AML Compliance Tester II: Risk & Regulatory Review
Capital One
Capital One is seeking a Senior Corporate Compliance Tester to perform AML transaction testing and validate adherence to the BSA, USA PATRIOT ACT, and PCMLTFA across the enterprise. Under team leadership, you will develop test plans, analyze data from multiple sources, document results, and support audits and exams with Compliance Advisors and business areas. The role includes eligibility for incentives and a comprehensive benefits package. #J-18808-Ljbffr Capital One
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the AML Compliance Tester II: Risk & Regulatory Review in Plano, TX vacancy
$96.5k - $110.1k
The Senior Corporate Compliance Tester performs a key second line of... ...defense role, to help ensure regulatory requirements are met... ...The Anti-Money Laundering (AML) Tester will execute complex risk-based compliance... ...00 for Compliance Tester II Plano, TX: $87,700 - $10...RiskRegulatoryFull timePart timeWork at officeLocal area- A Texas-based financial institution is seeking a BSA Analyst with at least 5-7 years of compliance experience. Key responsibilities include conducting daily compliance reviews and submitting necessary reports. The ideal candidate should possess a bachelor's degree in business...Risk
$10k
.../Anti‑Money Laundering (BSA/AML) Department by collecting, verifying... ...exceeding $10,000, in compliance with regulatory requirements.The BSA CTR... ...with regulatory requirements. Review customer and transaction activity... ...of data, identify higher-risk attributes (e.g.,...RiskRegulatoryFull timeWork experience placementMonday to Friday- Quality Assurance (QA) in Risk and Control Reviews Join to apply for the Quality Assurance (QA) in Risk and Control Reviews role at Wipro... ...on issues QA reviews, risk and control evaluation, and regulatory compliance, especially in a Global Technology or IT organization....RiskRegulatoryFull time
- ...Improvement (QAPI) activities and ensure regulatory compliance for our licensed Texas home health... ...program. Conduct routine clinical record reviews and chart audits. Monitor compliance... ...metrics. Identify compliance risks and develop corrective action plans....RiskRegulatoryPart time
HAMMOND HOME HEALTH
Richardson, TX10 days ago $151.9k - $173.4k
The Compliance Testing Manager performs a key second... ..., to help ensure regulatory requirements are met... ...executed by compliance testers. The Compliance... ...stakeholders and reasonable Reviewing work of Testing Team... ..., legal, audit, risk management, AML or Fraud investigation...RiskRegulatoryFull timePart timeLocal areaFlexible hours- ...processes that pose a fraud risk. This role performs... ...Management; assist regulatory agencies, law enforcement... .../or auditor inquiries; review and write related policies... ...) as required by BSA/AML regulatory requirements... ...to adverse claims and compliance/operational support.OR...RiskRegulatoryLocal areaImmediate startDay shift
Texas Capital Bank
Richardson, TX2 days ago $50k - $75k
PENNYMAC MORTGAGE SERVICING COMPLIANCE SPECIALIST II The Mortgage Servicing... ...policies and procedures. Review critical and non‑critical data... ...to identify new or changed regulatory requirements and assess impact... ...to analyze and assess risk based on potential impact to...RiskRegulatoryWork at office$68.5k - $102k
Global Financial Crimes Compliance Investigator The Global... ...or compliance risks, and completing Suspicious... ...CAMS). Data Management, Review, and Analysis. FINRA Services... .... Data Analysis. Regulatory Compliance. Investigation Management. AML Regulatory Knowledge....RiskRegulatoryShift workDay shift- ...intellectually curious Independent Risk Management (IRM)... ...business, excluding Compliance Risk, which is overseen... ..., Compliance, AML and other functional teams... ...thresholds.Support post-launch reviews and continuous control... ...effective regulatory engagement and governance...RiskRegulatoryRemote work
- Infosys is seeking a Regulatory reporting Business Analyst - In this role... ...in Regulatory reporting / AML/ Capital Markets / Derivatives... ...preferably Regulatory reporting / Risk/ Capital Markets/Trade... ...experience in Cftc, emir, Mifid II. Well experienced with Data Analysis...RiskRegulatoryTemporary workRelocation
- ...experienced and dynamic Permitting & Regulatory Compliance Specialist II to join our growing team. In this... ...agencies, and internal teams. Prepare, review, and submit complete and accurate... ...ensure all deadlines are met. Identify risks early and implement solutions to...RiskRegulatoryWork at officeImmediate startRemote workFlexible hours
- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance... ...-wide anti-money laundering (BSA/AML), sanctions, anti-bribery compliance, and...RiskRegulatory
- ...information security, privacy, and regulatory compliance programs. Our reputation is... ...1, SOC 2, ISO, NIST, CMMC, Risk Assessment, HIPAA, CCPA, GDPR... ...SOC 2 Type I and Type II readiness assessments and examinations... ..., including control design review, testing of controls,...RiskRegulatory
