Investment Operations Associate

Clarke Financial Management (CFM) is a wealth management firm that manages over $200 million of investment assets for predominately high net worth individuals. Over the last 8 years we experienced tremendous growth to the tune of 31.66% year-over-year increase in revenue. CFM is hiring an Investment Operations Associate to join our office in Virginia Beach, VA. As an Investment Operations, you will collaborate with other members in the Investment Operations Department to provide wealth management and investment advisory services. The Investment Operations will join a team of dynamic, collaborative, and client-focused professionals who take pride in delivering massive value to the families the firm serves. Essential duties for the Investment Operations Associate role will include, but are not limited, to: Prepare and review investment account applications Communication with department leads to ensure efficiency when establishing new client relationships Accurately describe value proposition of CFM’s investment philosophy Perform detailed data collection and use the client onboarding process including risk tolerance questionnaire Facilitate rollover and transfer calls with clients Gather and update client information in preparation of investment and service items Conduct service meetings, i.e., DocuSign walkthrough, signing forms, etc Process bank information, address, and name changes Understand regulations as it pertains to investment account set-up Understand tax requirements as it pertains to contributions and taxation of investment accounts (IRAs, Roth IRAs, non-qualified accounts, 529s, employer sponsored retirement plans, UTMAs, etc.) Statement review calls Qualifications/Experience: At least 5 years of experience in the wealth management industry Bachelor’s degree & 5 years’ experience in financial services(i.e. Banking, Accounting, Mortgages etc.) FINRA Series 7 and 66 licenses preferred or related licenses (i.e. series 6,63,65). Excellent written and verbal communication skills Possess a high degree of accuracy and attention to detail Ability to manage and process account applications efficiently and accurately. Warm, friendly personality with the ability to connect with people Willing attitude: “no job is beneath me,” not a clock watcher Independent, autonomous with a “get it done” mindset

WHAT WE OFFER:

CFM offers a highly competitive salary and a suite of holistic benefits designed to help our team members balance their personal and professional life commitments. Compensation: Base Salary - commensurate with experience ranging from $60,000-$75,000 with incentive compensation. #J-18808-Ljbffr Clarke Financial Management