Equities Investigations Analyst
Cboe Global Markets, Inc.
Cboe Global Markets, Inc. invites a motivated professional to join the Equities Investigations team. The Investigator will conduct investigations into trading activity to support determinations on potential violations across Cboe exchanges and applicable rules. The role requires regulatory knowledge and strong analytical skills. You will collaborate with Surveillance, Enforcement, and other teams, presenting findings and supporting materials to management and the SEC where needed. #J-18808-Ljbffr Cboe Global Markets, Inc.
- Cboe Global Markets, Inc. seeks an Investigator for the Equities Investigations team in the United States. You will conduct investigations into trading activity to assess possible violations of Exchange Rules and SEC regulations, applying evolving regulatory knowledge under...Suggested
$150k - $180k
...Equity Research Analyst Company: Aristides Capital Location: Louisville, Kentucky Work Setting: Primarily In-Person Compensation: $150,000–$180,000+ About Aristides Capital Aristides Capital is a Louisville-based long/short equity hedge fund managing...SuggestedWork at officeRemote workWork from homeRelocationRelocation packageFlexible hours$72.25k - $93.5k
...seeking a highly motivated individual to join our Equity Surveillance Team. The Surveillance Analyst performs analysis of real-time and pattern-based surveillances... ..., working alongside regulatory technology and investigations teams that shape how the Exchanges detect and...SuggestedFull timeWork experience placementImmediate startFlexible hours$90k - $140k
...unmatched in the industry today.Position DescriptionThe Financial Analyst supports financial planning, reporting, forecasting, and... ...indicators and operational metrics.• Perform variance analysis and investigate significant financial trends.• Support financial modeling,...SuggestedPermanent employmentTemporary workFlexible hours- ...businesses.Position SummaryWe have an opportunity for a Financial Analyst to join our team. In this role, you will help monitor the... .... Please forward such requests to ****@*****.*** for us to investigate with local authorities.California Job Seekers can find our California...SuggestedFull timeLocal area
- The Investment Operations Analyst provides portfolio accounting, reconciliation, investment data, and operational support for the firm... ..., settlement, position, and cash discrepancies. Assist with investigation and documentation of trade-related exceptions. Support...Work at office
- ...across the end-to-end trading lifecycle and products including equities, fixed income, FX, commodities, and derivatives.Minimum 7+... ...response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation...Live inWork at officeLocal area
- ...understanding of the end-to-end trading lifecycle and products including equities, fixed income, FX, commodities, and derivatives.Minimum 5+... ...to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation...Live inWork at officeLocal area
- ...to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the Company's legal...Live inWork at officeLocal area
$95k - $110k
...so you can fully realize your potential. The Senior Security Analyst is a senior individual contributor responsible for security monitoring... ..., application, and other security data sources. Triage and investigate alerts, correlate activity across multiple platforms,...For contractorsFlexible hours$85k - $115k
...DescriptionKforce is looking for a Senior Security Analyst to come aboard a contract to hire opportunity with one of our clients... ...cybersecurity, including security monitoring, incident response, investigations, vulnerability analysis, application security, cloud security...Contract work- ...complaint, orally or in writing, to the employer or the government, or against any individuals who assist or participate in the investigation of any complaint or discrimination claim.The "Know Your Rights" Poster is included here:Know Your Rights (English)Know Your Rights...Full timeImmediate start
$107.37k - $147.63k
...Security Analyst III Johnson County (Kansas) Government is excited to announce the search for a Security Analyst III. This critical... ...threat protection, phishing detection, and automated investigation and response. Develop and maintain security automation workflows...Work at officeLocal areaFlexible hours- ...WHO YOU ARE:The Senior Financial Reporting Analyst is responsible for the coordination and preparation of management financial reporting... ..., or against any individuals who assist or participate in the investigation of any complaint or discrimination claim.The "Know Your Rights...
