SVP, Senior Counsel - 40 Act

Hybrid role with 4 days in office in NYCReporting to Deputy GC role will focus on registered funds legal mattersAbout Our ClientFinancial services.Job DescriptionThe Senior Counsel will work with the Deputy General Counsel and other members of the legal team. Main ResponsibilitiesAdvise on all registered funds related legal matters, including drafting and reviewing all offering, marketing and documentation, reviewing for SEC and FINRA complianceProvide legal advice and aid in provisions relating to 1940 Act compliance as it pertains to transactions, fund of fund matters, advisory, etc.Negotiate a wide range of agreements with registered fund counterparties, including closed-end funds, mutual funds, real estate investment trusts and various fund managersManage outside counsel as necessaryWork closely with other members of the legal team on additional projects as they ariseThe Successful ApplicantJD from top law school with excellent academic credentials and GPAAdmitted to NY State Bar4-10 years of experience within the Registered Funds/Mutual Funds group of a top law firm or in-house at a4-10+ years of fund formation experience within the registered fund or mutual fund spaceStrong knowledge of the 1933 Act and 1940 Act and Forms N-1A and N-2Member in good standing of NY Bar or another state or jurisdictionLaw firm or in-house experience at an asset management firm is a plus1934 Act as well as Commodity Exchange Act and NFA Rules experience is a plusExperience working with UITS and ETFs is preferredStrong interpersonal and communication skillsWillingness to learn new topics and work in an evolving business environmentOrganized and detail-oriented with big picture capabilitiesWhat’s on OfferHybrid working environment (4x in office per week) in New York City or Greenwich, CTOpportunity for growthCompetitive base salaryBonusEquityUnlimited PTO and parental leave100% employer paid dental, vision, telemedicine401K matchContactJennifer PettigrewQuote job refJN-062026-7033206Job summaryFunctionLegalSubsectorLegal SubsectorIndustryFinancial ServicesLocationNew YorkContract typePermanentConsultant nameJennifer PettigrewJob referenceJN-062026-7033206Page ExecutiveJennifer Pettigrew Senior Partner Jennifer is a Senior Partner and Global Practice Leader for Page Executive’s Legal Practice, where she heads the U.S. In-House Attorney Recruitment Division. Based in New York, USA, she specializes in placing top legal talent in key roles such as ...Read more about Jennifer PettigrewAbout Page ExecutivePage Executive are inclusive Recruiters and Hirers, as reflected in our Clear Assured Platinum Standard Accreditation from the Clear Company. We are passionate about attracting diverse talent and are committed to ensuring our processes are inclusive and supportive.