Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Regulatory Reporting Lead

Software Guidance Assistance




The successful candidate will have the opportunity to: drive visible, regulatory-facing deliverables; work at the intersection of liquidity reporting, data governance, and operational resilience; and partner closely with Finance, Treasury, Technology, and Risk to improve data quality and control discipline.



Responsibilities:
  • Run the FR 2052a production process , including source-to-report mappings, key calculations, and documentation of material assumptions.
  • Develop and maintain Business Requirements Documents (BRDs) to support Technology requirements and enhancements related to FR 2052a reporting.
  • Ensure version control and maintain audit-ready evidence supporting the FR 2052a production process, reporting requirements, and related documentation.
  • Partner with data owners, SMEs, and Technology teams to generate accurate and timely reporting and map processes to governance and controls, including controls inventory, control descriptions, testing artifacts, and issue management.
  • Work with Technology, Treasury, Finance, Risk, and Data Management teams to investigate data issues, identify root causes, and implement sustainable solutions.
  • Manage the successful daily FR 2052a submission by other team members , providing oversight and ensuring required production activities are completed accurately and on schedule.


Required Skills:
  • 8+ years of experience in Treasury, Liquidity Risk Management, Regulatory Reporting, or Finance within a banking environment.
  • Direct hands-on experience producing and managing the FR2052a Complex Institution Liquidity Monitoring Report, preferably in a daily T+2 reporting environment (Strong understanding of FR2052a instructions, reporting schedules, data sourcing, regulatory interpretations, and governance requirements.)
  • 5+ years of recent experience executing end-to-end report production, including data validation, reconciliations, exception management, issue resolution, and regulatory submission support.
  • Experience documenting business requirements and process improvements through Business Requirements Documents (BRDs), functional specifications, process flows, and data mapping documentation.
  • Demonstrated experience leading and executing User Acceptance Testing (UAT), including test script development, defect management, and validation of regulatory reporting enhancements.
  • Advanced Microsoft Excel skills, including complex formulas, data analysis, reconciliations, pivot tables, and large dataset manipulation.
  • 5+ years of experience in a lead role, managing the successful execution of tasks assigned


Preferred Skills:
  • Experience supporting other regulatory liquidity reports (LCR, NSFR, FR Y-15, 6G FR2052a, Resolution Planning, Reg YY reporting).
  • Ability to analyze and assess new products, business initiatives, and transactions to determine appropriate FR2052a reporting treatment and data requirements.
  • Strong knowledge of banking products and balance sheet activities, including deposits, loans, secured funding, derivatives, prime brokerage, securities financing transactions, and capital markets products.
  • Familiarity with SQL, data warehouses, Jira, Confluence, SharePoint, and reporting automation initiatives.
  • Experience supporting regulatory examinations, internal audits, or remediation programs.
  • Hands-on, execution-oriented mindset with a willingness to roll up sleeves and resolve issues independently.
  • Strong attention to detail and commitment to producing accurate, audit-ready deliverables.
  • Excellent written and verbal communication skills.
  • Ability to challenge assumptions, investigate discrepancies, and drive issues to resolution.
  • Strong stakeholder management and collaboration skills across business and technology teams.
  • Strong analytical and problem-solving skills with exceptional attention to detail and commitment to data accuracy.
  • Highly organized with the ability to manage multiple deliverables simultaneously.
  • Ability to operate effectively in a fast-paced regulatory reporting environment with tight deadlines and changing priorities.


Education:
  • Bachelor's degree in Finance, Accounting, Economics, Information Systems, or related discipline (or equivalent experience).
  • Preferred: CPA, CFA, FRM, PMP, CBAP, or data governance/control certifications (e.g., CDMP) or equivalent practical experience.



By applying for a job with SGA, you agree to allow SGA to process your application for this and future opportunities in accordance with our Privacy Policy. Also, to ensure timely processing, you agree to be contacted by our AI recruiter via email, text, or phone. Message frequency varies and data rates may apply, but you can reply STOP to any SMS message to opt-out of texts and may contact SGA at to opt-out of AI communications. The choice not to engage with AI will not adversely impact your consideration for placement. AI is not used to make any hiring determinations.