VALID8 Financial
Plano, TX2 days ago - ...BSA/AML Operations ManagerDuration: 03+ Months Location: Plano... ...activity, implementation of client risk rating methodologies, 3rd... ...day-to-day BSA/AML compliance along with managing all aspects... ...the bank's compliance with BSA regulatory requirements.Lead BSA/AML/OFAC...RiskRegulatoryWork experience placementWork at office
Intellipro Group
Plano, TX3 days ago - Compliance, Financial Crime Controls- 1st Line Risk, Associate, Richardson TX job at Goldman Sachs. Richardson, TX. Global... ...and mitigates compliance, regulatory and reputational risk across the... ...enterprise-wide anti-money laundering (AML), economic sanctions and anti-...RiskRegulatoryWork experience placement
- Susser Bank seeks a Loan Operations Specialist II to maintain, coordinate, review, fund, and process consumer and commercial loans. The role... ...quotes, and document reviews, with focus on accuracy and regulatory compliance. Responsibilities include processing payments,...Regulatory
- ...Title: Sr Manager, Governance, Risk, Compliance & Privacy About Us Data... ...processes, support audit and regulatory readiness, and promote privacy... .... Facilitate governance reviews, compliance meetings, and cross... ...7002, ISO 42001, SOC 2 Type II, NIST Cybersecurity...RiskRegulatoryWork at officeLocal areaWorldwide
- ...valued contributor on our Multifamily Risk team, you will serve as a trusted... ..., and risk management.Review portfolio performance, financial trends... ...portfolio management processes to ensure compliance with established policies and regulatory requirements. Recommend...RiskRegulatoryFull timeWork at officeRemote work
- ...expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping... ...stakeholders on the impact of regulatory requirements and how to balance these... ...creation and oversight of compliance reviews.Job ResponsibilitiesAdvise the JPMWM...RiskRegulatory
- ...expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping... ...of existing exposure Review complex legal, financial and jurisdictional... ...Provide leadership on the wholesale regulatory, accounting and risk reporting agenda...RiskRegulatory
Chase
Plano, TX3 days ago - ...Dice today! Title: AML Analyst Location:... ...Analyst to support compliance efforts related to... ...industry standards and regulatory expectations. Key... .... Prepare and review Suspicious Activity... ...Lake City Operational Risk & Resilience | Analyst... ...Sr Investigator II-SIU Subject Matter...RiskRegulatoryFull time
- ...Client Support Specialist II This position is... ...policies, procedures, and regulatory requirements. Major... ...product setups. Review service requests for completeness... ..., and potential risk indicators prior to processing... ...concerns. Ensure compliance with applicable...RiskRegulatoryWork at officeRemote work
- ...expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping... ...strategies, ensure adherence to regulatory guidance and establish a culture of... ...Appetite Setting, Credit Strategy Change review and approval, Loss Forecasting,...RiskRegulatory
- ...Expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping... ...risk assessments, significant event reviews, and control monitoring across security... ...and on-premises controls support regulatory compliance requirementsOne or more information...RiskRegulatory
$133.4k - $247.7k
...initiatives, ensuring alignment with emerging risks and regulatory requirements.JOB REQUIREMENTS:*... ...communication skills* Experience with compliance-based tools and processes for... ...Audit experience* Policy development and review* Industry certification (i.e. CISA, KPI...RiskRegulatoryFull time- Associate, AWM Risk ManagementThe Goldman Sachs Group, Inc. is a leading global financial... ...and control assessments, to ensure regulatory compliance, protecting client assets, and managing... ...for themes, and monitor closurePerform reviews of operational risk events and assess...RiskRegulatory
- The Regulatory Affairs Level III (Senior Specialist) position is responsible... ...and ensuring regulatory compliance in the design, manufacturing,... ...devices (including Class I and II devices, software as a medical... ...EU MDR. Knowledge of ISO 14971 risk management for medical devices...RiskRegulatory
- ...tactical projects, including compliance initiatives (SOC II, PCI, SSAE/SOC audits) and... ...quality or execution. Review regular auditing reports, operational... ...policies, procedures, and regulatory standards. Facilitate... ...of SSAE and SOC audits, risk management, and other...RiskRegulatorySummer workWork at office3 days per week
Careington International Corp
Frisco, TX3 days ago - ...expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping... ...with the model developers and reviewers, as well as implementation, production... ...processes.Supervise the remediation of regulatory and audit findings, as well as model...RiskRegulatory
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to AML Compliance Tester II: Risk & Regulatory Review. Be the first to apply!
