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Compliance & Advertising Specialist for SEC Marketing Rules

$80k - $100k

Cerity Partners Management LLC

Cerity Partners Management LLC is looking for a Compliance Officer to join their Compliance Department in Saratoga Springs, NY. The successful candidate will focus on marketing and advertising compliance, ensuring that all materials abide by SEC regulations. Responsibilities include reviewing marketing content, providing compliance training, and supporting SEC examinations. A Bachelor's degree is required, along with significant compliance experience. The position offers an annual salary range of $80,000 to $100,000. #J-18808-Ljbffr

Vacancy posted 4 days ago
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