SGA is a technology and resource solutions provider driven to stand out. We are a women-owned business. Our mission: to solve big IT problems with a more personal, boutique approach. Each year, we match consultants like you to more than 1,000 engagements. When we say let's work better together, we mean it. You'll join a diverse team built on these core values: customer service, employee development, and quality and integrity in everything we do. Be yourself, love what you do and find your passion at work. Please find us at .


SGA is an Equal Opportunity Employer and does not discriminate on the basis of Race, Color, Sex, Sexual Orientation, Gender Identity, Religion, National Origin, Disability, Veteran Status, Age, Marital Status, Pregnancy, Genetic Information, or Other Legally Protected Status. We are committed to providing access, equal opportunity, and reasonable accommodation for individuals with disabilities in employment, and our services, programs, and activities. Please visit our company to request an accommodation or assistance regarding our policy.
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Regulatory Reporting Lead in New York, NY vacancy
  • Moody's seeks an AVP Manager in Business Process Management to lead end-to-end regulatory reporting within the Ratings global framework from Moody's Ratings Operations and Controls. You will partner across Technology, Data Owners, Compliance, and Legal to redesign reports... 
    Regulatory

    Moody

    New York, NY
    2 days ago
  • $118.98k - $195.47k

     ...seeking a motivated individual to join our team as a Lead Specialist, Tax Accounting & Reporting.This role is ideal for a tax professional to join our...  ...reconciliations, accounting, and internal and external regulatory requirements.Support and take ownership of the... 
    Regulatory
    Full time
    H1b
    Work at office
    Local area
    Work from home
    Visa sponsorship
    Work visa
    Flexible hours

    Guardian Life Insurance

    New York, NY
    6 days ago
  • JPMorgan Chase & Co. is seeking a seasoned regulatory reporting leader to head Pillar 3 disclosures and RWA reporting within FRRA. The role partners with cross-functional teams to deliver accurate, timely Pillar 3 disclosures and maintain regulatory governance. The ideal... 
    Regulatory

    JPMorganChase

    New York, NY
    2 days ago
  •  ...strategic, commercially minded Sustainability Manager to lead the Global Sustainability Office, reporting to the Sustainability Officer and guiding a four-...  ...for climate scenario analysis, ESG reporting, regulatory compliance, and presenting to senior leadership #J-... 
    Regulatory
    Work at office

    Bloomberg

    New York, NY
    4 days ago
  • G MASS seeks an experienced US regulatory reporting specialist to own one or more reporting obligations and manage the change portfolio from impact assessment to post-production validation. The role is based full-time in the firm’s New York office. Ideal candidates will... 
    Regulatory
    Full time
    Work at office

    G MASS

    New York, NY
    2 days ago
  • Forvis Mazars, LLP seeks a Manager of Risk & Regulatory to lead regulatory reporting implementations for banking clients, with emphasis on FFIEC reports and FR series. You will translate complex regulatory guidance into Axiom-based solutions and collaborate across business... 
    Regulatory

    Forvis Mazars, LLP

    New York, NY
    2 days ago
  • Citi is seeking a Governance Reporting & Analysis Lead Analyst to strengthen risk and controls reporting across governance committees. You will...  ...and end-to-end management aligned with Citi policies and regulatory expectations. The role emphasizes proactive risk management... 
    Regulatory

    Citi

    New York, NY
    1 day ago
  • IDB Bank in New York is seeking a Credit Risk Governance and Reporting Officer to strengthen our governance framework and oversee credit...  ...and operations partners to ensure robust governance and regulatory readiness. The role requires extensive experience in credit risk... 
    Regulatory

