Remote Risk Management & Trade Surveillance Consultant
MassMutual
- Remote job
MassMutual is seeking a Risk Management Consultant for its Supervisory Controls Group. The role focuses on delegated trade review and surveillance to identify risks and noncompliance under FINRA/SEC/state rules. It requires Series 7/24, multiple broker-dealer experiences, and strong collaboration with Compliance and Field teams. Remote work is offered with a hybrid option for candidates near Springfield, MA. #J-18808-Ljbffr MassMutual
- ...DescriptionProSidian is a Management and Operations Consulting Services Firm focusing on... ...on the broad spectrum of Risk Management, Compliance,... ...DOE0128127]Conduct audits, surveillances, manage corrective... ...Subject to Change or Working Remotely): 2440 Stevens Center Place...Remote workSurveillanceFull timeContract workTemporary workFor contractorsFor subcontractorWork at officeFlexible hours
$100k - $150k
...safe and facilitate travel and trade. The Contract Support... ...Business casual dress, flex time, remote work opportunities, and tuition... ...coordinating with financial management offices.Support preparation and... ...(PWS), and Quality Assurance Surveillance Plans (QASP).Coordinate with...Remote workSurveillanceContract workFor contractorsWork experience placementCasual workWork at officeFlexible hours- ...Role: Data Engineer with ETL & Risk & Trade Location: Pittsburgh, PA {3days onsite 2 days remote} Job Description : Skill, ETL with Surveillance & MarketsEngineeringAnalyticsP2C3STSLead... ...with Product Owners and Program Managers on roadmaps and provide technical...Remote workSurveillanceWork experience placement
$70k - $80k
...Integration Consultant, Treatment Coordinator, Orthodontic... ...Assistant, or Office Manager Ohio / Pennsylvania... ...'s first AI powered remote monitoring solution certified... ...and attend local trade shows Collaborate... ...colleagues Provide market surveillance insights to management...Remote workSurveillanceTemporary workWork at officeLocal areaWorldwideFlexible hoursNight shift- Company DescriptionProSidian is a Management and Operations Consulting Services Firm focusing on providing... ...of Enterprise Service Solutions for Risk Management | Compliance | Business... ...auditor in QAD independent audits, or surveillances).Support by providing quality...Remote workSurveillanceFull timeFor contractorsFlexible hours
$120k - $140k
...team. As an Application Support Consultant, you’ll bring extensive... ...You’ll have the flexibility to manage your work activities within a... ...site, while other days will be remote.How You’ll SucceedProblem... ...of supporting a Front Office Trading Application (Fixed Income exposure...Remote workFull time- Sei Labs, a unicorn startup based in NYC, seeks a Trade Surveillance Analyst to help build the market regulation function from the ground up. You will monitor real-time and post-trade activity for manipulative practices and investigate alerts as part of a founding team...Remote jobSurveillance
$130k - $234k
Overview Principal/ Sr. Consultant - Risk & Compliance - Trade Surveillance. We are hiring at all levels including Consultant/Senior Consultant/ Principal... ...Finance digital transformation and regulatory change management. Base pay range : $130,000.00/yr - $234,000.00/yr...SurveillanceFull time- ...partnered with an investment management group in the Midtown,... ...immediate need for a Trade Analyst to join their... ...Officer and Head of Risk Management. This role... ...in office / 1 day remote Responsibilities:... ...trading and compliance surveillance. -Conduct periodic compliance...Remote workSurveillancePermanent employmentFull timeContract workWork at officeImmediate start
- GHY is seeking a seasoned trade compliance professional to serve as a subject matter expert under the Director of US Trade Services. You... ...provide strategic guidance to clients on complex trade matters. Remote role with occasional travel to Pembina, ND; you’ll advise on...Remote job
$500 per month
...crypto, fixed income, 24/5 trading, and more. Amongst... ...advisors, wealth managers, hedge funds, and crypto... ...operations team focuses on risk management and... ...100% distributed and remote. This role will be reporting... ...Get To Do: Daily surveillance of all customer activity...Remote jobSurveillanceFull timeWork at officeHome officeWeekend work- ...tomorrow by providing cutting-edge trade surveillance technology that protects... ...trade surveillance and risk monitoring solutions. This... ...maintain a robust sales pipeline, managing the full sales cycle from... ...specialists, solutions consultants, and customer success, to ensure...Remote workSurveillanceWorldwide
$102k - $114k
...strategic Senior Customs & Trade Consultant - U.S. to lead client engagements... ..., from senior executive management to operational teams, while... .... Location - Remote, New York Shift - Monday... ...translating them into actionable, risk-mitigating strategies for clients...Remote workFull timeWork at officeWork from homeMonday to FridayShift work$130k - $170k
Energy Trading Software Sales ExecutiveCompany: Energy Trading posttrade and data integration... ...front-office trading software or core risk management platforms (ETRMs). Instead, they are a... ...reporting, and precision market surveillance. The result is a frictionless,...Surveillance- ...have pioneered an independent risk management and liquidity solution for... ...risk assessments, testing, surveillance, and remediation of identified... ...certifications, personal trading, and conflicts of interest programs... ...arrangements including remote working; ~ Healthcare ~4...Remote workSurveillanceWork at officeFlexible hours
