Executive Director, Broker-Dealer Operations & Compliance
Jobleads-US
CXG Holdings Inc in Smithtown, NY is seeking a Managing Director for Broker-Dealer Services. The ideal candidate will have extensive broker-dealer experience and will provide executive oversight, regulatory guidance, and strategic direction.
This full-time, in-person role promises competitive salary, performance bonuses, and significant career growth potential, working directly with industry leaders in a collaborative environment.
#J-18808-Ljbffr Jobleads-US$150k - $175k
...Vision insurance Managing Director / Broker-Dealer Services Location:... ...Growth Opportunity About Compliance Exchange Group Compliance... ...broker-dealer consulting, executive leadership, and compliance... ...helped broker-dealers launch, operate, and grow through executive...OperationsFull timeWork at officeFlexible hours$97k - $189k
...fullest potential. The Managing Director Strategic Claim Oversight... .... Ensures the effective execution of claims handling practices... ...leads ongoing efforts to drive operational initiatives and continuous improvement... ...Ensures quality by assuring compliance with best practices, and...OperationsFull timeWork experience placementWork at office- ...NY seeks a visionary Vice President of Operations to lead manufacturing, supply chain, and... .... This senior role partners with executive leadership to set strategic direction,... ...drive efficiency, champion safety and compliance, and deliver results in a fast-paced, high...Operations
- Hyatt Regency Long Island is seeking an experienced and strategic Director of Finance to lead all financial operations for our 358‑room full‑service hotel, conference and event destination. This executive leadership role is responsible for overseeing the property's...Operations
$42.5k - $60k
...move is here. AvalonBay Communities is searching for a dedicated and highly organized Leasing Consultant to take on the daily operations of the leasing team at one of our apartment communities and ensure our residents experience nothing short of luxury living. Join...OperationsFull timeLive inWork at officeWeekend work- ...the Leadership Position This position would be under the general direction of the Department Chair and Vice Chair of Clinical Operations to lead all divisional clinical operations, scheduling, divisional QA activities, participating in departmental and Medical Staff...OperationsH1bLive inRelocationVisa sponsorshipRelocation packageNight shift
- AvalonBay Communities is seeking a dedicated and highly organized Leasing Consultant to take on the daily operations of the leasing team at one of our apartment communities and ensure our residents experience nothing short of luxury living. Join us in redefining what it...OperationsLive in
- ...OverviewJoin Gallagher's Risk Placement Services (RPS) team as a Broker. You'll play a key role in helping businesses protect what... ...otherwise qualified person with a disability, unless the accommodation would impose an undue hardship on the operation of our business.OperationsFull timeInternshipLive outWork at officeLocal areaFlexible hours
$48.23k - $196.49k
...reach with our structure. No desk or junk fees: We maintain a streamlined operation to maximize your commissions and minimize unnecessary costs. Ongoing support: From our team leads and brokers, ensuring that no one is left behind. Continuous mentorship and guidance...OperationsFull timeMonday to FridayFlexible hoursWeekend work$130k - $135k
Join to apply for the Executive Director role at Canine Companions 2 weeks ago Be among the first... ...for managing the daily business operations. The executive director is responsible... ...weeks ago Director of Clinical Research Compliance and Privacy Vice President and Chief Finanical...OperationsFull timeWork at officeLocal area$50k
...Catholic Health Executive DirectorCatholic Health is one of Long Island's finest health... ...Top Workplace!Job DetailsThe Executive Director is the primary frontline major gift specialist... ...University Hospital.Team Management & Operational OversightSelect, hire, train, and...Operations- ...coordinate the delivery of inpatient and outpatient specialty care by division faculty to all breast cancer patients as needed in compliance with standards and regulations set forth by JCAHO and other regulatory agencies. The Chair of Medical Oncology will assist the...Full timeWork at officeRelocation package
$50k - $65k
...learn the mortgage business, and become a major part of a winning operation. What You'll Love: Growth-focused environment... ...our people and partners. If you're energized by bold ideas, fast execution, and making a real impact, this is your seat at the table....Operations$42k - $62k
...Account Representative - State Farm Agent Team Member for Jacquelyn Jacobson - State Farm Agent, you are vital to our daily business operations and customers' success. You grow our agency through meaningful customer relations and acting as a liaison between customer needs...OperationsFor contractorsFlexible hours$80k - $90k
...Association of New York State in Hauppauge seeks an Executive Assistant to support the President & CEO and... ...will handle administrative tasks, manage office operations, and serve as Secretary to the Boards of Directors. The ideal candidate will have 5-8 years of C-suite...OperationsFull timeWork at office- HANYS is seeking an Executive Assistant to the President & CEO in Hauppauge, NY. This full-time position supports... ...the CEO and senior leadership by managing office operations, serving as a secretary to the Boards of Directors, and providing administrative support. The role...OperationsFull timeWork at officeRemote work
- The Associate Fund Compliance Administrator is responsible for a portion of the daily, monthly, and quarterly workflow as it pertains to... ...compliance reporting to regulatory agencies, Board of Directors, and Fund Officers. Working Relationships Contact as needed with...Work at officeLocal area
- ...New Car Dealer Dmv Biller Come join our team and be part of one of the region's largest family owned Dealership Groups. Nissan of Smithtown is looking for Accounting Office Personnel! Be part of one of the industries best performing brands, in a store and group that...Work at office
- ...head commercial lending. You will guide lending strategy, oversee a portfolio of loans, and drive growth while ensuring regulatory compliance and high-quality service. The role requires extensive lending experience, strong analytical and leadership abilities, and a track...
