Senior Compliance Officer
Insight Global
Job Description The Senior Compliance Officer supports the firm’s compliance program across its broker‑dealer, investment adviser, and insurance operations. This role is responsible for regulatory responses, customer complaint oversight, dispute and arbitration support, licensing and registrations, compliance training, continuing education programs, and other compliance support as needed. The Senior Compliance Officer assists the CCO with the firm’s compliance initiatives and leads key operational components of the firm's compliance infrastructure. Salary: 105k-115k We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an equal opportunity/affirmative action employer that believes everyone matters. Qualified candidates will receive consideration for employment regardless of their race, color, ethnicity, religion, sex (including pregnancy), sexual orientation, gender identity and expression, marital status, national origin, ancestry, genetic factors, age, disability, protected veteran status, military or uniformed service member status, or any other status or characteristic protected by applicable laws, regulations, and ordinances. If you need assistance and/or a reasonable accommodation due to a disability during the application or recruiting process, please send a request to View email address on click.appcast.io learn more about how we collect, keep, and process your private information, please review Insight Global's Workforce Privacy Policy: Skills and Requirements Both Series 7 and Series 63 Series 65 or the combination of 66 and 24 license Regulatory Inquiries, Exams & Responses Customer Complaints, Incidents & 4530 Reporting Arbitration, Disputes & Disclosure Filings Licensing, Registration & Onboarding Controls Compliance Training & Continuing Education (CE) Regulator & Internal Stakeholder Interaction Experience overseeing compliance across BD, RIA, and insurance entities simultaneously Familiarity with compliance and surveillance systems Experience with heightened supervision programs Experience updating or enhancing Written Supervisory Procedures (WSPs) Background working in a fast‑growing or scaling financial services firm #J-18808-Ljbffr
- SBA Communications Corporation is seeking a Senior IT Controls Analyst in Boca Raton, FL. The role focuses on coordinating IT audit activities, reviewing controls, and ensuring compliance with Sarbanes-Oxley IT-SOX, ITGC, SOC 1/SOC 2, and related frameworks. Collaboration...Senior
$85k
...Estimated annual base pay: Sr Sourcing Compliance Specialist: $85,000(minimum) - $110,000(... ...procurement teams, legal counsel, and senior management Advanced Data Analysis and... ...related challenges. Proficiency in Office Software: Moderate to advanced skills...SeniorPermanent employmentContract workTemporary workWork at officeLocal areaFlexible hoursWoodward FST
Deerfield Beach, FL2 days ago- InspereX is seeking a Compliance Officer to partner with the Chief Compliance Officer in meeting regulatory requirements for the firm and its financial representatives. The role focuses on developing and executing the broker-dealer compliance program with strong problem...SeniorRemote work
- Credentialing Specialist Onsite at Corporate HQ / Deerfield Beach, Florida At Butterfly Effects , families are at the center of everything we do, and we recognize that our team members make all the difference. We are committed to making socially significant change...SuggestedLocal area
Butterfly Effects
Deerfield Beach, FL1 day ago - ...questions, actions, exclusions and explanations. Ability to speak effectively with providers, educators and internal departments. Assist offices and internal departments with credentialing issues. Ability to multi-task in a fast-paced environment. Work other projects as...SuggestedWork at officeRemote work
Sage Dental
Boca Raton, FL3 days ago $175k - $200k
Compliance Officer (Wealth Advisory) Bilingual (Spanish) 2 days ago Be among the first 25 applicants Get AI-powered advice on this job and... ...CAMS, CRCM) Availability for occasional overtime and travel Seniority level Mid-Senior level Employment type Full-time Job function...Full timeWork at office- ...and in-person work with regular collaboration across Sales and business units. You will conduct due diligence, verify regulatory compliance, mentor teammates, and drive process improvements in credentialing across international markets. #J-18808-Ljbffr TransUnion LLCRemote work
- Flybridge Staffing is seeking a Provider Enrollment/Credentialing Analyst to join a growing client in the Boca Raton area. This is a long-term contract (with potential to convert) that will move to a hybrid schedule after 90 days. The role requires a deep understanding ...Long term contract
- ...Credentialing Specialist (Remote) to organize, maintain and verify delegated credentialing for General and Specialty Dentists, ensuring compliance with NCQA guidelines and regulatory policies. The role requires attention to detail, strong communication with providers and...Remote job
- ...through complex payer requirements. You will coordinate with the Insurance Services Department and act as a liaison with carriers, clearinghouses, and regulators to ensure licensing and credentialing compliance for MDVIP affiliated physicians. #J-18808-Ljbffr Paylocity
- TransUnion is seeking a Rep III, Membership and Credentialing in a hybrid role based in Boca Raton. You will manage credentialing and recredentialing cases for US and international clients, authenticate permissible use, and coordinate with Sales and other units to support...
