Director of Regulatory Examinations & Compliance
$190k - $240kCrédit Agricole Group
Crédit Agricole Group is seeking a Director for Compliance Coordination and Regulatory Affairs in New York. This senior role involves managing interactions with U.S. regulatory agencies, coordinating audits, and leading high-priority compliance projects. The ideal candidate has strong regulatory examination management experience and project management skills. The salary range is competitive, from $190k to $240k annually, aimed at individuals ready to excel in complex regulatory environments. #J-18808-Ljbffr
$190k - $240k
Director- Compliance Coordination and Regulatory Affairs Summary The Regulatory and Assurance team is an independent team within CACIB Americas CPL reporting... ...the following functions: Regulatory Engagement & Examination Management Serve as compliance primary point of...Suggested$180k - $225k
...Preferred Qualifications: This Compliance Officer is a key member of the TDS US Compliance Regulatory Initiatives Team and U.S.... ...draft responses to regulatory examination questions, guide stakeholders... ...General Job Description The Director Compliance TDS oversees/leads...SuggestedWork experience placementLocal areaWork from homeFlexible hours$180k - $225k
...Director - Bank Regulatory Compliance Officer, TD Securities (US)Skip to main contentWe and selected third parties use technologies and tracking tools... ...internal investigations, draft responses to regulatory examination questions, guide stakeholders through exam-related...SuggestedWork experience placementLocal areaWork from homeFlexible hours- ...Overview The Senior Compliance Manager will lead critical compliance projects and initiatives... ...such as: Implementation of new regulatory requirements across specific markets or... ...calculations and reporting Manage regulatory examinations and inquiries Prepare and file required...SuggestedRemote work
$92k - $125k
...Overview Zip is looking for a Compliance Manager to support and enhance components of our... ...customer experiences align with applicable regulatory requirements while enabling innovation... ..., audit support materials, regulatory examination responses, and internal review...SuggestedCasual workWork at officeFlexible hours$165k - $220k
...are well positioned to continue leading the advancement of eye health in the future. The Director, Regulatory Affairs leads global regulatory strategy, reporting, compliance, labeling, and regulatory intelligence to support product development, approval, and market...Temporary workWork visa- Precision for Medicine is seeking a Director, Regulatory Consultant to apply expertise in regulatory affairs and quality systems. This role involves preparing submissions for regulatory approvals, generating new business, and ensuring quality in client work products. The...
- ...established life sciences consultancy is seeking an experienced Director of Regulatory Affairs to provide strategic and operational leadership... ...plays a key role in guiding regulatory strategy, ensuring compliance, and supporting business growth across a diverse portfolio...Full timeRemote work
- ...Job Overview: We are seeking an experienced and dynamic Head of Regulatory Affairs to join our team at Merkle Science. This role will be... ...: Develop and implement regulatory strategies to ensure compliance with global, regional, and local regulatory requirements. Monitor...Local areaFlexible hours
- ...everything that we do. The Head of Compliance will be responsible for designing, implementing... ...team, with direct responsibility for regulatory compliance, supervisory systems, and... ...and filing Regulatory Engagement & Examinations ~ Act as primary point of contact...Casual workImmediate startFlexible hours
- ...Monitor and ensure the New York Branch's compliance with all applicable federal and state... ...policies for managing compliance and regulatory risk. -Lead, manage and motivate... ...risks. -Manage all regulatory examination processes as they apply to Shinhan New...Work at office
- ...Chief Compliance Officer (CCO) Fancy helping to shape the future of FinTech? We have... ...the NFA, OANDA operates at the highest regulatory standards. In this critical role, you will... ...audit readiness, manage regulatory examinations, and represent compliance as a member of...
$270k - $300k
...we are looking for a Chief Compliance Officer who can do more than... ...drive it from the top, and the regulatory depth to execute it without... ...to the Board of Directors and Group compliance leadership... ...and coordinating responses to examinations, inquiries, and reporting obligations...Work at office2 days per week3 days per week- A leading investment firm based in New York is seeking a Director of Global Compliance to oversee regulatory compliance for broker-dealer functions. The role involves leading a compliance team, providing strategic guidance, and ensuring adherence to regulatory requirements...
