VP, Advisor Channel Compliance — Financial Services
$150k - $190kAdvisor Group
A financial services firm is seeking a VP of Compliance to oversee the investment adviser compliance program in a hybrid setting. The ideal candidate will lead compliance initiatives, engage with regulators, and implement technology solutions to enhance compliance processes. This role demands strong leadership and experience in investment adviser compliance. Attractive salary range of $150,000 - $190,000 with additional benefits including health insurance and a 401k plan. #J-18808-Ljbffr Advisor Group
$150k - $190k
Current Employees and Contractors Apply HereOsaic Careers Compliance Leadership Opportunity in Financial Services VP, Osaic Advisors Channel Compliance Location(s): Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339 La Vista:12325 Port Grace...SuggestedFull timeFor contractorsWork at officeShift work- Associate Vice President, Chief Risk Officer (CRO) About the Company Reputable insurance organization Industry Insurance Type Privately Held About the Role The Company is in search of an Associate Vice President to take on the role of Chief Risk Officer...Suggested
$125k - $135k
A financial services firm is looking for an IA Compliance Policies, Procedures and Testing Manager to oversee its RIA Compliance Program in La Vista, NE. The ideal candidate will have over five years of experience in compliance within a financial institution and hold a...SuggestedFull time- A leading financial services firm is seeking an IA Compliance Policies, Procedures and Testing Manager in La Vista. This full-time position involves oversight... ...salary and comprehensive benefits, including health insurance and 401k options. #J-18808-Ljbffr Advisor GroupSuggestedFull time
$41.71k - $62.5k
...Group: Retail Banking Sales & Service Delivers exceptional... ...advice and guidance regarding financial solutions that are in the best... ...the branch and through various channels with BMO partners to deliver... ...application recommendations in compliance with legal and regulatory...SuggestedContract workPart timeLocal areaImmediate startDay shift$160.3k - $272.51k
...Head Of Risk And Compliance - Wealth And Trust At FNBO, our employees... ...and compliance matters with financial implications for the division... ...Serve as strategic advisor to division management on risk... ...years of experience in financial services with at least five years in progressive...Temporary workWork experience placement- A leading financial services organization in Omaha, NE, seeks Financial Operations Associates to support its annuity and life insurance business... ...transactions and policy-related activities while ensuring compliance with departmental standards. Strong attention to detail,...Flexible hours
$18 - $21 per hour
...seeking several talented **Financial Operations Associates** to join... ...ensure accurate and timely servicing for policyholders, contract... ...Inforce Processing Team** or **Advisor Services Team**, based on... ...regulatory agencies, legal/compliance teams, and field offices to...Hourly payContract workWork at officeFlexible hoursShift work$29 - $31 per hour
Pacific Asset Management, LLC in Omaha, NE is seeking a Licensed Financial Services Representative to handle high-volume calls and provide guidance to policyholders. This role requires FINRA SIE and Series 6/7 licenses and involves ensuring accurate information and support...Hourly pay- A leading financial services firm is seeking a Senior Product Manager to lead the product lifecycle for digital solutions. This role emphasizes... ...offers a competitive salary and benefits, with a hybrid work schedule based in La Vista, Nebraska. #J-18808-Ljbffr Advisor Group
$160k - $200k
...Product Due Diligence Opportunity in Financial Services VP, Head of Product Due Diligence Location... ...network of 10,000+ independent financial advisors. The ideal candidate is recognized as... ...approval effectiveness. Regulatory & Compliance Partnership Serve as a senior subject...Full timeWork at officeShift work- WealthBridge Financial Group is looking for a Regional Vice President (RVP) for Nebraska to provide senior leadership and drive growth... ...candidate will have proven leadership experience in financial services, focusing on team building and executing long-term strategies....
