Senior Auditor - Risk Management

divh2Senior Auditor - Risk Management/h2pCapital Ones Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organizations Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audits vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity./ppCapital One is seeking an energetic, self-motivated Senior Auditor interested in becoming part of our Risk Management Audit team. As a member of the Audit team, the candidate will focus on audits of Enterprise and Operational Risk Management frameworks and processes in the Second Line of Defense, as well as the related risk programs executed by the First Line Business Risk Offices./ppResponsibilities:/pulliAudit major components of business units./liliAssist in developing engagement planning documentation for assigned areas, including risk-based rationale for scoping decisions./liliDesign and execute internal control testing for operations of varying complexity./liliPerform audit tasks of moderate difficulty, demonstrating a degree of audit expertise consistent with experience level./liliPrepare clear, organized and complete documentation to support work performed./liliEstablish and maintain good client and team relations during engagements. Effectively communicate information and audit progress to team, clients and auditor-in-charge./liliPerform various aspects of engagement administration as assigned by auditor-in-charge, including hours and budget tracking./liliSelf prioritize and effectively plan own work activities managing multiple priorities and tasks across the team to deliver quality results. Proactively take on additional work to support the team when possible./li/ulpHeres what were looking for in an ideal teammate:/pulliYou are a critical thinker who seeks to understand the business and its control environment./liliYou believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital Ones governance, risk management, and internal control processes./liliYou possess a relentless focus on quality and timeliness./liliYou adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking./liliYou develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audits value proposition./liliYoure a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise./liliYoure a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism./liliYou create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent./li/ulpBasic Qualifications:/pulliBachelors Degree or military experience/liliAt least 2 years of experience in auditing one or more of the following areas: banking or financial services industry or risk management/li/ulpPreferred Qualifications:/pulliMasters Degree in Auditing, Masters Degree in Accounting, Masters Degree in Finance, Masters Degree in Economics, Masters Degree in Quantitative Finance, or Master of Business Administration/liliCertified Internal Auditor (CIA), Certified Public Accountant (CPA), Chartered Financial Analyst (CFA), Certified Risk Manager (CRM), Financial Risk Manager (FRM), or Credit Risk Certification (CRC)/lili2+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination/lili2+ years of experience performing data analysis in support of internal auditing/liliExposure to Enterprise Risk Management or Operational Risk Management/li/ulpAt this time, Capital One will not sponsor a new applicant for employment authorization for this position./ppThis role is hybrid meaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting./ppThe minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked./ppRiverwoods, IL: $87,700 - $100,100 for Senior Staff Auditor/ppCharlotte, NC: $87,700 - $100,100 for Senior Staff Auditor/ppChicago, IL: $87,700 - $100,100 for Senior Staff Auditor/ppMcLean, VA: $96,500 - $110,100 for Senior Staff Auditor/ppNew York, NY: $105,300 - $120,100 for Senior Staff Auditor/ppPlano, TX: $87,700 - $100,100 for Senior Staff Auditor/ppRichmond, VA: $87,700 - $100,100 for Senior Staff Auditor/ppCandidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter./ppThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan./ppCapital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level./ppCapital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York Citys Fair Chance Act; Philadelphias Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries./ppIf you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at View phone number on click.appcast.io or via email at View email address on click.appcast.io. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations./ppFor technical support or questions about Capital Ones recruiting process, please send an email to View email address on click.appcast.io/ppCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site./ppCapital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC)./p/div