Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

VP, Advisor Channel Compliance — Financial Services

$150k - $190k

Advisor Group

A financial services firm is seeking a VP of Compliance to oversee the investment adviser compliance program in a hybrid setting. The ideal candidate will lead compliance initiatives, engage with regulators, and implement technology solutions to enhance compliance processes. This role demands strong leadership and experience in investment adviser compliance. Attractive salary range of $150,000 - $190,000 with additional benefits including health insurance and a 401k plan. #J-18808-Ljbffr Advisor Group

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the VP, Advisor Channel Compliance — Financial Services in La Vista, NE vacancy
  • $150k - $190k

    Current Employees and Contractors Apply HereOsaic Careers Compliance Leadership Opportunity in Financial Services VP, Osaic Advisors Channel Compliance Location(s): Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339 La Vista:12325 Port Grace... 
    Suggested
    Full time
    For contractors
    Work at office
    Shift work

    Osaic

    La Vista, NE
    5 days ago
  • Associate Vice President, Chief Risk Officer (CRO) About the Company Reputable insurance organization Industry Insurance Type Privately Held About the Role The Company is in search of an Associate Vice President to take on the role of Chief Risk Officer...
    Suggested

    Confidential

    Omaha, NE
    3 days ago
  • $125k - $135k

    A financial services firm is looking for an IA Compliance Policies, Procedures and Testing Manager to oversee its RIA Compliance Program in La Vista, NE. The ideal candidate will have over five years of experience in compliance within a financial institution and hold a... 
    Suggested
    Full time

    Osaic

    La Vista, NE
    2 days ago
  • A leading financial services firm is seeking an IA Compliance Policies, Procedures and Testing Manager in La Vista. This full-time position involves oversight...  ...salary and comprehensive benefits, including health insurance and 401k options. #J-18808-Ljbffr Advisor Group
    Suggested
    Full time

    Advisor Group

    La Vista, NE
    4 days ago
  • $41.71k - $62.5k

     ...Group: Retail Banking Sales & Service Delivers exceptional...  ...advice and guidance regarding financial solutions that are in the best...  ...the branch and through various channels with BMO partners to deliver...  ...application recommendations in compliance with legal and regulatory... 
    Suggested
    Contract work
    Part time
    Local area
    Immediate start
    Day shift

    BMO (Bank of Montreal)

    La Vista, NE
    1 day ago
  • $160.3k - $272.51k

     ...Head Of Risk And Compliance - Wealth And Trust At FNBO, our employees...  ...and compliance matters with financial implications for the division...  ...Serve as strategic advisor to division management on risk...  ...years of experience in financial services with at least five years in progressive... 
    Temporary work
    Work experience placement

    First National of Nebraska

    Omaha, NE
    1 day ago
  • A leading financial services organization in Omaha, NE, seeks Financial Operations Associates to support its annuity and life insurance business...  ...transactions and policy-related activities while ensuring compliance with departmental standards. Strong attention to detail,... 
    Flexible hours

    Pacific Asset Management, LLC

    Omaha, NE
    4 days ago
  • $18 - $21 per hour

     ...seeking several talented **Financial Operations Associates** to join...  ...ensure accurate and timely servicing for policyholders, contract...  ...Inforce Processing Team** or **Advisor Services Team**, based on...  ...regulatory agencies, legal/compliance teams, and field offices to... 
    Hourly pay
    Contract work
    Work at office
    Flexible hours
    Shift work

    Pacific Asset Management, LLC

    Omaha, NE
    4 days ago
  • $29 - $31 per hour

    Pacific Asset Management, LLC in Omaha, NE is seeking a Licensed Financial Services Representative to handle high-volume calls and provide guidance to policyholders. This role requires FINRA SIE and Series 6/7 licenses and involves ensuring accurate information and support... 
    Hourly pay

    Pacific Asset Management, LLC

    Omaha, NE
    3 days ago
  • A leading financial services firm is seeking a Senior Product Manager to lead the product lifecycle for digital solutions. This role emphasizes...  ...offers a competitive salary and benefits, with a hybrid work schedule based in La Vista, Nebraska. #J-18808-Ljbffr Advisor Group

    Advisor Group

    La Vista, NE
    1 day ago
  • $160k - $200k

     ...Product Due Diligence Opportunity in Financial Services VP, Head of Product Due Diligence Location...  ...network of 10,000+ independent financial advisors. The ideal candidate is recognized as...  ...approval effectiveness. Regulatory & Compliance Partnership Serve as a senior subject... 
    Full time
    Work at office
    Shift work

    Advisor Group

    La Vista, NE
    1 day ago
  • WealthBridge Financial Group is looking for a Regional Vice President (RVP) for Nebraska to provide senior leadership and drive growth...  ...candidate will have proven leadership experience in financial services, focusing on team building and executing long-term strategies.... 

    WizeHire, Inc

    Omaha, NE
    3 days ago
  • $110k - $136k

    Digital Solutions Opportunity in Financial Services Senior Product Manager, Advisor Analytics & Insights Location(s) Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255 Atlanta: 2300 Windy Ridge Pkwy SE, Suite 750, Atlanta, GA 30339 La Vista: 12325 Port Grace... 
    Full time
    Work at office

    Advisor Group

    La Vista, NE
    1 day ago
  •  ...affluent clients through multiple delivery channels of investment management, fiduciary advice, specialized asset management, full service financial planning and business succession planning.About This Role:Serves as an advisor to affluent clients with sophisticated... 
    Contract work
    Local area

    Fnbo---First-National-Bank-of-Omaha-1

    Omaha, NE
    4 days ago
  • Join to apply for the Financial Advisor role at First Command Financial Services, Inc. Financial Advisor Careers at First Command We coach military families in their pursuit of financial security. Our reputation has been built on shaping positive financial behaviors through... 
    Hourly pay
    For contractors
    Work at office
    Local area
    Home office

    First Command Financial Services, Inc.