$121.36k - $182.04k
Director, Market Risk Mgmt - VNE67RWe’re determined... ...shape the future. The Risk Manager, Investment Risk, will... ..., conducting market surveillance, and responding to ad-hoc... ...W, Th in office; M, F remote).Responsibilities:... ...holdings and pre-clearance of trades for the accounts of you...Remote workSurveillanceFull timeTemporary workWork at office$160k - $235k
SummaryRisk Manager responsible for supervising Market Risk for Spread Products areas. Key tasks... ...decision making around trade reviews, risk assessments... ...Interpreting in-depth market surveillance in the context of... ...varying opportunities for remote work depending on the nature...Remote workSurveillanceFull timeWork at officeLocal areaWorldwide$17.25 per hour
...personnel access the facilityRemove trespassers when necessaryMonitor surveillance camerasRespond to reports of suspicious activityReport on... ...direct supervisionCompensation: $17.25 per hourWe are a remote security guard agency. We have 28 years of Law Enforcement, Military...Remote workSurveillanceLocal area- ...Transformation Director, Trade Data Analysis and... ...a global boutique consulting firm dedicated to... ...its trade surveillance and regulatory reporting... ...compliance. Lead management of complex option... ..., strengthen risk management, and optimize... ...package. Fully remote work setup....Remote workSurveillanceMonday to Friday
- ...Representative to support customers on complex options and margin trading issues. You will act as the voice of the customer, partnering... ...role offers in-person onboarding at multiple offices and then remote night shifts. Candidates should have Series 7 and 63 licenses and...Remote workNight shift
- As the first Trade Surveillance Analyst, you'll be a founding member of the DCM's market regulation function. You'll monitor trading activity... ...blockchain in the world designed for trading. They are a lean, remote-first team that ships fast, takes full ownership of outcomes,...Remote jobSurveillance
$83.3k - $166.6k
...: United States - Colorado - Remote, United States of AmericaTime... ...solutions to diagnose, monitor and manage heart failure, allowing... ...their lives.The Acute Product Consultant drives growth of CentriMag... ...Yes, 50 % of the TimeMEDICAL SURVEILLANCE:NoSIGNIFICANT WORK ACTIVITIES...Remote workSurveillanceWork from homeWorldwideHome officeShift work- ...Partners, Relationship Management, Integration,... ...days onsite and 2 days remote (onsite Tuesdays, Wednesdays... ...actionable research for risk management, pricing,... ...curves, evaluated pricing, trade data, and reference... ...used for risk, surveillance, or market transparencyLeadership...Remote workSurveillanceWork at officeFlexible hours
- ...executing deals, driving secondary trading and marketplace distribution, managing interest rate risk, and uncovering insights... ...projections; ongoing reporting and surveillance, etc. Qualifications... ...Francisco Bay Area, New York, remote possibility #J-18808-Ljbffr NotablecapitalRemote workSurveillance
$112.4k - $208.8k
...valuable part of our Enterprise Risk Management (ERM) and Business... ...functional leaders across Logistics, Trade Compliance, Global Security,... ...contract providers, surveillance architectures, and regulatory... ...is an on-site position; no remote options are offered at this...Remote workSurveillanceFull timeContract workLocal areaRelocation$22.98 per hour
...consistent in-person engagement with clients, remote work or work-from-home arrangements are... ...and comfortable environment, including surveillance monitoring and regular property walk-... ...support to the Support Services Manager and maintain clear communication with property...Remote workSurveillanceHourly payPermanent employmentWork from home$140k - $180k
...is looking for a Vice President candidate to join the trade surveillance team, specializing in and possessing broad knowledge in... ...regulatory requirements and assisting business units to manage their regulatory risk.Key AccountabilitiesShareholderConsistently exercise discretion...SurveillanceFull timeLocal areaWork from homeFlexible hours- ...About Ember Ember Group Consulting is a management consulting firm focused on... ...management, process improvement, risk and compliance, and... ...seeking an experienced Personal Trading Compliance Transformation... ...account disclosures, trade surveillance, pre-clearance processes, or...SurveillanceFull time
- ...blockchain in the world designed for trading. We're building a... ...Wall Street. We're a lean, remote-first team that ships fast,... ...the role As our first trading Surveillance Analyst, you will be a founding... .... Help design our case-management flow, alert tuning and automation...Remote workSurveillanceShift work
$70.62k - $133.14k
...performance against the Quality Assurance Surveillance Plan (QASP), reviewing deliverables,... ...certifying invoices. Supports the records management program by conducting routine audits,... ...0623 - $133142/yr. Is this position remote or telework eligible? This position...Remote workSurveillanceFull timeContract workPart timeFor contractorsWork at office
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