    IDBNY

    New York, NY
    3 days ago
  • Team Lead, Financial Statement and Regulatory Reporting PA, United States (Hybrid) Job Description About Citco: The market leader. The premier provider. The best in thebusiness. At Citco, we’ve been the front-runner in our field since ourincorporation in 1948 led to... 
    Regulatory
    Full time
    Temporary work
    Shift work

    Citco

    New York, NY
    3 days ago
  • Capri Holdings Limited is seeking a strategic ESG reporting and controls leader to build and scale Capri's global ESG regulatory reporting infrastructure and readiness for mandatory disclosures and external assurance. This role will establish complete, accurate, repeatable... 
    Regulatory

    Capri Holdings Limited

    New York, NY
    1 day ago
  •  ...accounting and finance work streams across private markets. You will report to the Alternatives CFO and oversee fund accounting, NAV...  ...management reporting, budgeting, liquidity management, and coordination of regulatory and tax filings. #J-18808-Ljbffr InforCapital, partnership
    Regulatory

    InforCapital, partnership

    New York, NY
    5 days ago
  • Taurus Search is seeking a Senior Manager for Regulatory Reporting in New York. This leadership role involves managing regulatory submissions (FR Y‑14Q and FR Y‑14M), ensuring quality and compliance. The ideal candidate has 8-12+ years in regulatory or capital reporting... 
    Regulatory

    Taurus Search

    New York, NY
    5 days ago
  • Citi is seeking a Finance Reporting Lead Analyst, Vice President based in Taguig, Philippines. The role focuses on regulatory reporting, governance, and cross-functional collaboration across Finance, Risk, and IT to ensure accurate, timely regulatory submissions. The position... 
    Regulatory

    Citi

    New York, NY
    5 days ago
  •  ...future team member for the role of Director, Reporting Leader to join our Internal Audit team....  ...make an impact in the following ways: Lead the strategy, governance, and execution...  ...alignment with strategic objectives, regulatory expectations, and internal standards.Promote... 
    Regulatory
    Work experience placement
    Flexible hours

    The Bank of New York Mellon

    New York, NY
    7 days ago
  • $125k - $225k

    A leading financial institution in Midtown Manhattan is seeking a Senior Liquidity Regulatory Reporting Leader (VP-Director Level). This role involves overseeing FR2052a and LCR reporting, enhancing governance, and managing high-performing teams. Candidates should have... 
    Regulatory

    Phyton Talent Advisors

    New York, NY
    2 days ago
  • $103.45k - $169.96k

    The Manager, Trading Operations & Controls is responsible for leading the firm's trading operations governance, regulatory reporting, and trading control framework across both the Broker-Dealer (BD) and Registered Investment Advisor (RIA) businesses. This role oversees... 
    Regulatory
    Full time
    H1b
    Visa sponsorship
    Work visa
    Flexible hours

    Guardian Life

    New York, NY
    2 days ago
  •  ...challenging cases, provide sanctions guidance, and help turn regulatory requirements into practical controls and processes that can scale...  ...restrictions, blocked or rejected transactions, regulatory reporting, recordkeeping, and escalation of potential sanctions violations... 
    Regulatory
    Remote work

    Madison-Davis, LLC

    New York, NY
    2 days ago
  • $80k - $120k

     ...Company Description GBI is a leading precious metals trading platform that enables individuals...  ...deficiencies Create KPI’s and report to management on a weekly basis KYC...  ...triggered) of existing customer profiles Regulatory Compliance & Reporting ~ Ensure GBI's... 
    Regulatory
    Full time
    Work at office
    2 days per week
    3 days per week

    GBI

    New York, NY
    2 days ago
  •  ...Columbus or New York Role Overview: The Client Reporting organisation manages the production of...  ...recurring marketing, client, and regulatory-driven reporting across all client channels...  .... Collaborate with the Product Lead and Technology teams to support integration... 
    Regulatory

    Testing Site - JPMC

    New York, NY
    1 day ago
  • $211.28k - $316.92k

     ...0Category: LegalCompany: CitiThe Senior Lead Counsel I is a senior level position responsible...  ...business practices, laws, rules, and regulatory guidelines, escalating as...  ...practices, and escalating, managing and reporting control issues with transparency, as well... 
    Regulatory
    Full time

