Compliance Analyst
James Oliver
We are partnering with a leading insurance organization to identify an experienced Compliance Analyst II to join its compliance team. This role will support a broad range of regulatory and compliance activities, including state filings, regulatory research, complaints, investigations, advertising, regulatory exams, and product administration. The ideal candidate will bring strong insurance industry knowledge, hands-on regulatory experience, and the ability to independently manage multiple priorities while partnering with senior leadership and supporting junior team members. Skills & Experience 5+ years of insurance compliance or legal experience, preferably within life insurance. Strong knowledge of insurance regulations and state regulatory requirements. Hands‑on experience with SERFF, NAIC, I-File , and state regulatory systems. Experience managing form, rate, and informational filings from preparation through approval. Strong regulatory research and interpretation skills. Experience handling consumer and regulatory complaints and investigations. Excellent organization, documentation, and project management skills. Strong written and verbal communication skills. Ability to work independently while collaborating effectively across teams. Insurance‑related designation preferred. Detailed Job Description Manage end-to-end state insurance filings, including preparation, submission, objections, revisions, and tracking. Research and interpret laws, regulations, and regulatory changes impacting insurance products and operations. Handle complex consumer and regulatory complaints, including research, response drafting, and documentation. Support regulatory and internal investigations, audits, and regulatory examinations. Review advertising and marketing materials for regulatory compliance and maintain required documentation. Support new product rollouts, form updates, product administration, and regulatory requirements. Assist with contract‑related compliance matters and third‑party legal or regulatory requests. Support compliance monitoring, holding company filings, suitability activities, and quarterly compliance reporting. Maintain accurate compliance records and identify opportunities to improve processes and documentation. Provide guidance to junior compliance staff and elevate complex matters appropriately. #J-18808-Ljbffr Oliver James
- We’re hiring a Data Privacy & Compliance Analyst to join a top-ranked national law firm in Dallas. This is an excellent opportunity to join a highly respected and stable organization, work alongside experienced attorneys and business professionals, and gain valuable exposure...SuggestedRemote work
$70k - $90k
Cetera Financial Group is currently seeking an Advisory Compliance Analyst to sit within a team and be a part of a growing area of our firm and directly focused on the advisory side of our business. This is a unique opportunity to work with various members of the organization...SuggestedWork at officeFlexible hours- Job Description The Compliance Analyst will be responsible for preparing Darling plant sites for Sedex Member Ethical Trade Audits (SMETA) and managing outcomes. This person will coordinate all aspects of the SMETA audit, review and prepare documentation with the plants...SuggestedWork experience placementWork at officeLocal areaFlexible hours
- Dal-Tile, a subsidiary of Mohawk Industries, is seeking a Customs Analyst to manage day-to-day brokerage operations, regulatory compliance, and documentation for US import/export activities. The role involves planning in-house brokerage work and ensuring adherence to U...Suggested
- Norton Rose Fulbright is looking for a Compliance Analyst based in Dallas, Texas. The ideal candidate will have a Bachelor's degree and one year of experience in conflicts or legal assisting. Responsibilities include ensuring client service, conducting conflicts searches...SuggestedWork at office
$60k - $75k
...this application due to a disability, contact this employer to ask for an accommodation or an alternative application process. Compliance Analyst II Full Time Professional Dallas, TX, US 3 days ago Requisition ID: 1099 Salary Range: $60,000.00 To $75,000.00 Annually...Full timeContract workWork at office$70k - $90k
A financial services firm in Dallas seeks an Advisory Compliance Analyst to conduct compliance reviews and policy analysis. This hybrid role requires 1-3 years of compliance experience and entails collaborating with various stakeholders. Strong analytical and communication...- ...to leading corporations and financial institutions operating in key markets and sectors. Norton Rose Fulbright is seeking a Compliance Analyst to join our team. The US Compliance Team consists, at present, of the Deputy General Counsel, two Assistant Deputy General Counsels...Full timeFor contractorsWork at officeWorldwideFlexible hours
$93k - $108k
...Trade Compliance Analyst Continental Electronics Corporation is a leading provider of RF technologies and innovative solutions with 80 years of proven performance. CEC has experienced significant recent growth and has established itself as the go-to supplier for a...Full timeFlexible hours$97.53k - $146.29k
...where your ideas are heard, your contributions are celebrated, and your whole-self matters. Role Definition Evaluates trade compliance activities, controls, and risk management practices; supports assessments and reviews designed to ensure compliance with...Part timeWork at officeFlexible hours$87.2k - $130.8k
A telecommunications company in Dallas, Texas, is seeking a Sr Specialist Compliance Analyst. This role involves overseeing compliance programs, conducting risk assessments, and ensuring adherence to regulatory standards. Candidates should have a Bachelor's degree and...$87.2k - $130.8k
...policies by overseeing the development and implementation of compliance programs, conducting risk assessments, and performing control... ...privacy, and customer protection. The Sr Specialist Compliance Analyst assumes targeted, clear-cut responsibilities involving data collection...Temporary workWork at officeLocal areaRelocation- ...Compliance Analyst III WHY UT SOUTHWESTERN? With over 75 years of excellence in Dallas-Fort Worth, Texas, UT Southwestern is committed to excellence, innovation, teamwork, and compassion. As a world-renowned medical and research center, we strive to provide the best...Full timeWork at office2 days per week
- Goldman Sachs in Dallas seeks a seasoned Compliance professional to join The Core Compliance team. You will provide coverage for the Controllers and Tax divisions and help drive regional and global initiatives to strengthen risk controls. The role emphasizes regulatory...
