Compliance Lead

Advisors Excel

Advisors Excel in Lenexa, Kansas, is looking for a Supervision Specialist to oversee the daily activities of investment advisors. You will ensure compliance with regulatory standards while providing training and coaching. The ideal candidate has experience in reviewing trading and compliance activities, is proactive in identifying suspicious patterns, and can work with internal teams for process improvement. Excellent benefits and a supportive work environment are offered. #J-18808-Ljbffr

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Vacancy posted 11 hours ago

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