Compliance Director
$100k - $120kDormont Manufacturing Company
Spruce Street Compliance is a compliance and operations consulting firm based out of Philadelphia, PA and Washington, DC. Our firm is committed to supporting progressive causes and candidates nation-wide. Some of our past and current clients include Pennsylvania Democratic Party, For Our Future, Asian Pacific Islander Political Alliance, Becca Balint for Congress, Josh Riley for Congress, and Zohran for New York City. We are looking for a Compliance Director based in our Philadelphia office to oversee the day-to-day financial management of a client portfolio. This position will report to the firm’s President. Responsibilities Manage compliance team including Manager and Associate(s) Serve as primary point of contact for clients Maintain client bookkeeping file, budget, and cashflow Prepare and file federal and non-federal campaign finance reports Provide financial reports to clients Perform bank and compliance software reconciliations Process disbursements and track outstanding invoices Register and terminate client’s federal and nonfederal registrations Oversee and process client payroll and staff benefit programs On-boarding and off-boarding client staff Maintain compliance with GAAP Oversee compliance correspondence Create, implement, and administer efficient workflows Develop relationships with vendors and assist with client procurement Experience and Skills 5+ years of experience working with political or non-profit organizations, at least 3 years in financial compliance At least 1 year experience filing FEC reports preferred Strong bookkeeping/accounting and budget building and tracking experience Extensive experience with Quickbooks Online Prior management experience and ability to create organizational systems for a team Extensive experience with Word and Excel, including formulas, conditional formatting, macros, etc. Experience with Google Business Suite and Dropbox Strong attention to detail and ability to stay organized Ability to manage multiple projects at once and meet strict deadlines Ability to work evenings and weekends to meet deadlines Willingness to take initiative and problem solve Commitment to supporting progressive causes Commitment to working within a diverse and inclusive work space Salary range: $100,000-$120,000/annually + generous benefits package including premium health insurance, retirement program, life insurance and professional development opportunities. A background check will be conducted after a conditional offer of employment has been made to a candidate. Spruce Street Compliance is an equal opportunity employer and committed to diversity, equity, and inclusion among its staff. The firm strongly encourages candidates from diverse backgrounds to apply and will hire based on qualifications of the candidate without regard to race, religion, color, national origin, ancestry, physical disability, mental disability, medical condition, genetic information, marital status, sex, gender, gender identity, gender expression, age, sexual orientation, and military or veteran status. #J-18808-Ljbffr
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$250k
...Compliance Director – US Regulatory Build-Out Location: New York (Hybrid) Base Salary: Up to $250,000 + Bonus We are partnering with a fast-scaling financial services firm to appoint a Compliance Director to lead the build-out of a US regulatory compliance function. This...Suggested$170k - $180k
...Our client, a growing RIA firm is seeking an experienced Compliance Director to lead and enhance its compliance program. This role is 5 days per week on-site in their office, in either Downtown Manhattan or Downtown Chicago with no flexibility on working schedule. Compensation...SuggestedWork at office- ...Goulds Pumps IPG LLC is seeking a Director of Trade Compliance to lead a team ensuring compliance with export and import laws. This role mandates a strong background in trade compliance (10+ years), leadership skills, and the ability to develop effective trade policy...SuggestedRemote work
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...Kroll’s North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Senior Manager will develop and manage investigations and consulting cases, including...SuggestedTemporary workFlexible hours- ...time member of the Wise Product team! Job Description Wise is looking for a Senior Manager to join its growing financial crime compliance oversight team in North America. This role will be working alongside the NorthAm Financial Crime Compliance Lead and a highly...Full timeFreelanceWork at office
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...Kroll’s North American Investigations, Diligence and Compliance - Specialist practice is seeking an Associate Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Associate Manager will develop and manage investigations and consulting...Temporary workInterim roleFlexible hours- ...and procedures, so that development teams are able to meet all objectives within specified timelines and the necessary state of compliance is maintained relative to all regulatory commitments/requirements. Responsibilities Act as liaison between company and FDA...Local areaRelocation package
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...Join to apply for the Associate Director Regulatory Affairs role at Tonix Pharmaceuticals Join to apply for the Associate Director Regulatory Affairs role at Tonix Pharmaceuticals Direct message the job poster from Tonix Pharmaceuticals Head of Talent Acquisition at Tonix...Full timeTemporary workWork at officeLocal areaRemote workFlexible hours$176.4k - $228.25k
...basis, risk mitigation plans based on current and changing US and Ex-US GMP regulations and guidance. The Team You’ll Join As Manager/Director CMC Regulatory Affairs you will be an essential member of the Recursion Development Team reporting to the Vice President of...Local areaRemote workWork from homeWorldwide- ...Job Title: Compliance Manager - Deputy BSA/AML Officer Job Summary Join our team as a Compliance Manager, where you'll play a crucial role in shaping and managing the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and related compliance programs. You'll ensure regulatory...
