Senior Conflicts & Disclosures Analyst
LPL Financial LLC
LPL Financial LLC is seeking a Senior Analyst for Conflicts & Disclosures in Fort Mill, South Carolina. This role involves supporting the Conflicts of Interest and Disclosures Management programs within compliance, requiring strong analytical skills and attention to detail. Responsibilities include managing the conflicts inventory, conducting research, and developing training resources. The ideal candidate will hold a bachelor's degree and have 3–5 years of relevant experience in compliance within financial services. #J-18808-Ljbffr LPL Financial LLC
- LPL Financial in Fort Mill, SC, seeks a Senior Analyst for Conflicts & Disclosures. This role supports compliance efforts by identifying and managing conflicts of interest, improving governance policies, and preparing detailed reports for stakeholders. Ideal candidates...Senior
$75.29k - $125.45k
...Financial to shape your success while helping clients pursue their financial goals. Job Overview: The Senior Analyst, Conflicts & Disclosures supports LPL's enterprise-wide Conflicts of Interest and Disclosures Management programs within the Compliance...SeniorWork from home$75.29k - $125.45k
...you need at LPL Financial to shape your success while helping clients pursue their financial goals. Job Overview The Senior Analyst, Conflicts & Disclosures supports LPL’s enterprise‑wide Conflicts of Interest and Disclosures Management programs within the Compliance...SeniorWork from home$73.74k - $122.89k
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$74.98k - $125.04k
...Senior Analyst Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you'll find the ingredients...SeniorWork from home- LPL Financial LLC is seeking a Senior Analyst to join its Investment Research department in Fort Mill, South Carolina. This role involves key responsibilities in the Outsourced Chief Investment Officer program, including investment analysis and asset allocation. The ideal...Senior
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...success while helping clients pursue their financial goals. Job Overview: The Finance Governance team at LPL is seeking Senior Analyst to assist in the ongoing monitoring of operational risk, identification and documentation of key business processes, execution...SeniorWork from home- First American Financial Corp. is seeking a skilled professional for Investor Reporting oversight in Fort Mill, South Carolina. This role involves ensuring compliance with reporting standards, training team members, and managing loan accounting processes effectively. The...Senior
$46.99k - $122.4k
...simplify health care one person, one family and one community at a time. Position Summary The Business Process Engineer (Senior Analyst) will be a part of the Optimization group within the Process Excellence & Innovation Team and will focus on improving the efficiency...SeniorHourly payFull timeTemporary workLocal area$143.32k - $273.93k
...(e.g., AXIS, SQL, Python, R, or similar) * Track record of cross-functional collaboration with finance, investments, product, and senior leadership teams Compensation range: The salary range for this position is: $143,320 - $273,930 . USAA does not provide visa sponsorship...SeniorH1bWork at officeRemote workRelocation packageFlexible hours$81.27k - $135.45k
...you need at LPL Financial to shape your success while helping clients pursue their financial goals. Job Overview: The Senior Analyst for LPL's M&A Deal Support team plays an instrumental role throughout the lifecycle of an M&A transaction. This role is responsible...SeniorWork from home- ...& CERTIFICATIONS: * A bachelor's degree from an accredited college/university; MBA preferred. QUALIFICATIONS: * 5+ years of senior level Commercial & strategic leadership experience. * Experience supporting NA manufacturing NA centers required. * Demonstrated...Senior
$91.67k - $152.85k
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Job Overview The Senior Analyst for LPL’s M&A Deal Support team plays an instrumental role throughout the lifecycle of an M&A transaction. This role delivers seamless M&A transaction support for LPL’s advisors, institutions, and internal partners, ensuring successful deal...Senior$105k - $125k
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