    Citigroup

    New York, NY
    2 days ago
  •  ...QBE Reinsurance's Property, book of business, ensuring proper reporting of all claims following reinsurance contract terms.Your New RoleResponsibilities...  ..., Mentorship, Personal Initiative, Project Delivery, Regulatory Compliance, Reinsurance, Risk Management, Team DevelopmentHow... 
    Regulatory
    Full time
    Contract work
    Part time
    Work experience placement
    Work from home

    QBE Insurance Group

    New York, NY
    5 days ago
  • $111k - $135k

     ...represent the company externally on key regulatory and policy issues. Reimagining the financial...  ....What you’ll doAs a Risk & Compliance Lead at Brex, you will play a critical role in...  ...regulatory and partner obligations. The role will report directly to Brex’s Director, Compliance... 
    Regulatory
    Fixed term contract
    Work at office
    Remote work
    Work from home

    Brex

    New York, NY
    3 days ago
  •  ...seeking an experienced and motivated Team Lead for our Bridge Inspection team. The ideal...  ...) Prepare comprehensive inspection reports, documenting deficiencies, and recommending...  ...industry technologies, methodologies, and regulatory changes Manage project timelines, budgets... 
    Regulatory
    Full time
    For contractors
    Local area

    MP Engineers + Architects

    New York, NY
    3 days ago
  •  ...Role Summary Migration Lead with strong SAS background to drive an end‑to‑end SAS to Databricks modernization program . The...  ...and batch dependencies Identify business‑critical logic, regulatory reporting, SLA‑bound workloads , and transformation complexity Migration... 
    Regulatory
    Full time

    Mphasis

    New York, NY
    3 days ago
  • $211.28k - $316.92k

     ...Legal, ProfessionalCompany: CitiThe Senior Lead Counsel is a position responsible for...  ...accepted business practices, laws, rules, and regulatory guidelines, escalating where...  ...practices, and escalating, managing and reporting control issues with transparency, as well... 
    Regulatory
    Full time

    Citigroup

    New York, NY
    3 days ago
  •  ...Director – US Liquidity Regulatory Reporting A global corporate and investment bank is restarting its US liquidity regulatory reporting and needs a director-level lead to run the gap analysis. The last filing cycle ran on the FR 2052a 5G template, so the core job is... 
    Regulatory

    Soho Square Solutions

    New York, NY
    1 day ago
  • $105.7k - $157k

     ...OpportunityWSP is currently initiating a search for a Lead Offshore Environmental Compliance Manager...  ...Experience contributing to environmental reports, impact evaluations, siting analyses, and...  ...skills, including the ability to explain regulatory requirements and environmental... 
    Regulatory
    For contractors
    Local area
    Shift work

    WSP Group

    New York, NY
    4 days ago
  •  ...registrants across FINRA, the SEC, and state jurisdictions. You will manage Form U4/U5/BR filings, Form ADV amendments, and ongoing regulatory reporting with independence during peak periods. The role requires exceptional attention to detail, supervisory experience, and... 
    Regulatory

    NewEdge Capital Group LLC

    New York, NY
    5 days ago
  • $235k - $350k

    Team Lead - Private Markets Pricing Location New York Business Area Product...  ...and scalable valuation solutions.Reporting directly into the Head of Pricing, you will...  ...market participants, data challenges and regulatory considerationsDemonstrated ability to develop... 
    Regulatory
    Temporary work
    For contractors
    Work experience placement

    Bloomberg

    New York, NY
    4 days ago
  • $250k - $280k

     ...most important levers we have. This role leads the team responsible for bringing new...  ...team to define acquisition metrics, build reporting infrastructure, and make sure the team is...  ...channels suited to Polymarket's regulatory environment and user base, including media... 
    Regulatory

    Polymarket

    New York, NY
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Regulatory Reporting Lead. Be the first to apply!