Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Audit Engagement Manager - Fund & Investment Audit

The Vanguard Group

Vanguard is hiring an Audit Engagement Manager to join our Global Investment and Financial Audit Services (GIFAS) team! In this role you will oversee risk-based audit and consulting engagements across the Investment Lifecycle, including front (investment/portfolio management), middle (investment operations), and back (fund accounting and oversight) office. You’ll play a pivotal role in implementing audit strategy on key risk topics, collaborating closely with partners to drive improvements in control environments. We seek individuals with strong critical thinking, project management, and relationship-building skills who can communicate effectively, exercise sound judgment, and influence senior stakeholders. Responsibilities Oversee the delivery of the audit and consulting engagements. Ensure the timely delivery of the highest quality work and value-add recommendations. Assess the adequacy of the technology control environment, identify gaps and opportunities for continuous improvement based on relevant knowledge and experience. Assist in developing and communicating the objectives of an engagement to audit team, department management and business clients. Outline engagement scope, determine level of associated risk and analyze data to determine underlying root causes. Challenge established processes and controls to ensure they are adequate to mitigate risk. Perform work and analysis on complex technology areas. Communicate the status and results of assigned work to various levels of management. Influence management to act on recommendations to strengthen the control environment and make process improvements. Provide opinion on audit and consulting findings, ratings, and recommendations to management. Communicate expectations to team and provide meaningful feedback to help develop team members by identifying and communicating areas for improvement in a timely manner. Establish and maintain relationships with technology management across aligned division and risk partners. Participate in special projects and perform other duties as assigned. Qualifications Minimum of five years related work experience preferably in the financial services industry, including asset management or banking. Undergraduate degree or equivalent combination of training and experience. Advanced degree is a plus. Strong technical expertise in asset management, capital markets, and regulatory compliance is important; CIA, CPA, CFA, or FRM are preferred but not required Experience delivering internal audits, evaluating control effectiveness, and recommending improvements that support business objectives. Skilled in managing the day‑to‑day execution of audit engagements, fostering productive stakeholder relationships, and coaching junior staff. Data analytics literacy, with the ability to apply analytical techniques to extract actionable insights and drive informed decision-making. Effective communicator with strong problem-solving, documentation, and leadership skills. Special Factors Sponsorship Vanguard is not offering visa sponsorship for this position. About Vanguard At Vanguard, we don't just have a mission—we're on a mission. To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best. How We Work Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in‑person learning, collaboration, and connection. We believe our mission‑driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience. Vanguard, one of the world's leading investment management companies, serves individual investors, institutions, employer-sponsored retirement plans, and financial professionals. We have a diverse and talented crew with a culture that promotes teamwork, along with an unwavering focus on serving our clients' best interests. #J-18808-Ljbffr The Vanguard Group

Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Audit Engagement Manager - Fund & Investment Audit in Exton, PA vacancy
  • Vanguard is hiring an Audit Engagement Manager to join our Global Investment and Financial Audit Services (GIFAS) team! In this role you will oversee risk-based...  ...), middle (investment operations), and back (fund accounting and oversight) office. You’ll play a pivotal... 
    Suggested
    Full time
    Work experience placement
    Work at office

    Vanguard

    Malvern, PA
    4 days ago
  •  ...The client is seeking a Fund Accounting Manager to join its Private Equity & Hedge Fund Accounting...  ...and support various year-end audit engagements in accordance with GAAP accounting standards...  ...escrow accounts. Correspond with investment managers regarding day-to-day inquiries... 
    Suggested
    Local area

    Russell Tobin

    Oaks, PA
    4 days ago
  • Join Vanguard's Private Markets Fund Accounting Oversight team and...  ...growth of our alternative investments business. Leveraging your fund...  ...alternative investments operating model.Manage relationships with outsourced...  ..., accounting, finance, audit, or a related financial services... 
    Suggested
    Full time

    Vanguard

    Malvern, PA
    a month ago
  • Overview The Investment Manager Services Division (IMS) at SEI is growing rapidly...  ...members for its Investment Fund Services accounting team....  ...funds, support annual audits, coordinate/onboard new funds...  ...funds as necessary. Client engagement and a dedication to quality... 
    Suggested
    Work at office
    Flexible hours

    046 SEI Investments Global Fund Services

    Oaks, PA
    5 days ago
  • SEI is seeking a Fund Accountant Supervisor in Oaks, PA to support the Investment Fund Services division. You will act as the record...  ...fund activity to investment managers and clients. You will train and...  ...analysts, participate in audits, and assist with SEC filings while... 
    Suggested

