Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Executive Director, Broker-Dealer Operations & Compliance

Jobleads-US

CXG Holdings Inc in Smithtown, NY is seeking a Managing Director for Broker-Dealer Services. The ideal candidate will have extensive broker-dealer experience and will provide executive oversight, regulatory guidance, and strategic direction.

This full-time, in-person role promises competitive salary, performance bonuses, and significant career growth potential, working directly with industry leaders in a collaborative environment.

#J-18808-Ljbffr Jobleads-US
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Executive Director, Broker-Dealer Operations & Compliance in Smithtown, NY vacancy
  • $150k - $175k

     ...Vision insurance Broker-Dealer CEO Location: Smithtown...  ...Opportunity About Compliance Exchange Group...  ...-dealer consulting, executive leadership, and compliance...  ...-dealers launch, operate, and grow through...  ...Overview The Managing Director will play a key... 
    Operations
    Full time
    Work at office
    Flexible hours

    CXG Holdings Inc

    Smithtown, NY
    12 days ago
  • $150k - $160k

     ...Executive Director (Senior Living) Full-time Employment Category: Salaried - Exempt Compensation...  ...report to the Regional Director of Operations. The Executive Director is an exempt,...  ..., quality assurance, regulatory compliance, and safety. Creates a culture that focuses... 
    Operations
    Full time
    Temporary work
    Work at office
    Local area

    Monarch Communities

    Melville, NY
    3 days ago
  •  ...UNMB The Mortgage Quality Control Analyst supports UNMB's compliance efforts by monitoring mortgage regulations, conducting...  ...state requirements and maintain the integrity of UNMB's mortgage operations. DUTIES AND RESPONSIBILITIES: The following reflects management... 
    Operations
    Work at office

    UNMB Home Loans Inc

    Smithtown, NY
    10 days ago
  • $160k - $175k

     ...Immediately Position Description: The Executive Director serves as the leader and primary public...  ..., organizational culture, and operational performance, while overseeing external...  ...program operations to ensure efficiency, compliance and service quality Strengthen infrastructure... 
    Operations
    Local area
    Immediate start

    Mhaw

    Central Islip, NY
    5 days ago
  • $160k - $175k

    MHAW seeks an Executive Director in Ronkonkoma, NY with travel across Suffolk County. This exempt, full-time senior leadership role offers...  ...immediate. You will lead the program leadership team, oversee operations, and drive strategic growth with accountability for outcomes... 
    Operations
    Full time
    Immediate start

    ADP, Inc.

    Central Islip, NY
    3 days ago
  •  ...(3) to five (5) years of experience in operations management with demonstrated success in...  ...vehicle). Must satisfactorily meet and be in compliance with Company motor vehicle policy standards and Travel Policy. The Executive Director is responsible for leading the community... 
    Operations
    Local area

    Atria Senior Living

    Huntington Station, NY
    4 days ago
  • $130k - $135k

     ...Join to apply for the Executive Director role at Canine Companions 2 weeks ago Be among the first...  ...for managing the daily business operations. The executive director is responsible...  ...weeks ago Director of Clinical Research Compliance and Privacy Vice President and Chief Finanical... 
    Operations
    Full time
    Work at office
    Local area

    Canine Companions for Independence

    Medford, NY
    5 days ago
  •  ...Executive Director, Senior Living About the Company Well-regarded provider of senior living...  ...the overall management and day-to-day operations, including leading all aspects of...  ...development, quality assurance, regulatory compliance, and safety. The role involves... 
    Operations

    Confidential

    Melville, NY
    4 days ago
  •  ...all into union with God and one another. Position Summary The Executive Assistant to the President provides high-level administrative...  ...to the President of the Congregation, ensuring the efficient operation of the President's office while advancing the mission, values,... 
    Operations
    Work at office

    Sisters of St. Joseph Brentwood

    Brentwood, NY
    2 days ago
  •  ...preparation and review of financial statements, including but not limited to, Balance Sheet, Statement of Investments, Statement of Operations, Statement of Cash Flows, and Notes to Financial Statements Prepare general ledger and work paper files for accuracy and... 
    Operations
    Local area

    EisnerAmper

    Melville, NY
    5 days ago
  • $75k - $125k

     ...position for a Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams who is responsible for managing all business operations and overseeing the essential activities of all Support Professionals alongside their productivity. This industry professional leads... 
    Operations
    Temporary work
    Work experience placement
    Work visa

    Morgan-Stanley

    Central Islip, NY
    3 days ago
  • $64k - $128k

     ...career. The role of a Human Resources Executive Team Leader can provide you with the...  ...experiences. ~ Support organizational and operational change by focusing on HR priorities...  ...of ethical conduct safety and compliance ; l ead the team to work in the same... 
    Operations
    Hourly pay
    Full time
    Temporary work
    Work experience placement
    Local area
    Flexible hours
    Shift work
    Night shift
    Day shift

    Target

    Commack, NY
    1 day ago
  • $50k - $100k

     ...Description This is a full-time, hybrid Insurance Sales Executive/Sales Associate role based in Melville, NY , with the flexibility...  ...documentation). Collaborate internally with underwriting, operations, and service teams to deliver comprehensive solutions.... 
    Operations
    Full time
    Work from home
    Flexible hours

    Carter Murray

    Melville, NY
    3 days ago
  • $50k - $85k

     ...This is a full-time, hybrid Insurance Account Manager / Sales Executive opportunity based in Melville, NY, with flexibility to work from...  ...presentations and documentation Partner with underwriting, operations, and service teams to deliver comprehensive client solutions... 
    Operations
    Full time
    Work from home

