Executive Vice President, Compliance
Confidential
Executive Vice President, Compliance
About the Company
Innovative financial technology (FinTech) company
Industry
Financial Services
Type
Privately Held
About the Role
The Company is seeking an Executive Vice President for Compliance, a pivotal role within the organization. The successful candidate will be a key leader, deeply embedded in the company's strong culture and with a clear focus on the future. This executive will be responsible for the oversight and maintenance of compliance, with a particular emphasis on federal and state lending regulations and banking requirements. The role demands a professional who can work effectively with counterparts, and is adept at organizing, planning, and executing day-to-day operational compliance activities. The ideal candidate for this role at the company will have a proven track record in a similar leadership position, with a strong understanding of the regulatory landscape in which the business operates. Experience in a dynamic, fast-paced environment, particularly within the Fintech or digital finance sector, is highly valued. The role requires a strategic thinker who can ensure that the company's compliance practices are not only in line with current regulations but also support the company's innovative and growth-oriented approach to the market. A background in consumer and small business credit, as well as a deep knowledge of various financial products and services, is essential. The company is a well-established, profitable, and respected player in the industry, and the EVP of Compliance will play a critical role in its continued success and expansion.
Hiring Manager Title
Chief Risk Officer
Functions
- Finance
- Legal
- SUMMARY:Reporting to the Chief Financial Officer, the Vice President, Controller is responsible for all consolidated accounting functions... ...SOX program.Develop and maintain internal controls to ensure compliance with applicable GAAP/IFRS requirements, regulations, and SOX...SuggestedFull timeLocal area
$93.44k - $140.16k
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$103.92k - $155.88k
...identifying, managing, and monitoring all third-party risks and compliance within TPM requirements. This individual will proactively... ...to overall organizational resilience and readinessSupport the execution of remediation with timely and effective outcomes against regulatory...Full timeContract work$200k - $300k
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- ...the Asset Maintenance business. The COO serves as the senior executive leader of the business and is accountable for delivering profitability... ...on its goals without sacrificing safety or customer contract compliance. Drive continuous improvement initiatives focused on...Contract workFor subcontractor
- ...operational excellence. You will translate priorities into actionable plans, own risk management, and ensure clear communication across senior stakeholders. A focus on governance, planning cycles, and execution is essential in this role. #J-18808-Ljbffr Jobleads-USWork at office
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