Director, Equities Compliance: Regulatory Strategy Leader
$112.2k - $209kHispanic Alliance for Career Enhancement
The Hispanic Alliance for Career Enhancement in New York is seeking a Director of Equities Compliance to manage the Capital Markets Compliance Program. The role involves providing compliance guidance, conducting risk assessments, and ensuring regulatory obligations are met. Ideal candidates will have extensive equities trading knowledge and a strong background in compliance. The salary range for this position is between $112,200 and $209,000 annually, dependent on qualifications and experience. Benefits include health insurance and tuition reimbursement among other offerings. #J-18808-Ljbffr Hispanic Alliance for Career Enhancement
$176.4k - $228.25k
...Market is seeking a Manager/Director of CMC Regulatory Affairs to lead the... ...implementation of regulatory strategies for small molecule investigational... ...research and ensuring compliance with global regulatory... ...with potential for bonuses and equity. #J-18808-Ljbffr...Employment EquityRegulatoryRemote work$220k - $350k
MastarRec is seeking a Chief Compliance Officer (CCO) for a remote position. The CCO will oversee regulatory governance across US FinTech operations and ensure compliance... ...excellent salary ranging from $220,000 to $350,000, plus bonus and equity. #J-18808-Ljbffr Jobleads-USEmployment EquityRegulatoryRemote job$95k - $130k
Earnin Compliance Team ActiveHours Inc. is looking for a Manager, Compliance Product to oversee... ...in ensuring that all operations meet regulatory standards. The ideal candidate will have... ...ranging from $95,000-$130,000, plus equity and benefits. #J-18808-Ljbffr Earnin Compliance...Employment EquityRegulatoryRemote job$119.77k - $140.9k
...Description Summary The Digital Collections Email Strategy Lead is responsible for the design,... ..., regulations, financial services, and regulatory trends that impact default management.... ...incentive and recognition programs, equity stock purchase 401(k) contribution and pension...Employment EquityRegulatoryTemporary workWork experience placementLocal area$205k - $341.6k
...The Director Regulatory Affairs will provide leadership on global regulatory activities for the... ...collaboration with leads from other areas. Assure compliance with regulations and with project team... ...match, family support benefits, equity awards, annual bonuses, paid time off,...Employment EquityRegulatoryLocal areaRelocation package- ...A blockchain intelligence firm in New York is seeking a Head of Regulatory Affairs to develop compliance strategies and navigate regulatory landscapes. Candidates should have extensive experience in regulatory affairs, particularly within the cryptocurrency sector. The...RegulatoryFlexible hours
$180k - $225k
...must possess extensive compliance advisory experience supporting equities sales and trading businesses... ...of the unique regulatory and supervisory considerations... ...and deliver proactive strategies and tactics that... ...General Job Description:*The Director Compliance TDS oversees...Employment EquityRegulatoryWork experience placement$185k - $225k
...Hours: 40 Line of Business: Compliance Pay Detail: $185,000 - $... ...is looking to hire a Director to join our Equities Compliance Advisory team... ...understanding of the unique regulatory and supervisory... ...Develop and deliver proactive strategies and tactics that support...Employment EquityRegulatoryWork experience placementWork at officeLocal areaFlexible hours$160k - $175k
...and oversee the healthcare compliance program to ensure adherence... ...applicable state. Monitor evolving regulatory changes and provide... ...leadership to establish proactive strategies for managing compliance... ...and summer flex time Company equity Bonus program 401(k) plan...Employment EquityRegulatorySummer workWork at officeRemote workFlexible hours3 days per week- ...management consulting experience, with a strong presence in Texas’s power sector. You will shape regulatory strategies, mentor teams, and drive business development while enjoying equity ownership and significant financial upside. Join us to influence the energy future and be...Employment EquityRegulatory
- ...eToro (Europe) Ltd. is looking for a Chief Compliance Officer to lead and transform... ...This role requires strong leadership and regulatory expertise to ensure compliance with SEC... ...integrating compliance into business growth strategies. Candidates should have extensive...Regulatory
$180k - $280k
...services. Investment and corporate strategy teams spend hundreds of hours... ...this is the first dedicated compliance hire at Qualitate. The... ..., including at government regulatory bodies such as the SEC. Experience... ...depending on experience. Equity: Meaningful early-stage...Employment EquityRegulatoryFull timeContract workFlexible hours- ...looking for a Senior Counsel, Global Regulatory, to provide legal guidance on... ...your expertise will help shape Etsy's strategies and ensure compliance with laws across multiple jurisdictions... ...offers a competitive salary alongside an equity package. #J-18808-Ljbffr EtsyEmployment EquityRegulatoryFull timeWork at office
$176.4k - $207.5k
