Senior Compliance Leader: Mortgage Banking & Risk (Equity)
Alliance Bank of Arizona
Western Alliance Bancorporation is seeking a Senior Compliance Manager in Westlake Village, CA to lead the Compliance Management System, drive risk assessments, and partner with stakeholders to foster a strong compliance culture. The role combines hands-on execution with strategic governance and program management responsibilities. The successful candidate will manage a team, perform high‑priority compliance activities, and ensure adherence to applicable mortgage banking regulations while #J-18808-Ljbffr Western Alliance Bank
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Senior Compliance Leader: Mortgage Banking & Risk (Equity) in Westlake Village, CA vacancy
- Western Alliance Bank in Westlake Village, CA is seeking a Senior Compliance Manager to lead the CMS and drive... .... This hands‑on leader role will manage a team... ...regulatory activities, risk assessments, and reporting... ...controls in residential mortgage lending, and provide...SeniorRiskMortgage
- ...Alliance Bancorporation is seeking a Compliance Consultant - Contract to Hire,... ...and lead efforts in risk management. Your role will involve... ...management, with a focus on mortgage operations. You'll enjoy competitive... ...a 401k matching program. #J-18808-Ljbffr Western Alliance BankSeniorRiskMortgageContract work
$149.3k - $184.43k
...Job Title: Senior Compliance Manager Location: CA... ...and serve as a hands-on leader responsible for both... ...interests of Western Alliance Bank. This working-manager... ...periodic compliance risk assessments, impact... ...to residential mortgage lending/purchasing when...SeniorRiskMortgageWestern Alliance Bank
Westlake Village, CA2 days ago$149.3k - $184k
Overview What You\'ll Do As a Senior Compliance Manager, you\'ll be... ...and overseeing the Company\'s mortgage servicing regulatory compliance... ...provide strategic direction, risk oversight, and compliance leadership... ...knowledge of general banking operations, including deposit...SeniorRiskMortgage$104.13k - $127.27k
...U.S. Bank Branch Manager At U.S. Bank, we're on a journey... ...are met and to ensure compliance with all banking laws and... ..., business banking, mortgage, or payment services. Acts as leader for customer experience,... ...and recognition programs, equity stock purchase 401(k) contribution...Employment EquityMortgageTemporary workWork experience placementLocal area$10 per hour
...Business Relationship Manager Senior (BRM) Acquisition banker in Business Banking, you’ll be developing... ...client experience and risk management, while... ...cash and/or forfeitable equity, awarded in recognition... ...banking, credit cards, mortgages, auto financing, investment...Employment EquitySeniorRiskMortgageWork experience placementWork at office- ...success and the goals of the bank, while fostering a... ...SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS... ...and/or forfeitable equity, awarded in recognition... ...banking, credit cards, mortgages, auto financing, investment... ...-box thinking we're known for as a global leader....Employment EquityRiskMortgage
$24.46 - $36.69 per hour
...Client Officer Senior Assists the Client Manager... ...operations procedures for compliance to regulations; plans... ...defined by management and bank policy. This colleague... ...one of the experts in risk management and loss prevention... ...Fair Enforcement for Mortgage Licensing Act of 2008"...SeniorRiskMortgageHourly payWork at office$65k - $100k
Private National Mortgage Acceptance Company, LLC, is seeking a SOX Senior Analyst to assist in defining control objectives and monitoring compliance with SOX regulations. You will interact with process... ...experience, and familiarity with risk control matrices. The role offers...SeniorRiskMortgage- ...hospitality, using the latest banking solutions and cutting-... ...within established risk parameters/tolerances... ...internal/external risk and compliance obligations, including... ...requires National Mortgage Licensing System and Registry... ...and/or forfeitable equity, awarded in recognition...Employment EquityRiskMortgageImmediate startAfternoon shift
- Western Alliance Bank seeks a Senior Compliance Manager in Westlake Village, CA, responsible for developing and overseeing the mortgage servicing compliance program. This role involves managing vendor relationships, ensuring adherence to regulations, and leading a team...SeniorMortgage
- ...Relationship Manager I (BRM) in Business Banking, you'll be helping to improve... ...on client experience and risk management. Job... ...form of cash and/or forfeitable equity, awarded in recognition of individual... ...banking, credit cards, mortgages, auto financing, investment advice...Employment EquityRiskMortgageWork experience placement
Chase
Thousand Oaks, CA3 days ago $65k - $100k
...services firm with a comprehensive mortgage platform and integrated... ...journey. A Typical Day The SOX Senior Analyst will assist in... ...control objectives and monitoring compliance efforts to achieve and maintain... ..., analyzing and documenting risks, related assertions and...SeniorRiskMortgageWork experience placementWork at office$84.05k - $103.82k
...Job Title: Credit Risk Data Analyst Location: CA - Westlake Village... ..., and recommendations with senior management. What you’ll need:... ...intermediate knowledge of residential mortgage industry in correspondent or... ...is a Western Alliance Bank company. Western Alliance Bank...RiskMortgageWork at officeSwiftCruit
Westlake Village, CA5 days ago- ...requirements for residential loan mortgage originations. Build, manage,... ...across a portfolio of banking and investment accounts. Provide... ...Maintain high standards of ethics, risk management, and client... ...Essentials (SIE) license. Legal & Compliance Bank of America is an equal‑...RiskMortgageImmediate start
$98k - $162.5k
