CFTC/NFA Compliance VP - Derivatives & Regs Expert
Madison-Davis, LLC
Madison-Davis, LLC is seeking an experienced Vice President of Compliance to lead CFTC and NFA regulatory matters within its investment adviser program. The role requires interpreting complex rules, advising business teams, and managing regulatory filings. You will oversee or support CPO/CTA registrations, forms CPO-PQR and CTA-PR, and monitor disclosures, reporting, and recordkeeping across funds and trading activities. #J-18808-Ljbffr
Vacancy posted 5 days ago
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