    Papillion, NE
    2 days ago
  • $58.44k

     ...cover an existing assignment for counselors who are absent. Primary responsibilities include the full breadth of personal financial counseling services to military service members and their families at military installations. Services include education and counseling... 
    Contract work
    Temporary work
    Work experience placement
    Work at office

    Magellan Federal

    Bellevue, NE
    3 days ago
  •  ...application process. Private Wealth Advisor III, Business Development &...  ...Development & Advisory Services is responsible for sourcing and...  ...through sophisticated financial and estate planning for trust...  ...documents to maintain account compliance and performs annual account reviews... 
    Full time
    Bank staff
    Work at office

    Bankers Trust Company

    Omaha, NE
    2 days ago
  •  ...company match and Employee stock purchase plan Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions Paid parental leave and family building benefits Tuition reimbursement Health, dental, and vision insurance... 

    Charles Schwab

    Omaha, NE
    4 days ago
  • $43k - $45k

     ...Osaic Careers Customer Service Opportunity in Financial Services Advisor Compensation Service Representative Location(s): 12325 Port Grace Blvd, La Vista, NE 68128 Role Type: Full-time, Non-Exempt Salary: $43,000-$45,000 per year + annual performance-based... 
    Full time

    Osaic

    La Vista, NE
    4 days ago
  • $15.85 - $24.29 per hour

     ...Sunday: 11:00am-3:00pm Personal Banker As our Personal Banker you will be responsible for providing members with accurate financial services and quality member service by building relationships through cross selling products and services, as well as performing teller... 
    Hourly pay
    Monday to Friday

    Cobalt-Credit-Union

    Papillion, NE
    1 day ago
  • BMO U.S. is seeking a dedicated customer service representative to provide exceptional service and financial guidance. In this role, you will engage with customers to assess their needs, recommend solutions, and support transactions across various banking products. Ideal... 

    BMO U.S.

    La Vista, NE
    4 days ago
  • $15.85 - $24.29 per hour

     ...Union is seeking a Personal Banker for the Shadow Lake Branch in Papillion, Nebraska. This role entails providing exceptional financial services and building lasting relationships with members. Applicants should possess at least a high school diploma and 1 year of... 
    Hourly pay

    Cobalt-Credit-Union

    Papillion, NE
    1 day ago
  • A leading financial services firm is seeking a Relationship Banker based in Papillion, NE. In this role, you will focus on creating memorable...  ...their needs, leveraging banking technology, and adhering to compliance standards. The position requires a high school diploma and... 

    JPMorganChase

    Papillion, NE
    4 days ago
  •  ...using the latest banking solutions and cutting‑edge financial technology combined with friendly and attentive service. You will take a lead role in acquiring,...  .../tolerances and meet internal/external risk and compliance obligations, including completion of required training... 
    Full time
    Immediate start
    Afternoon shift

    JPMorganChase

    Papillion, NE
    4 days ago
  •  ...team as a Senior Home Lending Advisor in Chase Home Lending and put...  ...marketing and promoting the financial products offered by Chase. You...  ...training on products and services. Works together with bankers,...  ...position would be contingent upon compliance with Truth in Lending Act/... 
    Work experience placement
    Local area
    Immediate start
    Relocation

    JPMorganChase

    Omaha, NE
    2 days ago
  • A leading financial services firm is seeking a Senior Home Lending Advisor to serve as the main point of contact for customers throughout their loan experience. This role requires strong sales and communication skills, along with a background in mortgage lending. Responsibilities... 
    Local area

    JPMorgan Chase & Co.

    Omaha, NE
    3 days ago
  •  ...data science, technology and our key vendors to secure our customers’ physical and digital identities and protect our business from financial loss and reputational risk.This role combines strategic leadership with hands-on execution and is designed for a leader who can... 

    Fnbo---First-National-Bank-of-Omaha-1

    Omaha, NE
    1 day ago
  • $114k - $210.9k

     ...seeking an experienced Clinical Trial Manager in Omaha, Nebraska. The role entails overseeing clinical site management, ensuring compliance with regulatory standards, and collaborating with teams to meet study milestones. Candidates should possess a Bachelor's degree or... 

    Syneos Health/ inVentiv Health Commercial LLC

    Omaha, NE
    2 days ago
  •  ...enterprise treasurers to educational and financial institutions. Delivering solutions...  ...onto our platforms   ~ Promote a self-service model to our clients, utilizing our platform...  ...phone, email, and other communication channels to promote products and services... 
    Full time
    Work at office

    Convera

    Omaha, NE
    7 hours ago
  • $140 - $150 per hour

     ...Physician Advisor Inspired by faith. Driven by innovation. Powered by humankindness....  ...future for all through its integrated health services. As one of the nation's largest...  ...hospital's utilization management, regulatory compliance, quality assurance, revenue integrity,... 
    Full time

    CommonSpirit Health

    Omaha, NE
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to VP, Advisor Channel Compliance — Financial Services. Be the first to apply!