    SEI

    Oaks, PA
    3 days ago
  • Job DescriptionThe Investment Manager Services Division (IMS) at SEI is growing rapidly and is...  ...on our Alternative Investment Funds accounting team. Our primary goal is...  ...coordination and support of various year-end audit engagements in accordance with GAAP accounting... 
    Full time
    Flexible hours

    SEI Investments Developments

    Oaks, PA
    2 days ago
  •  ...Audit ManagerThe Audit Manager will supervise all members of the Internal Audit staff and oversee their work for compliance with Yellow Book standards...  ...letters prepared during the year. • Prepare Agency Fund disclosures annually for inclusion in the County's CAFR. •... 
    Work at office
    Local area

    GovernmentJobs.com

    West Chester, PA
    5 days ago
  •  ...spectrum of advice and wealth management solutions—ranging from...  ...client-first philosophy, low-cost investing expertise, and innovative technology...  ...risks associated with funds availability, transaction processing...  ...risk, legal, compliance, audit, and internal and external... 
    Full time
    Work at office

    Vanguard

    Malvern, PA
    2 days ago
  • State Street is seeking a Hedge Fund Administration Manager to oversee day-to-day accounting and administration for multiple client-sponsored funds. The role requires strong interpersonal and communication skills, initiative, and the ability to manage multiple assignments... 
    Local area

    State Street

    Devon, PA
    4 days ago
  • Our Internal Audit Services Team has an exciting opportunity for an Internal Auditor to...  ...business processes. You will evaluate management’s internal controls, influence senior leadership...  ...for risk-based audits and consulting engagements (including research, evaluation and... 
    Full time
    Work at office

    Vanguard

    Malvern, PA
    1 day ago
  • 181 SEI Global Services, Inc. is seeking a Fund Accountant Manager for its Investment Manager Services Division in Oaks, Pennsylvania. In this role, you will oversee critical accounting operations, ensuring accurate reporting while managing a team dedicated to client satisfaction... 

    181 SEI Global Services, Inc.

    Oaks, PA
    5 days ago
  •  ...diversity of thought, continuous improvement, and a culture of collaboration and inclusion. Our Internal Audit team acts as a strategic business partner, helping management understand key risks and assess whether controls effectively support business objectives. Working... 
    Temporary work
    Local area
    Remote work
    Flexible hours

    Saint-Gobain

    Malvern, PA
    3 days ago
  • SolomonEdwards is seeking a Hedge Fund Reporting Manager in King of Prussia, PA. This role leads financial reporting, analysis, and timely delivery of financial information to senior leadership. The ideal candidate has 5+ years in accounting/financial reporting within... 
    Work at office
    Remote work

    SolomonEdwards

    King of Prussia, PA
    4 days ago
  •  ...through a broad spectrum of advice and wealth management solutions—ranging from digital advice...  ...'s client-first philosophy, low-cost investing expertise, and innovative technology to...  ...technology, operations, legal, compliance, and audit stakeholders to strengthen risk... 
    Full time
    Work at office

    Vanguard

    Malvern, PA
    2 days ago
  •  ...goals. EisnerAmper is seeking a manager to expand our Real Estate Tax...  ...including real estate private equity funds, public and private REITs, as well...  ...Manage and oversee tax compliance engagements for complex real estate investment partnerships, REITs, and related entities... 
    Work at office
    Local area

    EisnerAmper

    Malvern, PA
    2 days ago
  •  ...Audit Methodology & Quality Assurance Project ManagerVanguard's Internal Audit & SOX (IAS) department is seeking an Audit Methodology & Quality Assurance Project Manager to join the Center for Audit Practices and Enablement (CAPE) team. CAPE provides leading practices... 
    Work experience placement
    Work at office

    Hackajob

    Malvern, PA
    19 hours ago
  • $108.5k - $184k

     ...Audit Director/Audit ManagerCLA is a top 10 national...  ...Audit Director/Audit Manager to join our State and...  ...in obtaining necessary funding to continue to...  ...and overseeing client engagement teams.Lead the engagement...  ...view compensation as an investment in our people. Factors... 
    Local area

    CliftonLarsonAllen

    King of Prussia, PA
    1 day ago
  • Job Title This job is no longer available. Employer is willing to sponsor qualified candidates for a non-immigrant work visa. Preferred Skills All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, age,...
    Local area
    Work visa