- Goldman Sachs Global Compliance protects the firm's reputation and manages risk across all business areas. The team interprets and ensures compliance with regulatory requirements, monitors regulatory trends in all jurisdictions where the firm operates, and collaborates...
- About the program Our Summer Analyst Program is a nine to ten week summer internship for students pursuing a bachelors / graduate degree... ...apply to additional opportunities About the division Global Compliance manages the firm’s compliance, regulatory and reputational...Full timeSummer workSummer internshipWork at office
- ...Each team member has a part to play in this mission. This means you have countless ways to make a difference as PCS Quality and Compliance Analyst. To continue to be an industry pioneer delivering unparalleled care, we need a PCS Quality and Compliance Analyst with...Full timeFlexible hours
- Job Description - Senior Governance Risk Compliance Analyst - Texas Behavioral Health Center (968577) Job Description Senior Governance Risk Compliance Analyst - Texas Behavioral Health Center - (968577) Description Senior Governance Risk Compliance Analyst Join our...Full time
- Dallas Independent School District seeks an Analyst (226 Days) to support Special Revenue Funds Management. You will assist with compliance oversight, budget development and training for central offices staff, administrators, and campus personnel for Special Education....
- ...World’s Top 250 Fintech Companies 2024- Presented by CNBC ABOUT THIS ROLE Apex Fintech Solutions is currently seeking a Fraud Compliance Analyst to support our Compliance department with investigations, fraud detection, and prevention experience within the fintech...Full timeWork experience placementWork at officeWork from home3 days per week
- Goldman Sachs Group, Inc. invites you to join its Summer Analyst Program in Dallas, a nine to ten week internship for students pursuing a bachelor’s or graduate degree. You will be fully immersed in our day‑to‑day activities. As a participant, you will attend orientation...Summer workInternshipSummer internship
$82k - $117k
The Sr. Compliance Analyst (Regulatory Exams) is responsible for supporting the network of Cetera Financial Group's broker/dealer and registered investment advisers throughout the examination process. The Regulatory Exam Manager is responsible for coordinating all aspects...Full timeFlexible hoursShift work- Position Summary The Audit & Assurance Analyst supports the Enterprise Compliance and Risk team in executing risk-based assurance activities across the organization's control environment. The role executes the external audit program for the certified business units, covering...InternshipWork at officeLocal area
$70.88k - $103.95k
...good. Role Summary Please note that we do not offer visa sponsorship for this position. Are you looking for the next step in your Compliance career with the opportunity to join Life & Annuity Compliance? We are seeking a talented individual who is passionate about...Hourly payTemporary workWork experience placementWork at officeHome officeFlexible hours- Integrity is seeking an Audit & Assurance Analyst to support the Enterprise Compliance and Risk team in executing risk-based assurance activities. The role covers SOCs, HITRUST engagements, and assurance over the risk framework, coordinating with multiple functions and...
- Elara Caring is seeking a PCS Quality and Compliance Analyst to help drive regulatory compliance across PCS providers. The role emphasizes risk assessment, policy development, and survey readiness while supporting a mission of high-quality home care. Ideal candidates have...
- ...more information about joining our team, please visit us at Brief Overview of Position The Loan Operations Funding & Flood Compliance Analyst is responsible for the accurate execution of all commercial loan funding activities and serves as the Bank's primary subject...Immediate startDay shift
- The Compliance and Operations Analyst is responsible for: Support daily operational activities within the Transmission Management System (TMS) environment. Maintain and enhance NERC CIP compliance documentation, including policies, plans, procedures, and evidence repositories...Contract work
- O'Melveny & Myers LLP in Dallas seeks a Client Billing Compliance Analyst to ensure client billing narratives and expenses meet guidelines. The role includes reviewing time and cost entries, identifying compliance issues, and coordinating with clients and partners to maintain...
- Nokia seeks a Technical Compliance Specialist to join the National Security Office in the United States. The role analyzes product security vulnerabilities, regulatory implications, and risk to U.S. telecommunications customers. Working with Product Security, Engineering...Work at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Analyst. Be the first to apply!
- compliance consultant Dallas, TX
- regulatory analyst Dallas, TX
- cybersecurity policy and compliance analyst Dallas, TX
- trade compliance specialist Dallas, TX
- senior compliance analyst Dallas, TX
- medicare compliance specialist Dallas, TX
- regulatory compliance analyst Dallas, TX
- aml compliance analyst Dallas, TX
- healthcare compliance officer Dallas, TX
- research compliance officer Dallas, TX
