Regulatory Licensing and Enforcement Associate
BCG Attorney Search
Job Overview A law firm seeks a junior to mid-level associate with 2-4 years of experience to join their Fintech and Financial Advisory practice in Charlotte, NC. This role involves assisting clients in the financial services industry with payments, regulatory, licensing, and government enforcement matters. Duties Perform legal research on payments and consumer financial services regulatory matters. Analyze and communicate regulatory risk and business operations with clients and senior attorneys. Conduct licensing reviews, including multi-state legal surveys. Participate in licensing applications and maintenance matters. Engage in supervisory matters at the examination stage, including information collection and production. Participate in enforcement matters at the investigative stage, including information collection and production. Conduct and manage document review, production, and other related tasks. Prepare legal memoranda, correspondence, reports, and settlement agreements. Assist with preparation for government meetings, including drafting talking points and presentations. Write, edit, and review reports, communications, presentations, and articles. Requirements Highly motivated and creative with exceptional interpersonal and writing skills. Ability to work independently and collaboratively within a team. Comfortable handling multiple assignments simultaneously. Thorough, efficient, and detail-oriented in work. Education Juris Doctorate degree required. Certifications Membership to the State Bar of the desired office required. Skills Regulatory, licensing, and/or enforcement experience required. Payments and/or general consumer financial services experience preferred. Benefits Comprehensive health benefits including medical, dental, vision, and life insurance. Mental well-being programs and family care benefits. Short- and long-term disability and parental leave benefits. Health savings account contributions and flexible spending accounts. 401(k) program and compensated time off through Flexible Time Off program and paid holidays. #J-18808-Ljbffr BCG Attorney Search
- BCG Attorney Search seeks a junior to mid-level associate for their Fintech and Financial Advisory practice in Charlotte, NC. This role... ...Responsibilities include conducting legal research, managing licensing reviews, and preparing legal documentation. The firm offers comprehensive...RegulatoryFlexible hours
- ...International Trade Senior Associate Attorney or CounselDirect Counsel is seeking... ...trade compliance strategies and regulatory risk management.Collaborate with... ..., sanctions (EAR, ITAR, OFAC), licensing, voluntary disclosures, enforcement matters, or CFIUS is highly...RegulatoryWork at office
- ...Definition of Work The technology associate, under general supervision,... ...Services and school Enforce the Internet Acceptable Use Policy... ...of federal, state, and local regulatory requirements applicable to school... ...maintain a valid driver's license or ability to provide own...RegulatoryHourly payFull timeLocal area
$75k - $137.5k
.... We are looking to hire an Associate Marketing Lead within PNC's... ...Certification(s)LicensesNo Required License(s)Pay TransparencyBase... ...role, the Secure and Fair Enforcement for Mortgage Licensing Act of... ...and/or the Financial Industry Regulatory Authority (FINRA), which...RegulatoryFull timeTemporary workPart timeWork experience placementWork at office- ...Wells Fargo is seeking an Associate Corporate Security Guard... ...quality customer service while enforcing written procedures Regularly... ...Valid Armed Security Officer license - NCPPSB ~21+ years of age... ...Crimes, Operational, Regulatory Compliance), which includes...RegulatoryWork experience placementWork at officeFlexible hoursNight shiftWeekend work
$23.16 - $28.96 per hour
...licensure required. Active Compact Nursing License accepted in lieu of state-specific... ...clinical judgment. ~ Understand and enforce OSHA, AAAHC, and company quality... ...individual's role, licensure, and applicable regulatory standards. #LI-LD1 Compensation...RegulatoryFull timeWork at office$164.78k - $314.96k
...OpportunityWe are currently seeking an experienced Associate General Counsel to provide dedicated... ...to support business objectives and lead regulatory, compliance and litigation risk to USAA.... ...from an accredited law school required.Licensed and in good standing to practice law in...RegulatoryFull timeH1bWork at officeRemote workHome officeRelocation packageFlexible hours$21.1 - $35.16 per hour
...Associate Service Consultant-Estate Team Build a career that matches all your initiative... ...to ensure that documents comply with regulatory requirements and department standards... ...to external clients Experience with enforcing policies and procedures Bachelor's degree...RegulatoryWork from homeFlexible hours- ...firm seeks a Sanctions and Trade Controls Associate to join their office in Charlotte, NC.... ...experience in transactional matters and regulatory compliance, with a preference for candidates... ...CFIUS, export controls, and sanctions. Licensed and in good standing in the state of...RegulatoryWork at office
$90k - $120k
...Associate Client Advocate The Associate Client Advocate (ACA) client-facing functions... ...Ensures all policy requirements (legal, regulatory & compliance) are met Client-level coordination... ...an active insurance broker's P&C license, and complete various continuing...RegulatoryTemporary workWork at officeLocal areaRemote workVisa sponsorshipWork visaFlexible hours- Job Overview A law firm seeks an Incident Response Associate to join their Privacy and Cyber practice group in Charlotte, NC.... ...incident response. Communicate with third parties, including law enforcement and regulatory bodies. Counsel clients on privacy compliance, pre-...Regulatory
- ...Job Overview A law firm seeks a Licensing Attorney with 2-6 years of experience to join its Fintech and Financial Advisory practice in... ...Advise on compliance obligations for regulated entities. Engage in regulatory, compliance, corporate, and transactional work. Requirements...RegulatoryTemporary workWork at officeFlexible hours
