Executive Director, Broker-Dealer Operations & Compliance
Jobleads-US
CXG Holdings Inc in Smithtown, NY is seeking a Managing Director for Broker-Dealer Services. The ideal candidate will have extensive broker-dealer experience and will provide executive oversight, regulatory guidance, and strategic direction.
This full-time, in-person role promises competitive salary, performance bonuses, and significant career growth potential, working directly with industry leaders in a collaborative environment.
#J-18808-Ljbffr Jobleads-US$150k - $175k
...Vision insurance Managing Director / Broker-Dealer Services Location:... ...Growth Opportunity About Compliance Exchange Group Compliance... ...broker-dealer consulting, executive leadership, and compliance... ...helped broker-dealers launch, operate, and grow through executive...OperationsFull timeWork at officeFlexible hours$97k - $189k
...fullest potential. The Managing Director Strategic Claim Oversight... .... Ensures the effective execution of claims handling practices... ...leads ongoing efforts to drive operational initiatives and continuous improvement... ...Ensures quality by assuring compliance with best practices, and...OperationsFull timeWork experience placementWork at office$42.5k - $60k
...career move is here. Vivmark Residential is searching for a dedicated and highly organized Leasing Consultant to take on the daily operations of the leasing team at one of our apartment communities and ensure our residents experience nothing short of luxury living. Join...OperationsFull timeLive inWork at officeWeekend work$42.5k - $60k
...career move is here. AvalonBay Communities is searching for a dedicated and highly organized Leasing Consultant to take on the daily operations of the leasing team at one of our apartment communities and ensure our residents experience nothing short of luxury living. Join...OperationsFull timeLive inWork at officeWeekend work- AvalonBay Communities is seeking a dedicated and highly organized Leasing Consultant to take on the daily operations of the leasing team at one of our apartment communities and ensure our residents experience nothing short of luxury living. Join us in redefining what it...OperationsLive in
- ...OverviewJoin Gallagher's Risk Placement Services (RPS) team as a Broker. You'll play a key role in helping businesses protect what... ...otherwise qualified person with a disability, unless the accommodation would impose an undue hardship on the operation of our business.OperationsFull timeInternshipLive outWork at officeLocal areaFlexible hours
$130k - $149.5k
...balance. Apply now! Responsibilities The Executive Director is responsible for leading the community's day-to-day operations, including full profit and loss... ...oriented and engaged workforce. They ensure compliance with all local, state, and federal regulations...OperationsLocal area$130k - $135k
Join to apply for the Executive Director role at Canine Companions 2 weeks ago Be among the first... ...for managing the daily business operations. The executive director is responsible... ...weeks ago Director of Clinical Research Compliance and Privacy Vice President and Chief Finanical...OperationsFull timeWork at officeLocal area- ...all into union with God and one another. Position Summary The Executive Assistant to the President provides high-level administrative... ...to the President of the Congregation, ensuring the efficient operation of the President's office while advancing the mission, values,...OperationsWork at office
$50k
...Health was named Long Island's Top Workplace! Job Details The Executive Director is the primary frontline major gift specialist for Catholic... ...of Good Samaritan University Hospital. Team Management & Operational Oversight Select, hire, train, and directly supervise...Operations- ...New Car Dealer Dmv Biller Come join our team and be part of one of the region's largest family owned Dealership Groups. Nissan of Smithtown is looking for Accounting Office Personnel! Be part of one of the industries best performing brands, in a store and group that...Work at office
$48.23k - $196.49k
...reach with our structure. No desk or junk fees: We maintain a streamlined operation to maximize your commissions and minimize unnecessary costs. Ongoing support: From our team leads and brokers, ensuring that no one is left behind. Continuous mentorship and guidance...OperationsFull timeMonday to FridayFlexible hoursWeekend work$95k - $105k
...work directly with our client and their dealers to implement industry leading digital best... ...as a Marketing Manager, eCommerce Director, Internet Manager, or previous work experience... ...sales strategy, marketing, and operations to properly coordinate digital strategy...OperationsFull timeWork experience placementShift work$110k - $190k
...States, and the U.S. Banks division plays a key role in executing on the Wealth Management strategy. The Morgan... ...functional partners in Treasury, Finance, Legal, Risk, Compliance, Sales, Marketing, Operations & Technology to discover, develop, build, enhance and...OperationsTemporary work$31 - $48 per hour
