Regulatory Licensing and Enforcement Associate
BCG Attorney Search
Job Overview A law firm seeks a junior to mid-level associate with 2-4 years of experience to join their Fintech and Financial Advisory practice in Charlotte, NC. This role involves assisting clients in the financial services industry with payments, regulatory, licensing, and government enforcement matters. Duties Perform legal research on payments and consumer financial services regulatory matters. Analyze and communicate regulatory risk and business operations with clients and senior attorneys. Conduct licensing reviews, including multi-state legal surveys. Participate in licensing applications and maintenance matters. Engage in supervisory matters at the examination stage, including information collection and production. Participate in enforcement matters at the investigative stage, including information collection and production. Conduct and manage document review, production, and other related tasks. Prepare legal memoranda, correspondence, reports, and settlement agreements. Assist with preparation for government meetings, including drafting talking points and presentations. Write, edit, and review reports, communications, presentations, and articles. Requirements Highly motivated and creative with exceptional interpersonal and writing skills. Ability to work independently and collaboratively within a team. Comfortable handling multiple assignments simultaneously. Thorough, efficient, and detail-oriented in work. Education Juris Doctorate degree required. Certifications Membership to the State Bar of the desired office required. Skills Regulatory, licensing, and/or enforcement experience required. Payments and/or general consumer financial services experience preferred. Benefits Comprehensive health benefits including medical, dental, vision, and life insurance. Mental well-being programs and family care benefits. Short- and long-term disability and parental leave benefits. Health savings account contributions and flexible spending accounts. 401(k) program and compensated time off through Flexible Time Off program and paid holidays. #J-18808-Ljbffr BCG Attorney Search
- BCG Attorney Search seeks a junior to mid-level associate for their Fintech and Financial Advisory practice in Charlotte, NC. This role... ...Responsibilities include conducting legal research, managing licensing reviews, and preparing legal documentation. The firm offers comprehensive...RegulatoryFlexible hours
- ...Summary of the Position: The Associate General Counsel will serve... ...Support the protection and enforcement of the company’s trademarks,... ...business transactions. Conduct regulatory analysis for various... ...accredited law school. An active license to practice law with the ability...RegulatoryContract work
- Associate, Technology (26-27 SY) Charlotte-Mecklenburg Schools - Charlotte... ...Services and school Enforce the Internet Acceptable Use Policy... ...of federal, state, and local regulatory requirements applicable to... ...and maintain a valid driver’s license or ability to provide own...RegulatoryHourly payFull timeLocal areaImmediate start
$23.16 - $28.96 per hour
...licensure required. Active Compact Nursing License accepted in lieu of state-specific... ...clinical judgment. ~ Understand and enforce OSHA, AAAHC, and company quality standards... ...individual's role, licensure, and applicable regulatory standards. #LI-LD1 Compensation...RegulatoryFull timeWork at office- ...Associate General Counsel About the Company Industry-leading healthcare analytics... ...strategic legal advice, ensuring regulatory compliance, and managing the contracting... ...emerging technology governance, and data licensing and commercialization agreements. Strong...Regulatory
- ...Job Overview A law firm seeks a Licensing Attorney with 2-6 years of experience to join its Fintech and Financial Advisory practice in... ...Advise on compliance obligations for regulated entities. Engage in regulatory, compliance, corporate, and transactional work. Requirements...RegulatoryTemporary workWork at officeFlexible hours
- ...firm seeks a Sanctions and Trade Controls Associate to join their office in Charlotte, NC.... ...experience in transactional matters and regulatory compliance, with a preference for candidates... ...CFIUS, export controls, and sanctions. Licensed and in good standing in the state of...RegulatoryWork at office
- ...all manner of legal matters regarding regulatory and industry compliance requirements; data... ...of statutory filings, such as licensing forms. Represent the company in legal... ...teams to assess and mitigate privacy risks associated with data collection, storage, sharing,...Regulatory
- ...Accounting & Advisory Solutions (CAAS) Senior Associate , you’ll play a key role in delivering... ...Stay informed on accounting standards, regulatory changes, and compliance requirements.... ...Bachelor’s degree in Accounting required. CPA license or progress toward licensure preferred....Regulatory
$250k - $350k
...Mullins law firm is looking to add a mid- to senior-level energy regulatory associate to its Energy, Environmental and Projects Team. This... ...also focuses on Environmental Transactions and Environmental Enforcement & Litigation. We Know You You are an energy regulatory...RegulatoryWork at office- ...sustainability, as a Consulting Senior Associate - Geology, based in Charlotte, NC. The role... ...contaminated sites, ensuring regulatory compliance, and supporting sustainable solutions... ...independently and collaboratively. Valid driver’s license and/or ability to operate a company...RegulatoryFor subcontractorLocal area
- ...Description International Trade Senior Associate Attorney or Counsel Direct... ...trade compliance strategies and regulatory risk management. Collaborate with... ..., sanctions (EAR, ITAR, OFAC), licensing, voluntary disclosures, enforcement matters, or CFIUS is highly...RegulatoryWork at office