$80k - $90k
...Association based in Hauppauge, NY, is seeking an Executive Assistant to the President & CEO and Senior... ...the senior leadership team, managing the office operations and serving as a secretary to the Boards of Directors. This position requires working at our Hauppauge...OperationsFull timeWork at officeRemote work1 day per week$50k - $65k
...paycheck” type of role. This is for someone who wants to grow, learn the mortgage business, and become a major part of a winning operation. What You’ll Love: Growth-focused environment Direct mentorship and training Opportunity to learn the mortgage business from the...Operations- ...the completion of (or, if appropriate, complete) all internal compliance related documents for assigned clients, such as filing checklists... .... Plans and develops systems and procedures to improve operating quality and efficiency of department in accordance with company...Contract workWork at officeLocal area
- ...agencies. We are currently seeking a Chief Operating Officer (COO) who will provide... ...high‑quality resident care, regulatory compliance, financial performance, and operational... ...least 5 years in a senior operational or executive capacity ~ Strong knowledge of nursing...OperationsRelocation packageFlexible hours
$220k - $270k
...Place to Work. From part‑time roles to executive leadership positions, Teachers offers a... ...coordinating with legal counsel, and ensuring compliance with regulatory requirements during the... ...requirements and internal risk and operating policies and procedures Builds a high-...Full timePart time$31 - $48 per hour
...and we prioritize your career development and growth. Essential Functions: Supervise and Lead Survey Crews: Manage field operations, including performing all phases of land surveying such as construction stakeouts, topographical surveys, boundary analysis, and...OperationsHourly payFor contractorsWork experience placementWork at officeWork visaNight shift- ...This full-time role involves providing hands-on support in recruiting, onboarding, and benefits administration, alongside ensuring compliance with HR policies. The successful candidate will have the opportunity to grow their career within a collaborative environment,...OperationsFull time
- ...recognition, leases, debt, and balance sheet reporting while ensuring compliance with GAAP and internal controls.Prepare financial analyses,... ...to enhance processes, reporting efficiency, and accounting operations.Assist with special projects and other strategic accounting...OperationsImmediate start
- ...Chief Operating Officer (COO) About the Company Esteemed religious institution providing education, healthcare & social justice... ...Operating Officer (COO) to serve as the principal operational executive, overseeing a mission-driven institution with a significant annual...Operations
$130k - $135k
A leading non-profit organization in Medford, NY seeks an Executive Director to lead fundraising initiatives and manage regional operations. The ideal candidate will have over 8 years of experience in fundraising and staff leadership, with excellent communication skills...Operations- ...Chief Operating Officer (COO)Private Equity–Backed Ophthalmology MSO | Multi-Site Operations | ASC Leadership | EBITDA Growth. This is... ...Hauppauge, Long Island (Suffolk County), the organization is executing a disciplined buy-and-build growth strategy and preparing for...OperationsRemote workWork from homeRelocationNight shift
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Director, Broker-Dealer Operations & Compliance. Be the first to apply!
- housing executive Smithtown, NY
- business broker Smithtown, NY
- logistics broker Smithtown, NY
- managing broker Smithtown, NY
- energy broker Smithtown, NY
- transportation broker Smithtown, NY
- sales broker Smithtown, NY
- operations manager supervisor Smithtown, NY
- hvac operations manager Smithtown, NY
- landscape operations manager Smithtown, NY




