Wealth Advisor

Essential Functions & Responsibilities:

• Supports the implementation of investment strategies and execution of trades under the direction of management.

• Maintains accurate and timely trade execution records with strict adherence to regulatory and compliance standards.

• Monitors and manages client portfolios, ensuring alignment with established investment objectives and risk profiles.

• Addresses and resolves client inquiries or service issues with professionalism and efficiency.

• Manages and maintains scheduling, documentation, and administrative workflows to ensure operational efficiency.

• Assists in preparing materials for client meetings, portfolio reviews, and investment proposals.

• Upholds strict confidentiality of all client information and investment transactions.

• Meets with clients and prospects at designated branch locations to support relationship-building efforts.

• Supports management in identifying opportunities to expand wallet share and deepen client relationships.

• Cultivates a personal book of business with strategic guidance, earning commission based on performance.

• Ensures timely completion of all required continuing education, RegEd modules, and CE requirements for securities and insurance licenses.

• Executes tasks with full adherence to industry regulations, organizational policies, and risk management frameworks.

• Progresses toward Financial Advisor status through structured learning, performance milestones, and mentorship by management.

• Demonstrates ownership in personal growth by actively developing technical competencies in investment products, market analysis, and financial planning tools.

• Stays informed of industry trends, regulatory changes, and investment strategies.

• Contributes to a collaborative, knowledge-sharing environment focused on long-term success and operational integrity.

• Maintains a member first mindset.


• Upholds core values and builds team member and customer relationships.

• Completes all training as required.


• Performs other duties as assigned.

Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities


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