and work with outsourced operational teams
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