Executive Vice President, Compliance
Confidential
Executive Vice President, Compliance
About the Company
Innovative financial technology (FinTech) company
Industry
Financial Services
Type
Privately Held
About the Role
The Company is seeking an Executive Vice President for Compliance, a pivotal role within the organization. The successful candidate will be a key leader, deeply embedded in the company's strong culture and with a clear focus on the future. This executive will be responsible for the oversight and maintenance of compliance, with a particular emphasis on federal and state lending regulations and banking requirements. The role demands a professional who can work effectively with counterparts, and is adept at organizing, planning, and executing day-to-day operational compliance activities. The ideal candidate for this role at the company will have a proven track record in a similar leadership position, with a strong understanding of the regulatory landscape in which the business operates. Experience in a dynamic, fast-paced environment, particularly within the Fintech or digital finance sector, is highly valued. The role requires a strategic thinker who can ensure that the company's compliance practices are not only in line with current regulations but also support the company's innovative and growth-oriented approach to the market. A background in consumer and small business credit, as well as a deep knowledge of various financial products and services, is essential. The company is a well-established, profitable, and respected player in the industry, and the EVP of Compliance will play a critical role in its continued success and expansion.
Hiring Manager Title
Chief Risk Officer
Travel Percent
Less than 10%
Functions
- Finance
- Legal
- ...Executive Vice President, Finance and Operations About the Company Prominent financial services company specializing in investment management... ...management, operational performance, and regulatory compliance of its self-clearing proprietary broker-dealer and affiliates...Suggested
$136k - $197k
Google is seeking a Program Manager in the Cloud's Customer Office, focusing on strategic executive interactions and customer engagement. The position requires strong program management skills and offers a dynamic dual-mandate role supporting the COO's customer meetings...SuggestedWork at office- ...and operational growth. The CFOO will be a key partner to the Executive Director and senior leadership team, overseeing finance, operations... ...as well as ensuring the organization's financial strength and compliance with nonprofit regulations. The successful candidate will be...Suggested
- _*]:min-w-0 gap-3" VICE PRESIDENT, CREDIT ADMINISTRATION AND CONTROL _*]:min-w-0 gap-3" Credit Administration and Control (CAC... ...-to-day operations, drive process improvements, and ensure compliance with the Bank's policies and regulatory requirements. _*]:min...Suggested
- ...Vice President, Commercial CMC About the Company Industry leading open-access biologics... ...the Role The Company is seeking an Executive Director or Vice President for North America... ...molecules while maintaining regulatory compliance and industry standards. The successful...SuggestedContract workFor contractors
- ...JOB SUMMARY: The Vice President of Trade Compliance reports to the SVP Planning and Logistics and is responsible for establishing, governing, and... ...service, and commercial distribution. Proactively advise executive leadership on trade risks affecting business continuity,...
- ...Vice President, Global Quality Compliance About the Company Well-known pharmaceutical company Industry Pharmaceuticals Type... ...negotiations. The ideal candidate will have a strong executive presence, the ability to influence stakeholders, and a...
- ...here. Job Description Primary Function of Position The Vice President of Trade Compliance reports to the SVP Planning and Logistics and is responsible... ..., and commercial distribution. Proactively advise executive leadership on trade risks affecting business continuity,...Local areaWorldwideFlexible hours
- ...Vice President, Compliance & Operations About the Company Successful management consulting firm Industry Management Consulting Type Privately Held About the Role The Vice President, Compliance and Operations will be responsible for collaborating...
- ...Vice President of Accounting About the Company Premier financial services company Industry Financial Services Type... ...pivotal role in overseeing all accounting, tax, treasury, and compliance functions. The successful candidate will be responsible for managing...
- ...Vice President of Trade Compliance About the Company Global medical device company ensuring compliant cross-border movement of regulated products and parts. Industry Medical Devices Type Privately Held About the Role The Company is seeking a Vice...
- ...Vice President of Channel Sales About the Company Industry-leading provider of ACA compliance & employee benefits administration services Industry Internet Type Privately Held Founded 2002 Employees 11-50 Categories Information Technology...
