Onsite DTLA Compliance Analyst: Trade & Policy Oversight
Korn Ferry
Korn Ferry is partnering with our client, a downtown LA asset management firm, to find an experienced Compliance Analyst. This onsite role focuses on regulatory adherence, trade reviews, and policy inquiries in a fast-paced investment environment. The incumbent will support audits and regulatory examinations, develop and maintain compliance procedures, and respond to questions from staff and clients. #J-18808-Ljbffr Korn Ferry
- ...with our client based in DTLA in their search for an experienced Compliance Analyst. Company Description... ...internal guidelines through trade reviews, compliance... ...monitoring, and resolution of policy inquiries. Key... ...environment. Ability to work onsite 5 days a week in DTLA....Policy
- ...GrandCHB INC. is looking for a detail-oriented and driven Customs Trade Compliance Analyst to join our team in Alhambra, CA. This is an exciting... ...Monitor regulatory changes and update internal policies and procedures accordingly Prepare and review entry filings...Policy
- ...Vice President, Ethics & Legal Compliance, this role is an integral part... ...Compliance department. With day-to-day oversight and input from the Vice... ...Bribery and Third Party Engagement Policies and applicable laws; and SPE's securities trading notification processes for...Policy
- ...Provide ongoing regulatory compliance support to clients, including supervision of employee... ...surveillance, firm-level trading oversight, and management of restricted/security... ...resolved in accordance with established policies and procedures. Monitor developments in...Policy
$120k - $150k
...program by establishing governance structure, policies, standards, expectations, and... ...policy that goes beyond minimum mandatory compliance, building genuine security maturity rather... ...audit status, and program maturity. Onsite presence required 4 days per week....PolicyContract workWork experience placementFor subcontractorCasual workRelocation package$110k - $150k
...financial services firm seeking a Compliance Associate to join its office.... ...and focuses on regulatory filings, policy implementation, and day-to-day oversight of the firm's compliance program.... ...processes. Review and track employee trading activity to ensure compliance....PolicyContract workWork at office$88.9k - $190.3k
...Location: Los Angeles, CA, USA Onsite or Remote Flexible... ...Office of Compliance Services Support a comprehensive... ...patient trust. The Compliance Analyst plays a key role in investigations... ...applicable laws, regulations, and policies. Prepare clear reports,...PolicyWork at officeRemote workMonday to FridayFlexible hours- U.S. Bank is seeking a compliance-oriented supervisor to oversee securities transactions and new accounts... ...adherence to FINRA, MSRB, OCC, and internal policies, escalating concerns as needed. The role requires reviewing trades, pre-approvals, and monitoring advisor...Policy
$36 - $43 per hour
...International Trade Compliance Specialist JOB-10047205 Anticipated Start Date August 17, 2026 Location Houston, TX... ...adherence to U.S. import and export regulations and company policies. This role will focus on HTS/HTSUS, Schedule B, and ECCN classifications...PolicyFull timeContract workTemporary workPart timeWork at officeLocal areaRemote work- Crowell & Moring LLP seeks an International Trade Analyst to focus on U.S. import regulatory matters, CBP disputes, and related antidumping/countervailing duty investigations. The role supports the International Trade Group with deadlines and client service. Responsibilities...
- Crowell & Moring LLP is seeking an International Trade Analyst to handle KYC counterparty due diligence, sanctions screening, and risk assessments... ...field, strong communication skills, and experience with compliance software tools. This position offers competitive compensation...
