CLO Compliance Senior Analyst: Controls, Risk & Reporting
$80k - $130kThe Carlyle Group
The Carlyle Group is looking for a CLO Compliance Senior Analyst in New York City. This role involves overseeing the compliance process within Carlyle's US CLO platform, engaging with operations, fund management, and investment teams. The ideal candidate will hold a Bachelor's Degree, possess 1-3 years of financial services experience, and have a strong focus on compliance. The compensation is competitive, ranging from $80,000 to $130,000 annually, along with a robust benefits package including health and retirement plans. #J-18808-Ljbffr The Carlyle Group
$161.6k - $202k
...responsibility demands a security and compliance program that scales with the... ...PCI-DSS, HIPAA), third-party risk management, security... ...United States. This role reports to Blake Atkinson, Director of... ...coordinating with assessors, tracking control gaps and remediation...SeniorWork from homeFlexible hours- Senior Governance, Risk, Compliance (GRC) Analyst job at Oura. New York, NY. At Oura, our mission is to empower every... ..., and integrate Oura security controls within their workflows. Monitor... ...audits, and supporting compliance reporting. Strong Communicator: Ability to...SeniorWork at officeLocal areaRemote workFlexible hours
$80k - $130k
Position Summary The CLO Compliance Senior Analyst will be responsible for overseeing the compliance process across Carlyle's US CLO platform. The... ...Fund Structure Compliance tests Review of quarterly investor reports and waterfalls Hypothetical Testing Review and interpret...SeniorWork at office- ...SENIOR TECHNOLOGY CONTROLS AND COMPLIANCE ANALYST- REMOTE Job Summary Compass Group North America has an exciting opportunity in the Technology Risk & Governance team as a Controls & Compliance Sr Analyst... ..., audit, and compliance reporting via consolidated...SeniorLocal areaRemote workFlexible hours
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- AlphaSense is seeking a Senior Compliance Analyst to drive end-to-end evidence collection and auditor engagement for ISO 27001, SOC 2, and ISO 4... ...and leverage AI tools to streamline workflows. You will own control testing, policy governance, and AI-enabled gap analysis,...Senior
- Booking Holdings (NASDAQ: BKNG) is seeking a Risk and Compliance professional based in New York, NY. This role emphasizes oversight of operational... ...background in public accounting or internal audit/risk and controls, alongside strong analytical and problem-solving skills. The...Senior
- ## Senior Risk Analyst - 2LoD Controls Testing and OversightApplyremote type: Hybridlocations: New York, New... ...broad range of research, analysis, reporting, monitoring and/or operational... ...Governance/Oversight, and Regulatory Rule Compliance* Identify opportunities to...SeniorWork experience placementLocal areaWork from homeFlexible hours
$67 - $72 per hour
...leading staffing firm in New York is seeking a Supervisory Controls Analyst to ensure compliance through auditing and testing control processes. The... ...Written Supervisory Procedures and a strong understanding of risk evaluation frameworks in financial environments. This...SeniorHourly payFull timeContract work- ...services company located in New York is seeking an Associate Controller for their External Reporting team. This role involves consolidating and analyzing... ...are preferred, with the opportunity to engage with senior stakeholders. #J-18808-Ljbffr JPMorgan Chase & Co.Senior
$190k - $220k
RTW Investments in New York seeks a motivated Controller to join its finance team. This role involves overseeing accounting, financial reporting, and operational infrastructure across the firm. The Controller will manage audits, review reconciliations, and lead regulatory...Senior- ...Manage and support our compliance certifications,... ...27001 audits and run control testing across the audit... ...trust center Maintain the risk register and drive risk... ...identification, scoring, and reporting Manage the maintenance... ...compliance posture to senior leadership Scale our...Senior
- ...role SoFi is looking for a Senior Accountant with financial services... ...SoFi Bank’s regulatory reporting functions. The ideal candidate... ...for efficiency or risk control enhancements Support employees... ...enterprise risk management, compliance, treasury, and finance Strong...SeniorWork experience placementRemote work
$165k - $185k
...institution is seeking a VP Lead Auditor to oversee audit assignments focused on financial controls and regulatory reporting. This role requires managing a team of auditors, verifying compliance with policies, and providing actionable recommendations. Candidates should possess...Senior- A leading financial services firm is seeking an Associate Controller within the External Reporting team based in New York. This role involves financial data analysis, communication with various stakeholders, and adherence to regulatory requirements. Candidates must have...Senior
- ...Governance, Risk & Compliance (GRC) Analyst (AI Training) About the Role We're looking for experienced... ...frameworks, audit processes, and control environments - making a meaningful... ...interpreting policy documents, audit reports, and control frameworks ~ Detail-oriented...Hourly payOngoing contractContract workFreelanceRemote workFlexible hours
- ...solutions provider in the United States, is seeking an IT Security Compliance Analyst to support compliance programs. This role involves auditing... ...of security concepts, and the ability to create compliance reports. Join us to help ensure a progressive and sustainable...