$150k - $160k
...University's good faith and reasonable estimate of the range of possible compensation at the time of posting. Position Summary The Director of Compliance is a leadership role within the Compliance Department responsible for overseeing and advancing the organization’s...Temporary workLocal area- ...‑motivated trade professional with at least 10 years of relevant experience to lead the trade compliance team of the Flow Technologies (FT) Value Center and serve as Director, Trade Compliance, FT. This person is primarily responsible for ensuring the global export and...Temporary work
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- ...New Hudson Facades is seeking a highly organized and detail-oriented Compliance Manager to oversee and administer the company’s contract compliance, insurance compliance, vendor onboarding, and corporate compliance programs. This role serves as a key contributor to risk...Contract workWork at officeLocal area
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$90k - $150k
...Overview Our client is a prominent international investment management firm. They are seeking a Compliance Manager to join the team. This position is hybrid and based 3 out of 5 days per week at their Midtown Manhattan office. The firm offers excellent benefits, including...Work at officeLocal area3 days per week$153k - $296k
...to streamline workflows, move faster, and work together in real time from anywhere in the world. Roles we hire for on this team Compliance Management Lead compliance and certification programs across security and regulatory frameworks, manage audit cycles, partner with...Full timeRemote workWork from home$206k - $235.1k
Director, Compliance Advisor Capital One is seeking a Director, Compliance Advisor to join our Banking & Corporate functions Compliance team. This role is responsible for leading second-line Compliance functions for our Capital One Shopping function. Agility, strong business...Full timeTemporary workPart timeFixed term contractLocal area$124k - $335k
...the Asset & Wealth Management Regulated Investment Company (RIC) Tax practice based in New York. This role involves leading tax compliance projects, analyzing financial data, and providing strategic tax planning to clients. The ideal candidate should have at least a Bachelor...- ...insurance organization to identify a talented professional for this exciting opportunity. We are seeking an experienced Regulatory Compliance Manager to oversee licensing, regulatory, and operational compliance activities within a complex insurance environment. This role...
- ...Job Summary As a Regulatory Compliance Manager, you will be responsible and accountable for overseeing the compliance program for regional and national energy regulations of the company’s operating assets. This includes NERC, FERC, EIA, RTO and transmission owner compliance...Full timeTemporary workH1bWork at officeLocal areaRemote workVisa sponsorshipFlexible hoursShift work
$120k - $165k
...reviewing regulatory submissions, contributing to regulatory strategy, and interacting with internal and external stakeholders to ensure compliance with global health authority requirements. The ideal candidate will have a strong understanding of regulatory processes and a...Work at officeNight shiftWeekend workAfternoon shift3 days per week$80k - $90k
...Compliance Manager The Community Builders, Inc. (TCB) is one of America's leading nonprofit real estate developers and owners. Our mission... ...requirements. Location: Remote (NY/NJ region). Reports to the Director of Compliance. Essential Functions Ensure all first-year tax...Full timeLocal areaRemote work- ...Compliance Manager – Bronx, NY Manage compliance activities for an assigned portfolio of residential units Audit & Reporting Oversight Team Support & Communication Comprehensive knowledge of HUD Section 8, LIHTC, portable vouchers, and market-rate housing...Work at office
$89.25k - $150.25k
...Manager-Compliance New York, NY, United States Phoenix, AZ, United States Charlotte, NC, United States Sandy, UT, United States Sunrise, FL, United States (Hybrid) Job Description This position will be a key member of the American Express Global...Full timeWork at officeLocal areaFlexible hours$175k - $190k
AIG is seeking a Director, Regulatory Affairs to join the Group Regulatory Team of AIG’s GLCR Global Regulatory Group. Reporting to the Head of Group Regulatory, the successful candidate will support regulatory examinations, strategic projects, process optimization, solutions...Work at office$80k - $85k
...neighborhoods. Our team works at the intersection of performance, compliance, hospitality, and resident experience. We partner with... ...the company in a professional manner. Assist staff, Assistant Directors and Senior Director as needed. Support oversight of and management...Full timeInterim roleWork at office$150k - $165k
...About the Role The Compliance and Privacy Director is a key member of the LifeMD Compliance team, responsible for developing, implementing, and administering compliance program requirements. Core areas of focus include HIPAA privacy, incident response, workforce training...Contract workTemporary workFlexible hoursShift work- ...Responsibilities Responsible for supporting a robust regulatory compliance program for the worldwide headquarters, manufacturing sites, and R&D sites within the Surgery Segment of J&J MedTech Understands the factors contributing to compliance risk profiles, based on metrics...Worldwide
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