Director of Regulatory Examinations & Compliance
$190k - $240kCrédit Agricole Group
Crédit Agricole Group is seeking a Director for Compliance Coordination and Regulatory Affairs in New York. This senior role involves managing interactions with U.S. regulatory agencies, coordinating audits, and leading high-priority compliance projects. The ideal candidate has strong regulatory examination management experience and project management skills. The salary range is competitive, from $190k to $240k annually, aimed at individuals ready to excel in complex regulatory environments. #J-18808-Ljbffr
$157.9k - $315.9k
...ll do Set strategy and lead enterprise compliance. Lead the design, development, and implementation... ...compliance with applicable legal and regulatory requirements, including services... ...and oversee responses to audits and examinations. Track investigations and corrective actions...SuggestedWork experience placement- ...future team member for the role of Director to join our Markets Compliance team, covering Fixed Income and... ...guidance on and remain up to date on regulatory developments and industry best... ...compliance testing teams during related examinations and/or audits for coverage areas....SuggestedWorldwide
$130k - $211.5k
...ways: Lead implementation and recommend enhancements to BNY’s Compliance frameworks, programs, and policies related to key safety and... ...and the Volcker Rule; Support with the development of the regulatory process to identify, implement and assess ongoing compliance for...SuggestedTemporary workWork experience placement$189k - $246k
...Department: 107000 Regulatory Location: San Diego, USA- Remote Be a part of a global... .... Position Summary: The Director, Regulatory Affairs Strategy is responsible... ...documents to ensure regulatory compliance, scientific integrity, and strategic consistency...SuggestedTemporary workLocal areaRemote workWeekend work$180k - $225k
...Director - Bank Regulatory Compliance Officer, TD Securities (US)Skip to main contentWe and selected third parties use technologies and tracking tools... ...internal investigations, draft responses to regulatory examination questions, guide stakeholders through exam-related...SuggestedWork experience placementLocal areaWork from homeFlexible hours$180k - $225k
...Preferred Qualifications: This Compliance Officer is a key member of the TDS US Compliance Regulatory Initiatives Team and U.S.... ...draft responses to regulatory examination questions, guide stakeholders... ...General Job Description The Director Compliance TDS oversees/leads...Work experience placementLocal areaWork from homeFlexible hours- ...America, and we are looking for a Lead Compliance Manager to provide senior compliance leadership... ..., while also supporting broader Assets regulatory and operational readiness across North... ...other relevant authorities, including examinations, inquiries, filings, remediation, and...
- ...this exciting opportunity. We are seeking an experienced Regulatory Compliance Manager to oversee licensing, regulatory, and operational... ...jurisdictions. Support internal and external audits, regulatory examinations, and compliance reviews. Prepare reporting metrics and...
- ...Overview The Senior Compliance Manager will lead critical compliance projects and initiatives... ...such as: Implementation of new regulatory requirements across specific markets or... ...calculations and reporting Manage regulatory examinations and inquiries Prepare and file required...Remote work
- ...Job Overview: We are seeking an experienced and dynamic Head of Regulatory Affairs to join our team at Merkle Science. This role will be... ...: Develop and implement regulatory strategies to ensure compliance with global, regional, and local regulatory requirements. Monitor...Local areaFlexible hours
- ...the role Felix is seeking a Licensing & Regulatory Affairs Manager to lead the company’s licensing, regulatory reporting, and examination support functions across the United States... ...This role will work closely with Legal, Compliance, Finance, Product, Operations, and...Remote work
- ...established life sciences consultancy is seeking an experienced Director of Regulatory Affairs to provide strategic and operational leadership... ...plays a key role in guiding regulatory strategy, ensuring compliance, and supporting business growth across a diverse portfolio...Full timeRemote work
$240k - $270k
...results, and individual growth that creates an inflection point in your career. About the role: We are looking for a Director of Compliance and Regulatory to join our team. Reporting to the General Counsel, you will play a leading role in the design and execution of...Remote workFlexible hoursShift work- ...Head of Compliance About the Company Innovative financial services company transforming... ...for leading and maintaining the firm's regulatory compliance program, serving as the... ...of securities regulations, regulatory examinations, and compliance program management is essential...