- BCG Attorney Search is seeking a Licensing Attorney in Charlotte, NC with 2-6 years of licensing experience to support a nationwide licensing... ...financial services companies. The role involves advising on regulatory, compliance, corporate, and transactional work, drafting...Regulatory
$214.8k - $252.7k
...to join its Operations, Technology and Regulatory Team supporting strategic enterprise innovation... ...processes.Participate in trade associations, industry working groups, and other external... ..., approvals, examinations, or enforcement-related matters.Experience drafting comment...RegulatoryFull timeLocal area- ...the company, including; Artificial Intelligence (AI), software license and SaaS agreements; cloud services, hosting, and... ...legal advice on emerging technologies, new products, and evolving regulatory expectations. 9. Serve as an individual contributor but may provide...RegulatoryFull timeContract workPart timeWork at officeShift workDay shift
- ...Associate General Counsel About the Company Rapid-growing health & wellness company... ...contracts, advising on advertising claims and regulatory requirements, and managing a range of... ...position at the company should be licensed and in good standing in Florida, or licensed...RegulatoryFixed term contractImmediate start
$155k - $185k
...Licensing AttorneyDirect Counsel is seeking a Licensing Attorney to join the Fintech & Financial Advisory practice of a prestigious Am... ...excellent opportunity for an attorney with 2-6 years of licensing and regulatory experience to join a nationally recognized Fintech & Financial...RegulatoryWork at officeFlexible hours$20.67 - $31.25 per hour
...processing of the securities registration, and insurance licensing/appointment processes for securities and insurance... ...insurance licenses and appointments of firm and agency associated individuals with regulatory organizations, states and insurance carriers in an accurate...RegulatoryHourly payWork at officeRemote workFlexible hours- ...Associate General Counsel, Commercial About the Company Industry-shaping mobile application... ..., technology, or IP transactional or regulatory law, and a preference for those with in-... ...from an accredited U.S. law school, be licensed in good standing with a state bar, and...RegulatoryContract workFixed term contract
$54.25k - $65k
...industry. Position Summary The Underwriting Associate supports underwriting operations by... ...underwriting guidelines, procedures, and regulatory requirements to support policy quoting,... ...Property & Casualty and/or Surplus Lines licenses, as required by state regulations....RegulatoryFull timeWork experience placementWork at office- ...in Brooklyn, OH, to manage securities registrations and insurance licenses for Key Investment Services LLC and KeyCorp Insurance Agency USA Inc. This role emphasizes accurate record-keeping, regulatory compliance, and collaboration with sales teams. The candidate will...RegulatoryRemote job
$120k - $160k
...veterinary medicine and integrate them into practice. Uphold all regulatory standards and adhere to veterinary best practices.... ...of 5 years of experience as a practicing veterinarian. Valid license to practice veterinary medicine. Proficient in all aspects of...RegulatoryLocal area$77.7k - $146.9k
...nowhere like RSM.The Technology Compliance & Emerging Risk Senior Associate will be an integral team member, assisting with planning... ...and cloud environments- Evaluate control design aligned with regulatory requirements- Assess cybersecurity and information security programs...RegulatoryFull timeWork experience placementInternshipLocal area$22 - $27.75 per hour
...Banking Associate Work Location: Charlotte, North Carolina, United States of America... ...consistently adhering to TD's risk and regulatory standards. Depth & Scope: Combines... ...Proficient in Microsoft Office ~ Notary License preferred Customer Accountabilities...RegulatoryWork at officeAfternoon shift$95.2k - $105k
...and agenda-shaping partner providing ‘best practice’ technical, regulatory, and business expertise and intelligence for our clients’ most... ...greater resilience, impact, and future-readiness.Job Title: Associate Safety ConsultantLocation:Hamlet, NCAbout the role:We are excited...RegulatoryFull timeContract workTemporary workLocal areaFlexible hours- At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them... ...are required. Additionally the analyst will have knowledge of regulatory ESG frameworks such as TCFD, SFDR, TNFD etc.Some knowledge of...RegulatoryFull time
- ...Claims Adjuster Associate Amerisure creates exceptional value for its partners, policyholders... ...accordance with company standards and regulatory requirements. Maintain accurate... ...Ability to obtain appropriate state licensing as required. Proficiency in Microsoft...RegulatoryFor contractorsWork at officeLocal areaFlexible hours
- ...change as we grow.What you’ll be doing as a Valuation Senior Associate:Working as part of a small team toward execution of various valuation... ...; mergers and acquisitions; financial reporting; tax and regulatory compliance; restructuring and reorganization; and corporate...RegulatoryFull timeWork at officeFlexible hours
- ...Amerisure is hiring a Claims Adjuster Associate to help support the claims department.... ...accordance with company standards and regulatory requirements. Maintain accurate claim records... .... Ability to obtain appropriate state licensing as required. Proficiency in Microsoft...RegulatoryFor contractorsWork at officeLocal areaFlexible hours
- ...DescriptionProSidian Consulting seeks a Management and Operations Consulting Associate to support and participate in team member initiatives design,... ...challenges including corporate and business unit strategy, regulatory compliance initiatives; business process reviews, assessments,...RegulatoryContract workFor contractorsWork at officeFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Licensing and Enforcement Associate. Be the first to apply!
- regulatory affairs specialist Charlotte, NC
- medicare compliance specialist Charlotte, NC
- regulatory compliance analyst Charlotte, NC
- compliance specialist Charlotte, NC
- aml compliance analyst Charlotte, NC
- regulatory officer Charlotte, NC
- healthcare compliance officer Charlotte, NC
- regulatory analyst Charlotte, NC
- regulatory specialist Charlotte, NC
- compliance associate Charlotte, NC