    Carter Murray

    Melville, NY
    3 days ago
  •  ...provide strategic, clinical, academic, and operational leadership to the Breast Surgery...  ...Administrative Leadership Develop and execute a strategic vision for the Division of...  ...outreach, and market presence. Ensure compliance with all regulatory, accreditation, and... 
    Operations
    Full time

    Stony Brook Medicine

    Stony Brook, NY
    11 hours ago
  • Come join our team and be part of one of the region's largest family owned Dealership Groups. Nissan of Smithtown is looking for Accounting Office Personnel! Be part of one of the industries best performing brands, in a store and group that understands how valuable personnel...
    Work at office

    Smithtown Nissan

    Saint James, NY
    6 days ago
  • $31 - $48 per hour

     ...and we prioritize your career development and growth. Essential Functions: Supervise and Lead Survey Crews: Manage field operations, including performing all phases of land surveying such as construction stakeouts, topographical surveys, boundary analysis, and... 
    Operations
    Hourly pay
    For contractors
    Work experience placement
    Work at office
    Work visa
    Night shift

    Control Point Associates

    Melville, NY
    2 days ago
  • $130k - $135k

    A leading non-profit organization in Medford, NY seeks an Executive Director to lead fundraising initiatives and manage regional operations. The ideal candidate will have over 8 years of experience in fundraising and staff leadership, with excellent communication skills... 
    Operations

    Canine Companions®

    Medford, NY
    1 day ago
  • £75k per year

     ...Job Title - Managing Director of Family Services and Development Contract - Permanent Salary...  ...role Working directly with the Chief Executive as a member of the Senior Management Team...  ...the strategy to ensure sustainable operation and development of Coram Family Lives including... 
    Operations
    Permanent employment
    Full time
    Contract work
    Work at office
    Local area
    Work from home
    Afternoon shift

    Coram

    Coram, NY
    3 days ago
  •  ...New Car Dealer Car Porter Nissan of Smithtown is looking for a porter. We pride ourselves in delivering a truly outstanding experience to our customers at all levels and across all departments. Our employees work hard to ensure our customers are dealt with honestly... 
    Local area
    Flexible hours
    Weekend work

    Nissan of Smithtown

    Saint James, NY
    5 days ago
  • $225k - $255k

     ...Chief Operating Officer (COO) Building Materials / Home Improvement /Retail Location: Long Island, NY Compensation:...  ...significant performance-based bonus Job Type: Full-Time, Executive Leadership This position offers an opportunity for an accomplished... 
    Operations
    Full time
    For contractors
    Seasonal work

    Great American Recruiting Co

    Commack, NY
    2 days ago
  •  ...rental, lease and vehicle sales leads - Maintain and expand relationships with existing customer base - Ability to maximize operational effectiveness by coordinating overall inventory levels to meet customer demands - Responsible for overall profitability,... 
    Operations
    Full time

    Gabrielli Truck Sales

    Medford, NY
    more than 2 months ago
  •  ...New Car Dealer Front Desk Receptionist Nissan of Smithtown is looking for a Receptionist! You will be the first point of contact with our customers. We know that the front line team members see more customers per day than our best Sales and Service Consultants! It... 
    Shift work

    Nissan of Smithtown

    Saint James, NY
    4 days ago
  • $45 per hour

     ...opportunity to make a tangible impact on the built environment. Your Impact at SAM The geomatics crew chief oversees the daily field operations of a land survey crew Determine most efficient plan of action for data acquisition for field surveys ranging from primary... 
    Operations
    Hourly pay
    Work at office
    Long distance

    Surveying And Mapping SAM

    Melville, NY
    2 days ago
  •  ...for a strategic and experienced Chief Operating Officer (COO) to help drive operational...  ...of the practice, ensuring efficiency, compliance, and excellence in patient care delivery...  ...regular operational and financial reports to executive leadership and physician partners.... 
    Operations
    Full time

    Spine Medicine and Surgery of Long Island

    Ronkonkoma, NY
    25 days ago
  •  ...NY is seeking an experienced Practice Manager to oversee daily operations across our Allergy Division. You will support clinicians and...  ...ensure smooth office flow. You’ll lead HR activities, monitor compliance with healthcare regulations, and oversee billing, coding, and... 
    Operations
    Work at office

    Allied Physicians Group

    Commack, NY
    1 day ago
  •  ...US LLC is seeking a Park Assistant Manager to oversee daily park operations, supervise staff, and ensure guest satisfaction. You will handle guest interactions, training, scheduling, and safety compliance to deliver a safe and engaging experience for families and children... 
    Operations

    Kids Empire US LLC

    Commack, NY
    4 days ago
  • $190k - $220k

     ...the Chief Financial Officer, the VP oversees revenue cycle operations, payer and provider credentialing, revenue integrity, and payer...  ...reduce cost to collect, and accelerate cash. Analytics, Compliance & Executive Reporting: Provide weekly and monthly RCM reporting,... 
    Operations
    Contract work
    Local area
    Monday to Friday

    SightMD

    Hauppauge, NY
    5 days ago
  • Whole Foods Market is seeking a Team Member Leader to support daily operations across profitability, merchandising, labor, and compliance in our New York area store. You will assist the Team Leader and develop team members while delivering courteous, friendly service to... 
    Operations

    Whole Foods Market

    Commack, NY
    3 days ago
  •  ...beyond disability is seeking a Senior Nursing Director to provide overall direction and clinical oversight of nursing operations across multiple regions. You will lead...  ...leadership, ensure quality, safety and regulatory compliance, and collaborate with HR on nurse... 
    Operations

    YAI - Seeing beyond disability

    Brentwood, NY
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Executive Director, Broker-Dealer Operations & Compliance. Be the first to apply!