- ...understanding of the end-to-end trading lifecycle and products including equities, fixed income, FX, commodities and derivatives.Minimum of 2... ...to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation...Work experience placementLive inWork at officeLocal area
- Job Title: Financial Analyst Job Type: (Remote) Job Summary The Financial Analyst is responsible for analyzing corporate financial... ...Reconcile financial information with Accounting records and investigate discrepancies. Extract and analyze financial data from ERP, accounting...Remote work
- Financial Analyst - LaPorte, IN | Full Relocation Package Offered Relocate to Northwest Indiana's Lake Michigan Shoreline - Small-Town... ..., weekly, monthly) Analyze manufacturing inventory costs, investigate standard cost variances, and assist with cost reduction initiatives...Contract workInternshipRemote workWork from homeRelocationVisa sponsorshipRelocation packageWeekend work
- ..., LLC (“BRES”) is seeking a Real Estate Analyst to support the evaluation and execution... ...capitalization rates, internal rates of return, equity multiples, return on cost, debt service... ...and resourceful, with a willingness to investigate unfamiliar issues rather than wait for a...Full timeInternshipWork at officeImmediate start
- ...Investment Analyst Location: Kansas City, MO * This is an in-office role in Kansas City, MO. Curious about a career with NorthPoint... ...to a growing portfolio. Experience with real estate private equity or asset management is a plus. Proficiency in Argus and/or...Work at officeImmediate startFlexible hours
$52k - $78k
...filings. Assist with actuarial pricing analyses, including rate reviews, rate impact assessments, and data validation activities. Investigate data issues, perform reconciliations, and contribute to analytical solutions that improve data quality and reporting accuracy....Full timeTemporary workInternshipWork at officeRemote workWorldwideVisa sponsorshipRelocation packageFlexible hours$116k - $193k
...-Construction ActivitiesPerform Scope Review focusing on:Project ObjectivesDeliverablesOverall Project RequirementsPerform Site Investigation analysisLead the Pre-Construction/Estimating team in developing preliminary Work PackagesWork with Project Controls and the Project...Full timePart timeWork experience placementInterim roleWork at officeLocal areaRelocationHome officeVisa sponsorshipFlexible hours- ...to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the Company's legal...Live inWork at officeLocal area
- ...to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the Company's legal...Live inWork at officeLocal area
- We are looking for a Data Security Analyst to join our Information Security Architecture team in Philadelphia, PA or Overland Park,... ...and Privacy teamsMonitor data protection alerts and signals, investigate issues, and escalate findings appropriatelyParticipate in data...Full timeWork at office2 days per week
- ...to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the Company's legal...Work experience placementLive inWork at officeLocal area
- AML RightSource, LLC in the United States is seeking an Entry Level Financial Crimes Investigator. No prior experience required; comprehensive training is provided to build a career in financial crime compliance. You will review transactions, identify suspicious activity...Remote jobLocal areaMonday to Friday
$43.89k - $69k
Job Description As a Senior Financial Crimes Investigator, you will leverage your expertise to detect suspicious financial activity, ensure... ...investigations, with the possibility of supervising junior analysts, and collaborate with clients to manage financial crime risks....Local areaWork from homeVisa sponsorshipMonday to Friday- ...to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the Company's legal...Live inWork at officeLocal area
$40k
...We provide comprehensive training to help you build a career in financial crime compliance. As an Entry Level Financial Crimes Investigator, you will review transactions, identify suspicious activity, and support Know Your Customer (KYC) compliance. Work Arrangement &...Ongoing contractWork at officeLocal areaWork from homeVisa sponsorshipMonday to Friday- AML RightSource, LLC is seeking an entry-level Financial Crimes Investigator to review transactions, assess KYC relationships, and identify suspicious activity. You will follow client operating policies, analyze data for AML/TF risk, and prepare concise reports. Training...Remote job
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Equities Investigations Analyst. Be the first to apply!
- private equity associate Kansas City, MO
- private equity accountant Kansas City, MO
- private equity Kansas City, MO
- private equity sales Kansas City, MO
- diversity equity inclusion Kansas City, MO
- equity inclusion Kansas City, MO
- entry level private equity Kansas City, MO
- diversity equity Kansas City, MO
- equity bank Kansas City, MO
- director of equity and inclusion Kansas City, MO