$110k - $136k
Digital Solutions Opportunity in Financial Services Senior Product Manager, Advisor Analytics & Insights Location(s) Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255 Atlanta: 2300 Windy Ridge Pkwy SE, Suite 750, Atlanta, GA 30339 La Vista: 12325 Port Grace...Full timeWork at office- ...affluent clients through multiple delivery channels of investment management, fiduciary advice, specialized asset management, full service financial planning and business succession planning.About This Role:Serves as an advisor to affluent clients with sophisticated...Contract workLocal area
- Join to apply for the Financial Advisor role at First Command Financial Services, Inc. Financial Advisor Careers at First Command We coach military families in their pursuit of financial security. Our reputation has been built on shaping positive financial behaviors through...Hourly payFor contractorsWork at officeLocal areaHome office
$58.44k
...cover an existing assignment for counselors who are absent. Primary responsibilities include the full breadth of personal financial counseling services to military service members and their families at military installations. Services include education and counseling...Contract workTemporary workWork experience placementWork at office- ...application process. Private Wealth Advisor III, Business Development &... ...Development & Advisory Services is responsible for sourcing and... ...through sophisticated financial and estate planning for trust... ...documents to maintain account compliance and performs annual account reviews...Full timeBank staffWork at office
- ...company match and Employee stock purchase plan Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions Paid parental leave and family building benefits Tuition reimbursement Health, dental, and vision insurance...
$43k - $45k
...Osaic Careers Customer Service Opportunity in Financial Services Advisor Compensation Service Representative Location(s): 12325 Port Grace Blvd, La Vista, NE 68128 Role Type: Full-time, Non-Exempt Salary: $43,000-$45,000 per year + annual performance-based...Full time$15.85 - $24.29 per hour
...Sunday: 11:00am-3:00pm Personal Banker As our Personal Banker you will be responsible for providing members with accurate financial services and quality member service by building relationships through cross selling products and services, as well as performing teller...Hourly payMonday to Friday- BMO U.S. is seeking a dedicated customer service representative to provide exceptional service and financial guidance. In this role, you will engage with customers to assess their needs, recommend solutions, and support transactions across various banking products. Ideal...
$15.85 - $24.29 per hour
...Union is seeking a Personal Banker for the Shadow Lake Branch in Papillion, Nebraska. This role entails providing exceptional financial services and building lasting relationships with members. Applicants should possess at least a high school diploma and 1 year of...Hourly pay- A leading financial services firm is seeking a Relationship Banker based in Papillion, NE. In this role, you will focus on creating memorable... ...their needs, leveraging banking technology, and adhering to compliance standards. The position requires a high school diploma and...
- ...using the latest banking solutions and cutting‑edge financial technology combined with friendly and attentive service. You will take a lead role in acquiring,... .../tolerances and meet internal/external risk and compliance obligations, including completion of required training...Full timeImmediate startAfternoon shift
- ...team as a Senior Home Lending Advisor in Chase Home Lending and put... ...marketing and promoting the financial products offered by Chase. You... ...training on products and services. Works together with bankers,... ...position would be contingent upon compliance with Truth in Lending Act/...Work experience placementLocal areaImmediate startRelocation
- A leading financial services firm is seeking a Senior Home Lending Advisor to serve as the main point of contact for customers throughout their loan experience. This role requires strong sales and communication skills, along with a background in mortgage lending. Responsibilities...Local area
- ...data science, technology and our key vendors to secure our customers’ physical and digital identities and protect our business from financial loss and reputational risk.This role combines strategic leadership with hands-on execution and is designed for a leader who can...
$114k - $210.9k
...seeking an experienced Clinical Trial Manager in Omaha, Nebraska. The role entails overseeing clinical site management, ensuring compliance with regulatory standards, and collaborating with teams to meet study milestones. Candidates should possess a Bachelor's degree or...- ...enterprise treasurers to educational and financial institutions. Delivering solutions... ...onto our platforms ~ Promote a self-service model to our clients, utilizing our platform... ...phone, email, and other communication channels to promote products and services...Full timeWork at office
$140 - $150 per hour
...Physician Advisor Inspired by faith. Driven by innovation. Powered by humankindness.... ...future for all through its integrated health services. As one of the nation's largest... ...hospital's utilization management, regulatory compliance, quality assurance, revenue integrity,...Full time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Advisor Channel Compliance — Financial Services. Be the first to apply!
- vice president of field operations La Vista, NE
- financial banking La Vista, NE
- financial institutions La Vista, NE
- financial sales La Vista, NE
- senior financial analyst fp&a La Vista, NE
- regulatory compliance remote La Vista, NE
- customs compliance La Vista, NE
- regulatory affairs La Vista, NE
- compliance lead La Vista, NE
- regulatory compliance La Vista, NE