Recursion is seeking an Associate Director of Regulatory Affairs to lead global regulatory strategies and oversee processes. This role requires at least 10 years... ...across teams, manage complex projects, and ensure compliance with regulatory requirements. The position is...RegulatoryRemote work- ...of Payroll to lead, design, and execute the company's global payroll strategy across all regions. This strategic role requires deep payroll expertise and strong regulatory knowledge, ensuring compliance and operational excellence. The successful candidate will develop...Regulatory
- ...lead its financial crimes program amidst growing regulatory complexities. The role involves overseeing compliance initiatives, managing the AML team, and integrating... ...remote, offering competitive compensation and equity along with health insurance and opportunities for...Employment EquityRegulatoryRemote work
- ...an experienced and dynamic Head of Regulatory Affairs to join our team at Merkle Science... ...: Develop and implement regulatory strategies to ensure compliance with global, regional, and local... ...leading compensation, along with generous equity. As a rapidly growing business,...Employment EquityRegulatoryLocal areaFlexible hours
$212k - $230k
Director, Governance, Risk, and Compliance (GRC) Remote - USA At Clover, the Business... ...and risk strategy in support of Clover... ...security risk posture, regulatory compliance readiness... ...peers, and senior leaders. Third‑Party Risk... ...Competitive base salary, equity opportunities,...Employment EquityRegulatoryTemporary workFixed term contractWork at officeImmediate startRemote workFlexible hoursShift work- ...USA) is seeking an Associate Director for External Data Services... ...team dedicated to ensuring compliance and efficiency in data management... ...demands expert knowledge in regulatory practices and strong... ...Join us to drive innovative strategies and enhance external data processes...Regulatory
- Une institution financière recherche un Directeur de la Conformité pour superviser les activités liées aux valeurs mobilières à New York. Le candidat idéal doit avoir au moins 8 ans d'expérience en conseil réglementaire et en conformité. Ce rôle implique de fournir des ...Employment EquityRegulatory
- ...seeking an experienced Associate Director, SEO in New York to lead comprehensive SEO strategies for healthcare clients. This... ...bridge digital strategy and compliance requirements while enhancing brand... ...understanding of healthcare regulatory nuances, ensuring optimal SEO...Regulatory
$190k - $350k
...Passenger Rail Delivery and Growth Leader is responsible for leading... .... Drive market growth strategies for passenger rail services,... ...Administration requirements, regulatory frameworks, and corridor development... ...in addition to internal equity and specific geographic location...Employment EquityRegulatoryContract workWork at officeLocal area$228k - $233k
...grow. Job Overview The Director, Global Regulatory Affairs leads... ...’s ex‑US regulatory strategy and operational execution... ...rare diseases. The leader will possess ex‑US global... ...other areas. Assure compliance with regulations and... ...incentive bonus, equity compensation,...Employment EquityRegulatoryLocal areaRemote workFlexible hours$246.33k - $304.29k
...Regulatory Affairs Remote – ID: 25R-27 – Full-Time/Regular... ...are seeking a Senior Director, Regulatory Affairs to... ...the global regulatory strategy for vadadustat and... ...allocation. Labeling, Compliance & Lifecycle Management... ...applicable), as well as equity. Additional benefits include...Employment EquityRegulatoryFull timeWork at officeRemote workRelocationFlexible hours- ...projects, while contributing to broader strategy formation, including data-driven decision... ..., data center developers, utilities, regulatory authorities, and other external stakeholders... ...are familiar with concepts such as tax equity, virtual PPAs, basis risk, etc....Employment EquityRegulatoryContract work
- ...various departments. Candidates should have a proven track record in customer-facing roles and be skilled at developing strategies that address regulatory challenges. The position offers competitive compensation, reflecting individual qualifications and contributions. #J-...RegulatoryRemote job
- Bank of Montreal is looking for a Director of Equities Compliance in New York, NY. This role focuses on ensuring compliance for equity activities while providing advisory services to the business units. You will monitor developments, engage with traders, and manage compliance...Employment EquityRegulatory
$176.4k - $228.25k
...development and implementation of CMC regulatory strategy for small molecule investigational drugs... ...The Team You’ll Join As Manager/Director CMC Regulatory Affairs you will be an essential... ...be eligible for an annual bonus and equity compensation, as well as a...Employment EquityRegulatoryLocal areaRemote workWork from homeWorldwide$172k - $335k
As a senior leader at Nasdaq, you will be accountable... ...and executing AI strategy across Enterprise Solutions... ...architecture and regulatory expectations. Engage... ...understanding of governance, compliance, and risk management... ...‑term incentive), and equity (long‑term incentive),...Employment EquityRegulatoryTemporary workH1bWork at officeHome officeFlexible hours3 days per week- .... The Global Facilities Leader owns that craft at scale.... ...in the First 6-12 Months Strategy & Standardisation Define... ...facilities meet applicable regulatory, safety, and healthcare compliance requirements, with a... ...direct expression of brand equity. Relevant professional qualifications...Employment EquityRegulatoryFor contractors
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