Senior Supervisory Consultant, Broker-Dealer Compliance
Lincoln Financial Services
Lincoln Financial is seeking a Supervisory Principal Consultant in Sacramento to oversee daily supervision and ensure compliance with FINRA regulations. This role involves high-volume supervision and collaboration with compliance teams, making it crucial for effective oversight in a fast-paced environment.
The ideal candidate will have a Bachelor’s degree and extensive experience in broker-dealer supervision. Lincoln offers competitive benefits, including PTO, career development, and a supportive work environment.
#J-18808-LjbffrVacancy posted 2 days ago
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