- ...the role We’re hiring a Senior GRC Analyst to help scale Radar’s security and compliance programs, with a focus on third‑party risk and modern SaaS governance... ...risk and trust. You’ll report to our GRC and Trust... ...Have worked with a common controls framework Have familiarity...SeniorWork at officeRemote work
$132k - $165k
...role We are looking for a Senior GRC Analyst to join our Technical Compliance team to ensure Garner's... ..., and Legal so that our controls are designed well,... ...trust center Maintain the risk register and drive risk... ...identification, scoring, and reporting Manage the maintenance...SeniorWork at officeRemote workFlexible hours$178k - $197k
...leading recruitment agency is seeking a Manager & Actuary for a life insurance company in New York. This role involves financial reporting under Solvency II and IFRS 17, managing valuation efforts, and leading a team. The ideal candidate will have 5+ years of actuarial...SeniorWork from home- ...Senior GRC Analyst job at Quantexa. New York, NY. What we’re... ...government security and compliance, applying deep... ...maturity of our Governance, Risk, and Compliance (GRC)... ...of NIST SP 800-53 controls for federal information... ..., and evidence-based reporting, while maintaining a...SeniorContract workTemporary workWork experience placementImmediate start
- Wiz is seeking a Remote Senior Governance, Risk, and Compliance Analyst - Governance to join our team. You will report to the Manager, Governance, Risk, & Compliance and collaborate... ...with business needs and enhance security controls. You will design and refine policies,...SeniorRemote job
$103.7k - $155.5k
Regulatory Compliance Risk Senior Associate (Banking) Hybrid Role locations: Dallas, NYC, Charlotte... ...within the Risk, Regulatory Compliance & Controls Practice - all with the resources,... ...and articulating findings in a written report. Complete workpapers and final deliverables...SeniorFull timeWork experience placementWork at office2 days per week$95k - $110k
...seeking a full‑time Analyst to join our... ...work closely with senior members of Ares Insurance... ...or quarterly reporting, generate summary... ...this knowledge into risk and analytical solutions... ..., risk, and compliance personnel from Aspida... ...and version control; familiarity with...Full timeTemporary workWork experience placementFlexible hours- A leading consulting firm is seeking a Compliance Analyst to join their team in New York. The role offers a hybrid schedule with... ...management in the derivatives market, evaluate internal controls, and prepare reports on regulatory issues. Candidates should be prepared to...Work at office
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A financial services firm in New York is seeking a Fund Compliance Analyst to ensure fund operations meet compliance standards. The role blends compliance monitoring with operational oversight, ideal for someone with a degree in finance or related fields. The successful...Full time- Rose International, Inc. is looking for a full-time Risk Management Compliance Analyst to manage regulatory compliance for clients remotely. The candidate will handle reporting schedules and ensure adherence to state-specific requirements. The ideal candidate has 5-10...Remote jobFull time
$110k - $150k
...major financial institution in New York is seeking a regulatory reporting professional responsible for the timely submission of the FR20... ...is $110K - $150K, offering opportunities to engage in compliance and regulatory activities while supporting various departments...Senior- 01460 Continental Casualty Company is seeking an individual contributor to perform overall risk control assessment and provide consulting and technical support. The role requires advanced expertise in risk evaluation and involves engaging with both internal and external...Senior
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