- ...support their search for a Chief Compliance Officer (CCO) to lead their... ...the highest standards of regulatory and consumer compliance... ...regulators, manage regulatory examinations and audits, and oversee comprehensive... ...management and the Board of Directors. Responsibilities Develop...
$280k - $330k
...$330,000.00/yr Title: Chief Compliance Officer Location: New York City... ...automation Background in regulatory policy development or government... ...management and Board of Directors Coordinate with BSA Officer... ...assessments, and regulatory examination preparation Review and approve...Full time- ...Chief Compliance Officer (CCO) Fancy helping to shape the future of FinTech? We have... ...the NFA, OANDA operates at the highest regulatory standards. In this critical role, you will... ...audit readiness, manage regulatory examinations, and represent compliance as a member of...
$90k - $200k
...American Investigations, Diligence and Compliance practice is seeking a Senior Manager based... ...investigations, forensic accounting, regulatory compliance, including business... ...forensics (CFF) preferred; and certified fraud examiner an asset. Minimum 8 years’ investigative...Temporary workFlexible hours$116k - $246k
...connect them with exceptional professionals for this role. Director, Cybersecurity Regulatory Engagement (1LOD) At BNY, our culture allows us to run... ...boards. ~ Partner with Engineering Controls, Risk, Compliance, Legal, and Internal Audit leadership throughout...Temporary workWorldwideFlexible hours$120k - $170k
...technology. Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief... ...Excel for data management and regulatory reporting. The role requires the ability... ...responses to regulatory inquiries, audits, and examinations Assess and evaluate daily operations...- ...Overview The firm is seeking a Deputy Chief Compliance Officer (Deputy CCO) to play a critical... ...who also has working knowledge of regulatory requirements in Europe and Asia. The Deputy... ...filings, compliance reviews, and examination support. This is not a purely advisory...Worldwide
$70k - $150k
...American Investigations, Diligence and Compliance - Specialist practice is seeking an Associate... ...investigations, forensic accounting, regulatory compliance, internal (client)... ...financial forensics (CFF) or certified fraud examiner (CFE) designation is preferred Minimum...Temporary workInterim roleFlexible hours$250k
...Compliance Director – US Regulatory Build-Out Location: New York (Hybrid) Base Salary: Up to $250,000 + Bonus We are partnering with a fast-scaling financial services firm to appoint a Compliance Director to lead the build-out of a US regulatory compliance function. This...- ...cosmetics to introduce creative products and services based on our customers' needs. About the role: The Senior Regulatory Affairs Manager ensures regulatory compliance of The client / LG H&H US cosmetic, OTC, dietary supplement, and device products from brief through launch...Fixed term contractLocal areaFlexible hours3 days per week
- ...Job Title: Director, Compliance Department: Compliance Reports To: Executive Director FLSA Status: Exempt About Us Building Services 32BJ... ...plan provisions and current in knowledge about the legal and regulatory environment governing employee benefit plans and is widely...Temporary workWork at officeLocal area
$82.92k - $150k
...AML Compliance Manager (Cryptocurrency exchange) job at TOP cryptocurrency exchange. Remote... ...financial industry, including BSA/AML, regulatory requirements, KYC, and financial... ...managing internal audits and regulatory examinations, and conducting investigations. Additionally...Full timeRemote workShift work- ...Job Summary As a Regulatory Compliance Manager, you will be responsible and accountable for overseeing the compliance program for regional and national energy regulations of the company’s operating assets. This includes NERC, FERC, EIA, RTO and transmission owner compliance...Full timeTemporary workH1bWork at officeLocal areaRemote workVisa sponsorshipFlexible hoursShift work
- ...EY is seeking a Senior Manager to lead the Life Sciences Regulatory Submissions practice. You will drive growth and manage risk in the Regulatory Compliance sector, collaborating with clients in the life sciences industry. The ideal candidate has over 8 years of experience...
- A blockchain intelligence firm in New York is seeking a Head of Regulatory Affairs to develop compliance strategies and navigate regulatory landscapes. Candidates should have extensive experience in regulatory affairs, particularly within the cryptocurrency sector. The...Flexible hours
- About the Role The Director Regulatory Affairs Global Regulatory Lead (GRL II), Global Regulatory Strategy, is responsible for developing and implementing global strategies to secure and maintain market approval for product(s) in the assigned therapeutic area. Leads the...
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