Compliance & Advertising Specialist for SEC Marketing Rules
$80k - $100kCerity Partners Management LLC
Cerity Partners Management LLC is looking for a Compliance Officer to join their Compliance Department in Saratoga Springs, NY. The successful candidate will focus on marketing and advertising compliance, ensuring that all materials abide by SEC regulations. Responsibilities include reviewing marketing content, providing compliance training, and supporting SEC examinations. A Bachelor's degree is required, along with significant compliance experience. The position offers an annual salary range of $80,000 to $100,000. #J-18808-Ljbffr
$80k - $100k
...Cerity Partners is seeking a Compliance Officer to join its Compliance Department with a primary focus on marketing and advertising compliance. This individual will serve as a key... ...communications and marketing activities comply with SEC Rule 206(4)-1 (the Marketing Rule) and other...SuggestedLocal area$80k - $100k
Cerity Partners is seeking a Compliance Officer to join its Compliance Department with a primary focus on marketing and advertising compliance. The compliance officer will review, approve... ...materials and ensure they meet SEC Rule 206(4)-1 and other investment adviser regulations...Suggested$40k
...looking for a motivated self-starter who is passionate about marketing and social media to join our dynamic and fast-growing real estate... ..., apply now! Responsibilities Develop marketing materials and advertising campaigns from conception to completion that are timely and...SuggestedWork experience placementFlexible hours- Prime Group Holdings in Saratoga Springs, NY, is seeking a skilled Compliance Analyst to provide support for compliance issues and policies across the organization. The role requires a Bachelor’s degree and at least 2 years of relevant experience in compliance or related...Suggested
- ...Job Description Job Description We are looking for a Marketing Coordinator to help drive marketing programs for the farm-focused... ...accuracy and ensure they meet brand expectations and applicable compliance standards. • Bachelor’s degree in Marketing, Communications,...SuggestedWork at office
- RCI Insurance Ltd is looking for a Complaint and Compliance Analyst to ensure the effective handling of complaints and maintain compliance within the organization. The role requires a degree in Insurance or law, and at least 3 years of relevant experience in the insurance...Full time
- ...insurance products in a number of European Countries. In order to strengthen its existing team, the Company is seeking a Complaint and Compliance Analyst, who will report functionally to the Chief Legal and Compliance Officer. What will you do? Complaints Handling And...Full timeContract workWork at officeWork from homeWeekday work
- ...Marketing Representative - Entry Level Sales Position Jimcor Agencies is an Excess and Surplus Lines Insurance Wholesaler located in the Northeast and we are currently looking for an entry level Marketing Representative. We are seeking an energetic, driven, and dynamic...Full timeWork at officeImmediate startRemote workMonday to FridayNight shift
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