- Senior or Principal Water Resources Engineer or Scientist Overview Do you want to build an impactful career to change the world for the... ...Engineer or Scientist with flexibility to sit in any of our Florida office locations (Jacksonville, Orlando, Tampa, Melbourne, Boca Raton,...SeniorFull timeContract workWork at officeRemote workNight shift
$150k - $350k
...Job Description: We are seeking an experienced Cost Segregation Senior Manager/Principal to join our growing Forensic & Valuation... ...role may be based in any of Withum's East Coast or West Coast offices and offers the opportunity to build and lead a national Cost Segregation...SeniorLocal area- ...Job Description A well-respected client is seeking a TAX SENIOR due to the growth in their firm. Are you an experienced individual with a knack for numbers? Then look no further, because we have the perfect opportunity for you! As a Tax Senior, you will be...Senior
gpac
Boca Raton, FL2 days ago - ...Kayne Anderson in Boca Raton, FL is looking for a Senior Legal Counsel to provide crucial legal support for real estate investments and operations. The role requires a JD degree, admission to a state bar, and a minimum of 7 years of experience in real estate law. Strong...SeniorWork at office
Kayne Anderson
Boca Raton, FL5 days ago $130k - $150k
...Overview The Senior Attorney is a full-time in-office position responsible for providing exceptional legal services while serving as a legal leader within the Firm. In addition to managing a caseload involving estate planning, probate, trust administration, and related...SeniorFull timeWork at officeThe Siegel Law Group, P.A
Boca Raton, FL5 days ago- Addison Finance & Accounting in Boca Raton, FL seeks a Senior Auditor to lead full-cycle audits from planning through completion with minimal oversight. You will serve as the primary contact with clients and present audit reports to them. Ideal candidates hold or pursue...Senior
- SBA Communications seeks an experienced Senior Corporate Counsel in the Real Estate track to support high-volume Mergers & Acquisitions activity. Drafting, negotiating, and closing real estate agreements, including ground leases and easements, will be core responsibilities...Senior
- Florida Atlantic University seeks an ambitious and strategic AVP of Strategic Philanthropy to lead a donor-centered advancement team in Boca Raton. You will oversee major gifts, set fundraising goals, and drive campaign readiness while mentoring staff and collaborating ...Senior
- Job Details Job Location: REMEDIAL PRO - Boca Raton, FL 33463 Position Type: Full Time Job Shift: Day Job Category: Admin - Clerical NRG Management is looking for a full-time Credentialing and Contract Specialist. The Credentialing and Contract Specialist may be familiar...Full timeContract workWork experience placementMonday to FridayShift work
- NRG Management in Boca Raton, FL is hiring a full-time Credentialing and Contract Specialist to manage credentialing, re-credentialing, and privileging for medical staff across detox and addiction services. You will maintain CAQH, PECOS, and NPI records and ensure provider...Full timeContract work
$175k - $200k
...Senior Associate Attorney An established and growing law firm is seeking a highly motivated and experienced Commercial Litigation Associate with at least 5 years of relevant experience to join our team. We are looking for an attorney who is licensed in good standing...SeniorFlexible hoursPrime Headhunting and Recruiting, Inc.
Boca Raton, FL2 days ago- The ideal candidate will have experience in all areas related to the human resources field. They should be comfortable overseeing employee relations, talent management, and everyday human resources operations. This candidate should work closely with management in order...SeniorLocal area
Leeds Professional Resources
Boca Raton, FL4 days ago - P&M Recruits is assisting a premier South Florida estate planning and tax group in recruiting a trusts and estates attorney with a minimum of five years of experience. The ideal candidate will practice at a high level, offering sophisticated big-firm pedigree with boutique...Senior
- Baptist Health Boca Raton Regional Hospital is seeking a Pharmacy Technician IV level with hospital experience to prepare and distribute medications under a pharmacist's supervision. Responsibilities include labeling, Pyxis refills, IV admixtures, and medication delivery...Senior
- ...Our client is looking for a Senior Auditor to join their team! Lead full-cycle audits from planning through completion with minimal oversight Serve as the primary point of contact with clients throughout the audit process Identify and resolve audit issues independently...SeniorPermanent employmentWork at office
Addison Group
Boca Raton, FL4 days ago - Geosyntec Consultants, a Geosyntec Company, is seeking a Senior Coastal Engineer to lead, manage, and grow our coastal practice along... ...engineering solutions and delivering complex projects from Florida offices, including West Palm Beach, Boca Raton, Orlando, and Tampa Bay....Senior
- ...is essential, including land development deals. The ideal candidate has 7+ years of commercial real estate experience and a proven ability to manage transactions end-to-end while collaborating with investment firms and family offices. #J-18808-Ljbffr Ascendo ResourcesSenior
- ...staff supervision. You will build client relationships and ensure compliance with US GAAP and healthcare-specific guidance. The role... ...leadership across multiple engagements. Expect collaboration with senior teams and opportunities to mentor staff in a fast‑growing practice...Senior
- BCG Attorney Search is seeking experienced attorneys to join its expanding team in Boca Raton, FL. The ideal candidates will have a diverse legal background and a portable client base. Key responsibilities include providing expert legal advice in corporate transactions ...Senior
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Officer. Be the first to apply!
- regulatory specialist Boca Raton, FL
- compliance officer Boca Raton, FL
- coding compliance specialist Boca Raton, FL
- aml compliance analyst Boca Raton, FL
- compliance analyst Boca Raton, FL
- medicare compliance specialist Boca Raton, FL
- regulatory officer Boca Raton, FL
- research compliance officer Boca Raton, FL
- regulatory analyst Boca Raton, FL
- regulatory compliance associate Boca Raton, FL