...At Bank of America, we are guided by a common purpose to help make... ...is responsible for performing risk assessment and repayment... ...monitoring portfolio performance. The Senior Credit Underwriter (SCU)... ...unsecured, insurance, private equity, and subscription‑finance facilities...Employment EquitySeniorRiskWork at officeShift workDay shiftNACBA
Westlake Village, CA4 days ago$25 - $32 per hour
...interactions. Offer advice on digital and self‑serve banking options to simplify and expedite transactions. Risk Management and Operations : Manage risk by... ...credit check. This position requires compliance with the S.A.F.E Mortgage Licensing Act of 2008 and all related...RiskMortgageHourly payFor contractorsWork at officeRemote workFlexible hoursRadNet
Westlake Village, CA5 days ago$92.45k - $114.2k
...evolving regulatory requirements that impact mortgage loan servicing, including investor,... ..., and validated. Work closely with compliance, legal, risk, and operational teams to ensure... ...preferred. Intermediate knowledge of general banking operations, including deposit...RiskMortgage$70k - $80k
...all employees engaged in residential loan mortgage originations must register with the... ...stocks, bonds, mutual funds, annuities, and banking and money managed solutions Recommends banking... ...asset thresholds Mitigates and controls risk as part of daily activities Identifies...RiskMortgageTemporary workMonday to FridayShift workDay shiftDormont Manufacturing Company
Thousand Oaks, CA3 days ago- California Bank of Commerce is seeking a Banking Services Officer to manage complex loan... ...non-routine issues, ensuring regulatory compliance and efficient account lifecycle management... ...skills, with a focus on accuracy, risk management, and timely issue resolution....Risk
- ...Senior Credit Underwriter - Custom Lending - Global Wealth & Investment... ...of age. Acknowledge ( Bank of America employees are... ...is responsible for performing risk assessment and repayment capacity... ...unsecured, insurance, private equity, and subscription‑finance facilities...Employment EquitySeniorRiskWork at officeShift workDay shift
Bank of America
Thousand Oaks, CA3 days ago $80k - $90k
...Merrill Wealth Management (part of Bank of America) offers... ...objectives, resources, time horizon, risk profile and preferences. Balance... ...building, administrative compliance, and personal growth and development... ...engaged in residential loan mortgage originations must register...RiskMortgageInterim roleImmediate startShift workDay shiftBank of America
Westlake Village, CA1 day ago$114.91k - $141.95k
Job Title: Compliance Consultant - Contract to Hire Location: CA - Irvine What you’ll do:... ...guidance related to regulatory compliance risks, control effectiveness, root cause... ...applicability and impact of regulations on the Bank’s Mortgage products, services and lines of...RiskMortgageContract work$80k - $90k
...of Merrill coupled with the banking convenience of Bank of America... ...objectives, resources, time horizon, risk profile and preferences... ...building, administrative compliance, and personal growth and development... ...engaged in residential loan mortgage originations must register...RiskMortgageInterim roleWork at officeLocal areaImmediate startShift workDay shiftNational Black MBA Association
Westlake Village, CA17 hours ago- ...least 18 years of age. Acknowledge ( Bank of America employees are required to meet... ...employees engaged in residential loan mortgage originations must register with the federal... ...Executive Presence Oral Communications Risk Management Trading Minimum...RiskMortgageWork at officeImmediate startMonday to FridayFlexible hoursShift workDay shift
Bank of America
Thousand Oaks, CA3 days ago - ...vendors for this regard. Identify risks in our process (HMDA, CFPB,... ...knowledge of residential mortgage industry in Correspondent or... ...applicable regulatory and legal compliance obligations, rules and... ...Mortgage is a Western Alliance Bank company. Western Alliance Bank...RiskMortgagePermanent employment
$70k - $80k
...; Safe Act; Loan Originators; FINRA. At Bank of America, we are guided by a common purpose... ...employees engaged in residential loan mortgage originations must register with the... ...asset thresholds Mitigates and controls risk as part of daily activities Identifies and...RiskMortgageTemporary workWork at officeMonday to FridayShift workDay shift$45k - $66k
...firm with a comprehensive mortgage platform and integrated... ...Assistant to support senior leadership within our... ...support to other tech leaders as capacity permits. Meeting... ...and tracked. Process Compliance: Monitor team... ...Manage employee reward bank allocations and usage....SeniorMortgageWork at officeLocal areaPennyMac Loan Services, LLC
Westlake Village, CA1 day ago$63.3k - $117.2k
...inquiries and provide accurate information about business banking products and services. Understand customer needs... ...of customer and Bank information in compliance with Bank policies and procedures. Identify risks and take appropriate actions, including documentation...RiskLocal areaWorldwideBMO U.S.
Thousand Oaks, CA2 days ago$70.3k - $75k
...objectives, time horizon, and risk tolerance. AMP offers comprehensive... ...practices, financial markets, banking, and the analysis and... ...additional compensation (cash or equity), discretionary bonuses, or commissions... ...benefits and the support of leaders and colleagues who care. From...Employment EquityRiskTraineeshipWork experience placement
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Leader: Mortgage Banking & Risk (Equity). Be the first to apply!
Related searches
- team lead data science Westlake Village, CA
- quality assurance team leader Westlake Village, CA
- leader Westlake Village, CA
- member team lead Westlake Village, CA
- application team lead Westlake Village, CA
- helpdesk team lead Westlake Village, CA
- compliance team leader Westlake Village, CA
- team coordinator Westlake Village, CA
- team lead Westlake Village, CA
- inventory team lead Westlake Village, CA