- ...investment manager is seeking an experienced Chief Compliance Officer to lead the firm's compliance function.... ...designated CCO and primary point of contact for regulatory authorities, including managing SEC examinations and inquiries Provide expert guidance on compliance...
$175k - $250k
...Head Of Compliance New York, NY Overview Role: Head of Compliance Location:... ...maintenance role. You will own Pillar's regulatory posture end-to-end: keeping the business... ...supervisory procedures. Manage audits, examinations, and regulatory inquiries. Maintain and...Work at officeFlexible hours$255k - $316k
...experienced and commercially minded Head of Compliance, US to lead Sokin's compliance function... ..., ensuring the business meets its regulatory obligations in a banking environment, and... ..., and support regulatory engagement, examinations and information requests. ~ Monitor...Remote workWorldwide$180k - $225k
TD Bank is seeking a Director - Bank Regulatory Compliance Officer for its New York office. This role is pivotal in ensuring adherence to regulatory requirements and overseeing compliance initiatives. The ideal candidate will have extensive experience in bank regulatory...Work at office$160k - $200k
...come build the future together. The Crown Is Yours As a Regulatory Compliance Director, you’ll play a critical role in protecting the integrity... ...regulatory investigations and managing regulatory examinations, inquiries, or reporting requirements. Familiarity with...Full timeContract workImmediate start$220k - $300k
...build Pathos with us. About the role Pathos is seeking a Head of Regulatory Affairs to lead the regulatory function across the... ...Maintain regulatory submission timelines and infrastructure Compliance & Transparency Manage ClinicalTrials.gov listings and reporting...Work at office3 days per week$170k - $200k
Our client is hiring a Head of Regulatory Affairs to lead all U.S. regulatory strategy and execution across OTC drugs, cosmetics, and medical devices. This is a high-impact leadership role driving compliance, product lifecycle management, and FDA alignment while partnering...$280k - $330k
...,000.00/yr Title: Chief Compliance Officer Location: New York... ...automation Background in regulatory policy development or... ...senior management and Board of Directors Coordinate with BSA Officer... ...assessments, and regulatory examination preparation Review and approve...Full time- ...support their search for a Chief Compliance Officer (CCO) to lead their... ...the highest standards of regulatory and consumer compliance... ...regulators, manage regulatory examinations and audits, and oversee comprehensive... ...management and the Board of Directors. Responsibilities...
- ...applicable banking, financial services, and regulatory requirements at the federal, state, and... ...and execution of enterprise-wide compliance risk management strategies. Lead and... ...Manage regulatory review processes, examinations, inquiries, and audit-related activities...
- ...Chief Compliance Officer (CCO) About the Company A well-established... ...overseeing all aspects of regulatory and consumer compliance,... ...experience with regulatory examinations, policy development, and enterprise... ...leadership and the Board of Directors, and to ensure that...
- ...second line of defense, the SG Americas Compliance Department supports the Business Units... ...responsibilities: (a) overseeing the SGUS regulatory relations team, which is the team... ...for regulatory interactions; Managing examinations conducted by SGUS prudential/banking regulators...Work experience placement
- ...or certification in securities industry compliance to design, implement and supervise a... ...manage corrective action plans and ensure regulatory compliance across all business... ...understanding of ’40 Act regulatory landscape, examinations and areas of enforcement priorities* Experience...Temporary workWork experience placementWork at office
$130k - $150k
...Dublin. Overview As Manager, Compliance at Fanatics Betting & Gaming... ...and enhancement of our regulatory compliance framework as we expand... ...directly to the Senior Director of Enterprise Compliance, you... ...registration, audit, and regulatory examination activities with applicable...Full timeSeasonal work- ...A blockchain intelligence firm in New York is seeking a Head of Regulatory Affairs to develop compliance strategies and navigate regulatory landscapes. Candidates should have extensive experience in regulatory affairs, particularly within the cryptocurrency sector. The...Flexible hours
$130k - $145k
## Regulatory Relations ManagerSolicitarremote type: Hybridlocations: NEW YORKtime type:... ...with visibility into regulatory strategy, examinations, and supervisory priorities.This role... ...closely with internal stakeholders (Risk, Compliance, Legal, Finance, Front Office) to drive...Work at office
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