$113.26k - $175k
...Sunrise of Sunnyvale Job ID 2026-238883 JOB OVERVIEW The Executive Director is responsible for overall leadership, management,... ..., resident well-being, quality assurance, and regulatory compliance. Additionally, a key component of this position is the ownership...Full timeWork at officeLocal areaFlexible hoursShift workWeekend workAfternoon shift$170k - $190k
...Executive Director Fulltime - Salary Pay Range: $170,000.00 - $190,000.00 Exempt Schedule: Flexible as Needed Make a difference... ..., quality assurance, financial management, regulatory compliance, and all other aspects of community operations. BENEFITS...Full timeWork experience placementWork at officeLocal areaFlexible hoursShift workWeekend workAfternoon shift- ...Executive Director of Global Pharmacovigilance About the Company Forward-thinking biotechnology company Industry Biotechnology... ...and implementation of risk management strategies and ensure compliance with all relevant regulations and guidelines. The successful...
- ...efforts. Additionally, they serve as ambassadors for the organization, contribute to strategic planning, and ensure legal and ethical compliance. The ideal candidate for the Board Member position at the company will have a passion for the organization's mission and a...
- ...You will oversee financial strategy, capital planning, operational finance, and compliance. Responsibilities, Skills, & Hands-on Experience: Serve as a key member of the executive leadership team, contributing to corporate strategy, governance, and long-term value...Full timeContract workTemporary work
- ...Illumio's interests, accelerating company growth, and fostering compliance through expert legal counsel and leadership. Illumio is a... ...the company’s global legal function and partner closely with executive leadership to support growth while managing legal and regulatory...Contract workImmediate start
- ...Senior Executive Director, Regulatory Affairs About the Company Well-funded clinical-stage biotech company Industry Biotechnology... ...personnel, negotiate directly with authorities, and ensure compliance with regulatory requirements. The ideal candidate will be a...
- ...role acts as an extension of the SVP, driving operational rigor, execution of key initiatives, and cross-functional alignment across the... ...employment. Should you encounter any such requests, please report it immediately to WD Ethics Helpline or email compliance@wdc.com....Temporary workImmediate startRemote workFlexible hoursShift work
- ...and the candidate should be prepared to lead with humility, adaptability, and a strong sense of purpose. Hiring Manager Title Chief Executive Officer (CEO) Travel Percent Less than 10% Functions Non-Profit Management Education/Academic Administration...Local area
$185k - $220k
JobRx, Inc. in Sunnyvale, California is seeking a Pharmacy Manager to oversee daily operations, ensure compliance with regulations, and manage a pharmacy team. Candidates must have a BS in Pharmacy and hold a valid state license, with a minimum of five years' experience...- ...Executive Vice President, Annuity Solutions About the Company Globally renowned reinsurance company Industry Insurance Type Privately Held About the Role The Company is seeking an Executive Vice President for Annuity Solutions, a pivotal role that...
$112.5k - $137.5k
...We look forward to connecting with you. Apply today! Essential Duties and Responsibilities include the following: Ensures compliance within all Bank policies and procedures, as well as all applicable state and federal banking regulations. Management...Full timeWork experience placementWork at officeLocal area- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry... ...with a focus on scaling and development. This executive position requires a candidate with over 10 years' of...
$295k - $370k
...support across multiple functions, including acting as lead attorney on corporate governance/securities matters and advising on compliance, employment and other matters. What you'll do: Corporate Governance/SEC: ~ Manage a corporate attorney handling...Local areaFlexible hours$190k - $225k
...you will lead the legal department, providing thoughtful legal counsel and risk‑mitigation strategies company‑wide, including for compliance, marketing, finance, HR, sales, and product. Responsibilities Draft, negotiate, and review commercial contracts, including...Contract workFor contractors- ...to head its global legal function. This role demands extensive experience in corporate law, contract negotiation, and regulatory compliance within the technology sector. The ideal candidate will provide practical legal guidance, manage legal risks, and support company...Contract work
- ...Senior Executive Director of Planned Giving About the Company Top private Jesuit Catholic university Industry Higher Education... ...for this position. Hiring Manager Title Assistant Vice President for Individual Giving Travel Percent Less than 10% Functions...
$163k - $343.7k
...all of our people to act ethically and with integrity at all times. The application deadline for this role is 08/16/2026. In compliance with federal law, all persons hired will be required to verify identity and eligibility to work in the United States and to...Work at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Vice President, Compliance. Be the first to apply!
- executive vice president San Jose, CA
- chief operating officer - coo San Jose, CA
- chief operating officer San Jose, CA
- chief administrative officer San Jose, CA
- regulatory compliance associate San Jose, CA
- regulatory compliance analyst San Jose, CA
- vendor compliance San Jose, CA
- ethics compliance San Jose, CA
- vice president compliance San Jose, CA
- regulatory compliance remote San Jose, CA