- ...: YES, nationwide to support onsite credentialing operations as mission... ...daily appointments in time trade scheduling tool... ...credentialing training and maintain compliance with PIV-II SmartID credential... ...handling and federal credentialing policies. Skill in managing daily...PolicyFull timeContract workTemporary workFor contractorsLocal areaRelocationShift workNight shiftWeekend work
$140k - $188k
...looking for someone who can: • advise on compliance and regulatory matters within the region... ..., advising business colleagues on policy and regulatory requirements and challenging... ...support the development, implementation, and oversight of enhanced supervision plans • assist...PolicyFull timeWork at officeFlexible hours$86.7k - $170.9k
...Consultant - Regulatory & Compliance - Enterprise Operations & Risk... ...implementation of regulatory reporting policies and analytics... ...industry, including execution or oversight processes, risk assessments,... ...Professional, or Chartered Financial Analyst designation The wage range...PolicyLocal areaVisa sponsorship- ...Aristotle Capital Management is seeking a diligent compliance professional to support our registered investment adviser program in Los... ...review marketing, handle regulatory filings, and help maintain policies and procedures in line with SEC and other rules. You will collaborate...Policy
$75k
...About the Job BSA/AML Compliance Analyst - To $75K - Los Angeles, CA - Job # 3755 Who We Are: The Symicor Group is a boutique... ...regulatory timeframes and in accordance with BSA/AML Compliance policies and procedures. Administer essential workflow functions...PolicyWork at office$175k - $225k
LEAD FIDUCIARY COMPLIANCE SPECIALISTWHAT IS THE OPPORTUNITY?The Lead Bank Fiduciary Compliance Specialist supports the execution, oversight, and continuous improvement of compliance programs within... ...development and implementation of policies, procedures, and governance...PolicyWork at officeRemote work$50 - $60 per hour
...Compliance Associate Our client is a global asset servicing and compliance solutions provider... ...and monitoring activities. Support trade surveillance reviews and investigations.... ...to regulatory obligations and internal policies. MPI does not discriminate on the basis...PolicyHourly payTemporary workLocal area$78.88k - $83.03k
...CQI and CQI Supervisor of Business Insights, the Programmatic Compliance Analyst will support in the overall programmatic compliance at VOALA... ...modify, and maintain new and current Program and VOALA-wide policies and guidelines. The main responsibility is to ensure that...PolicyWork experience placementWork at officeLocal area- ...status in any of its activities or operations. 100% Onsite - Location: Los Angeles, CA 90056 Quality Assurance - Compliance Specialist What We're Looking For Crystal... ...adherence to legal, regulatory, contractual and policy requirements, performing risk‑based compliance...PolicyWork experience placementWork at office
$4,291.67 - $8,360.33 per month
...customers. Solicit and maintain all customs compliance documentation with customers. Must be... ...all government and organizational policies are followed. Participate in customer, departmental... ...and distribution, customs brokerage, trade and customs advisory services, and...PolicyContract workApprenticeshipWork experience placementFlexible hoursDay shift- Metropolis is seeking a Governance, Risk, and Compliance (GRC) Analyst to join our Security team in Los Angeles. You will mature information security policies, drive employee training, and pioneer our AI governance framework across Legal, Tech, and Procurement. You will...PolicyWork at office
- Volunteers of America Los Angeles is seeking a Programmatic Compliance Analyst to support in programmatic compliance and CARF accreditation... .... You will develop, review, modify, and maintain VOALA-wide policies and guidelines, ensuring clarity and accessibility for staff...Policy
- ...Sutcliffe LLP in Los Angeles, CA, is seeking a Conflicts Analyst II. The role supports compliance and risk management for new business, with options for... ...General Counsel and Risk Management to enforce firm policies and reduce risk. #J-18808-Ljbffr Orrick, Herrington &...PolicyRemote jobWork at office
- Volunteers of America Los Angeles is hiring a Programmatic Compliance Analyst to enhance and maintain compliance across various programs. This role involves developing and managing policies to ensure clarity and adherence to regulations. The ideal candidate will bring...Policy
- ...the management of custom and corporate compliance across the entire company, ensuring that... ...improvement. Ensure that company?s controls, policies, procedures, processes and applications... ...training to keep up with changing trade compliance policies, this will involve attending...Policy
- ...Description JOB DESCRIPTION JOB TITLE: Compliance Coordinator FLSA STATUS: Non-Exempt... ...documents. # Support the monitoring oversight activities of the department through document... .... # Create, update and coordinate policy review and approval as well as storage of...PolicyLocal area
$35k - $48k
...Required Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I-9... ...duty location. Follow all applicable DHS and ICE policies, privacy, records management, and information...PolicyFull timeContract workFor contractorsWork at officeRemote workWeekend work$60k - $90k
...sectors. Norton Rose Fulbright is seeking an experienced Compliance (Conflicts) Analyst with conflicts review experience to join our US team.... ...Develop familiarity with Global Practice Standards program and policies and answer inquiries regarding share dealings and related...PolicyFull timeFor contractorsWork at officeRemote workWorldwideFlexible hours$100k - $120k
...Professional (Risk/Financial Analyst) Requisition Number : ACTUA01... ...underwriting, product management, compliance, finance, and executive... ...Supplemental life insurance policies for you and your dependents Long... ...) Metro-link Reimbursement Onsite Gym with group Yoga and Pilates...PolicyFull timeWork at officeFlexible hours
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