- ...compensation on their behalf. Role Description The Associate Attorney will work on‑site in Charlotte,... ..., including case law, statutes, and regulatory materials, and the ability to translate... ...an accredited law school and active license in North Carolina (South Carolina...RegulatoryFull timeWork at office
$24 per hour
...Description As a Security Officer Licensed Armed Patrol in Charlotte,... ...with site protocols and regulatory expectations common to a... ...4 years of military or law enforcement experience, or possess a... ...veteran status or relationship/association with a protected veteran,...RegulatoryFull timeWork at officeLocal areaShift work- ...data platform that powers real‑time compliance analytics and regulatory reporting across global markets. Work collaboratively as a team... ...Lake for distributed processing and versioned data storage. Enforce data retention, archiving, and purging policies aligned with global...RegulatoryWork at officeLocal areaWork from home
- ...Associate General Counsel, Regulatory & Technology About the Company AI-enabled precision oncology biotech firm Industry Biotechnology Type Privately Held, VC-backed Founded 2022 Employees 11-50 Funding $200+ million...Regulatory
- ...Paul or Charlotte is seeking an International Banking Operations Associate to support Global Trade & Standby Services and FX transactions... ..., settlements, and investigations with a focus on accuracy, regulatory compliance, and timely service. This role requires strong...Regulatory
- ...with client personnel in order to identify and assess existing client accounting processes, internal controls, and compliance with regulatory requirements. Review accounting transactions and consider appropriate application of generally accepted accounting principles....RegulatoryContract workWork at office
$20 - $28 per hour
...merchandise processing defective merchandise following company and regulatory policies and procedures for sanitation and food safety and... ...to company policy and procedures ensuring Merchandising Associates pick orders within acceptable timeframe and are staged properly...RegulatoryHourly payMinimum wageFull timeTemporary workPart timeSeasonal work$77k - $202k
The Opportunity As a SAP Business Process & IT Controls Sr Associate, you will engage with clients to optimize operational efficiency... ...their strategic objectives while maintaining compliance with regulatory standards. Responsibilities Analyzing client requirements to...RegulatoryH1b- ...Associate Vice President, Operational Due Diligence About the Company Prominent asset management firm Industry Financial... ...Responsibilities include leading special projects, performing regulatory research, and analyzing financial statements, as well as...RegulatoryWork at office
- ...SAI360 platform, focusing on governance, risk, and compliance (GRC) capabilities. This role involves configuring SAI360 to meet regulatory standards and collaborating with stakeholders across various functions. The ideal candidate will have over 2 years of experience...Regulatory
$77.7k - $146.9k
...like RSM. The Technology Compliance & Emerging Risk Senior Associate will be an integral team member, assisting with planning engagements... ...cloud environments - Evaluate control design aligned with regulatory requirements - Assess cybersecurity and information security...RegulatoryFull timeWork experience placementInternshipLocal area$20 - $28 per hour
...merchandise processing defective merchandise following company and regulatory policies and procedures for sanitation and food safety and... ...to company policy and procedures ensuring Merchandising Associates pick orders within acceptable timeframe and are staged properly...RegulatoryHourly payMinimum wageFull timeTemporary workPart timeSeasonal work- ...Senior Associate, Oracle Consulting A career in our Enterprise Performance Management team, within our Oracle consulting practice,... ...Creating a well-controlled platform for growth and increased regulatory requirements through the implementation of leading practices and...Regulatory
- ...President, Securities Enforcement & Cybersecurity Platform About the Company An established media, events, and intelligence platform... ...' experience in the securities enforcement, white-collar, regulatory, and/or investigations legal community, with a background...Regulatory
$62.32k - $84.31k
...Overview The Associate Registrar provides leadership and oversight for teams supporting new student enrollment and continuing student... ...execution of processes in alignment with institutional policies, regulatory requirements, and accreditation standards. The Associate...RegulatoryWork experience placementWork at officeMonday to Friday- ...Associate General Counsel, Reinsurance About the Company Technology-enabled hybrid insurance carrier with underwriting expertise... ..., managing reinsurance disputes, and ensuring compliance with regulatory requirements. Applicants must have a minimum of 10 years' of relevant...Regulatory
- ...maintain fire sprinkler systems. The role requires strong technical skills, relevant licenses, and the ability to guide junior technicians. You’ll ensure safety, quality, and regulatory compliance while traveling to various job sites. Ideal candidates have 5+ years in...Regulatory
$25.5 - $36 per hour
...Credit Management Job Description: The Credit Management Associate III provides ongoing support to an assigned commercial... ...Management Associate III will ensure customer, facility, and regulatory documentation align accurately within internal systems within...RegulatoryWork at officeLocal areaWork from homeFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Licensing and Enforcement Associate. Be the first to apply!
- regulatory reporting analyst Charlotte, NC
- legal compliance analyst Charlotte, NC
- senior compliance analyst Charlotte, NC
- regulatory compliance specialist Charlotte, NC
- trade compliance specialist Charlotte, NC
- regulatory affairs consultant Charlotte, NC
- regulatory affairs specialist Charlotte, NC
- compliance coordinator Charlotte, NC
- cybersecurity policy and compliance analyst Charlotte, NC
- compliance specialist Charlotte, NC