    Fischer Cunanne & Associates

    West Chester, PA
    2 days ago
  • $140k - $200k

    Senior Tax Manager Remote - (most live in Philadelphia metro) This...  ...comprehensive range of tax, audit, and consulting services to a...  ...sites for meetings, training, or engagement-related work. For that reason...  ...of business transactions, investments, and acquisitions, providing... 
    Temporary work
    Live in
    Work at office
    Local area
    Remote work

    Jobot

    Malvern, PA
    1 day ago
  •  ...member of the executive management team and a trusted...  ...and challenge; Internal Audit provides independent assurance...  ...and compliance-review engagements, including engagement...  ..., privacy, electronic fund transfers, funds...  ...across lending, investment and service activities... 
    Contract work
    Work experience placement
    For subcontractor

    First Resource Bank

    Exton, PA
    7 hours ago
  •  ...and strategies to meet client needs. Uses strong relationship management skills and knowledge of client needs to create relationship plans...  ...by any single team.5. Uses technical knowledge of Vanguard funds, products, and services to proactively identify opportunities to... 
    Full time
    Work experience placement

    Vanguard

    Malvern, PA
    1 day ago
  • Senior Manager, Investment ConsultingLead InvestmentClient Consulting. Shape Client Outcomes. Drive Growth.Are you passionate about helping...  ...of investment strategy, portfolio construction, client engagement, and team leadership?We are seeking a Senior Manager, Investment... 
    Full time

    Vanguard

    Malvern, PA
    4 days ago
  •  ...consistently best-in-class level. Key activities include managing SLAs, client services processes, standards, project engagements, purchasing optimization, and establishing a...  ...employer match ~ Tuition Reimbursement ~ Scholarship Fund ~ Flexible Workplace... 
    Work experience placement
    Work at office
    Local area
    Immediate start
    Flexible hours

    Omni Cable

    West Chester, PA
    1 day ago
  • $90k - $180k

     ...efficiency across a large-scale media investment business. As a key member...  ..., optimize cash flow, manage enterprise risk, and support...  ...advisors and auditors to manage tax audits, monitor legislative...  ...exchange exposure, intercompany funding, and treasury technology... 

    CMI Media Group

    Tredyffrin, PA
    4 days ago
  •  ...giving them the best chance for investment success. In service of more...  ...into reality across mutual funds, ETFs, CITs, and private market...  ...Department and Investment Management Group leadership, Oversight &...  ...concise communicator who can engage senior leaders and drive alignment... 
    Full time
    Work experience placement
    Work at office
    Worldwide

    Vanguard

    Malvern, PA
    1 day ago
  • SEI Investments Distribution Company (SIDCO) invites applications for a Billing and Accounts role in its Distribution Fee Accounting team...  ...Pennsylvania. The position entails assembling and reviewing mutual fund invoices, calculating fee allocations, and processing payments... 

    3M HEALTHCARE

    Oaks, PA
    4 days ago
  •  ...Examine and verify all loan documents are complete and accurate. This audit can include, but are not limited to the following: original...  ...and verification of income if requested by the loan officer. Fund finalized and audited loan requests Work closely with retail... 
    Contract work
    Work at office

    The Citadel

    Exton, PA
    5 days ago
  • $50 per hour

     ...seeking an energetic Portfolio Manager to serve as a strategic...  ...companies to shape roadmaps and investment plans, identify transition opportunities...  ....Execute a scalable engagement framework, systematically...  ...area requests, and prioritize funding requests.Partner with business... 
    Full time
    Temporary work
    Work experience placement
    Casual work
    Remote work
    Flexible hours

    Lockheed Martin

    King of Prussia, PA
    1 day ago
  •  ...Universal Health Services in King of Prussia, PA is seeking an Assistant Manager - BH Clinical Applications within Corporate Internal Audit. You will assist the Lead Auditor and Manager in Sarbanes-Oxley compliance, develop testing procedures, document processes, and... 

    Universal Health Services

    King of Prussia, PA
    4 days ago
  • Vanguard is hiring a Technical Project Manager to drive the strategic execution and roadmap for products within our Investment Book of Record (IBOR) domain. This role requires a strong understanding of IBOR's critical function in delivering real-time investment data and... 
    Full time
    Work experience placement

    Vanguard

    Malvern, PA
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Audit Engagement Manager - Fund & Investment Audit. Be the first to apply!