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Risk & Compliance Leader - Governance & Audit

PowerToFly

Morgan Stanley Wealth Management is hiring a Risk Officer to oversee branch risk, supervision, and regulatory compliance. The role partners with the Senior Risk Officer to maintain a compliant environment and ensure timely escalation of issues. The successful candidate will hold Series 7/8 (or 9/10) and 63/65 (or 66) licenses, a bachelor’s degree, and demonstrated leadership while navigating SEC and FINRA policies. Salary is competitive with benefits. #J-18808-Ljbffr PowerToFly

Vacancy posted 4 days ago
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