...and we prioritize your career development and growth. Essential Functions: Supervise and Lead Survey Crews: Manage field operations, including performing all phases of land surveying such as construction stakeouts, topographical surveys, boundary analysis, and...OperationsHourly payFor contractorsWork experience placementWork at officeWork visaNight shift- ...agencies. We are currently seeking a Chief Operating Officer (COO) who will provide... ...high‑quality resident care, regulatory compliance, financial performance, and operational... ...least 5 years in a senior operational or executive capacity ~ Strong knowledge of nursing...OperationsRelocation packageFlexible hours
- ...Chief Operating Officer (COO) About the Company Esteemed religious institution providing education, healthcare & social justice... ...Operating Officer (COO) to serve as the principal operational executive, overseeing a mission-driven institution with a significant annual...Operations
- ...generating rental, lease and vehicle sales leads Maintain and expand relationships with existing customer base Ability to maximize operational effectiveness by coordinating overall inventory levels to meet customer demands Responsible for overall profitability,...Operations
- ...New Car Dealer Front Desk Receptionist Nissan of Smithtown is looking for a Receptionist! You will be the first point of contact with our customers. We know that the front line team members see more customers per day than our best Sales and Service Consultants! It...Shift work
$61.16 - $80.62 per hour
...Supervisor, under the direction of the Laboratory Director and Technical Supervisor, oversees the daily operations of the Blood Bank to ensure the delivery of safe... ...quality and result reporting, and ensures compliance with all hospital policies, departmental procedures...Operations- ...for a strategic and experienced Chief Operating Officer (COO) to help drive operational... ...of the practice, ensuring efficiency, compliance, and excellence in patient care delivery... ...regular operational and financial reports to executive leadership and physician partners....OperationsFull time
- ...Surveying & Technical Work Plan and execute boundary, topographic, ALTA/NSPS, construction... ...built, and route surveys. Set up and operate surveying instruments: total stations,... ...to project managers. Safety & Compliance Enforce OSHA and company safety policies...OperationsWork at office
- Whole Foods Market in New York seeks a Team Member to assist the Team Leader in daily operations, focusing on profitability, expense control, buying, merchandising, labor, and compliance while developing Team Members. The role supports store programs and safety standards...Operations
- ...This full-time role involves providing hands-on support in recruiting, onboarding, and benefits administration, alongside ensuring compliance with HR policies. The successful candidate will have the opportunity to grow their career within a collaborative environment,...OperationsFull time
- ...Wire Operations Specialist The Wire Operations Specialist is responsible for processing, handling, and managing wire transfer requests, ensuring accuracy and compliance with applicable regulations, internal bank policies, and department procedures while providing customer...OperationsWork experience placement
$85k - $95k
...seeking a Warehouse & Distribution Supervisor for the second shift. This role is vital for overseeing warehouse operations, ensuring productivity, safety, and compliance with standards. Responsibilities include supervising associates, maintaining quality standards, and...OperationsAfternoon shift- ...dependable, professional, and versatile team member to support ownership and field operations across Long Island, New York City, and New Jersey. This unique role combines executive transportation responsibilities with hands-on support in our warehouse and production...OperationsFull timeMonday to Friday
- SCO Family of Services seeks a senior supervisor to oversee clinical operations across residential programs in New York. You will supervise Managers, ensure regulatory compliance, and coordinate meetings and trainings to maintain high service quality. The role requires...Operations
- ...Health & Environmental Manager, you will be part of the safety and compliance department supporting site safety initiatives. The ideal... ...coverage across all shifts, including 1st, 2nd, and 3rd shift operations.Prepare and present monthly safety reports to management.Serve...OperationsAll shiftsMonday to FridayNight shiftDay shiftAfternoon shiftEarly shift
$300k - $350k
...over 7,000 patients and have an annual operating revenue of $22m. LISH is a forward-thinking... .... The CMO will collaborate with executive leadership to align clinical strategies... ...healthcare quality initiatives and ensure compliance with regulatory standards. Skills: The...OperationsFull time
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