Investment Compliance Analyst
PSG Global Solutions
Investment Compliance Analyst Job Description Summary: We are seeking an Investment Compliance Analyst to perform monitoring, surveillance and testing work to comply with the 1940 Company Act. Qualifications: Qualified individuals should have at least one year of experience in Compliance, specifically working with the 1940 Act with regard to personal trading and non-public information surveillance and monitoring. Excellent attention to detail. Bachelor's Degree is strongly preferred but not required. #J-18808-Ljbffr PSG Global Solutions
- ...interests of our cedants and their policyholders. The Investment Analyst will play a meaningful role in portfolio construction, new... ...Assessment & Monitoring: Analyze investment risks, monitor compliance with investment guidelines, and support the development of risk...SuggestedWork at office
$50 - $60 per hour
...discipline. A Master’s or PhD (completed or in progress) is strongly preferred. Relevant backgrounds include Financial Accounting, Investment Banking, Corporate Development, Wealth Management, and Insurance Planning. Advantages of contracting with us: You'll be...SuggestedHourly payContract workFor contractorsWork experience placementRemote work$110k - $125k
...Analyst Position at Baird High-profile deals, major growth, the right people behind you. Grow far at Baird. Baird offers a different kind of start to a career in investment banking, built on high-performing teams and a culture that supports your growth. Here, you...SuggestedFull timeWork experience placementCurrently hiringWork visaNight shift$100k
...Investment Banking Analyst Known for its unique entrepreneurial culture that values teamwork and transparency, Intrepid offers highly motivated individuals the opportunity to make meaningful contributions to client engagements and take on important leadership initiatives...Suggested$45.05 - $55.06 per hour
...and resources to make a positive impact on the future - including your own. We're actively seeking a talented Senior Investment Operations Analyst to join our Fixed Income Investment Operations team in Charlotte, NC . As a Senior Investment Operations Analyst...SuggestedFlexible hours$110k - $125k
...Baird Investment Banking Analyst Opportunity High-profile deals, major growth, the right people behind you. Grow far at Baird. Baird offers a different kind of start to a career in investment banking, built on high-performing teams and a culture that supports your...Full timeWork experience placementCurrently hiringWork visaNight shift$110k - $125k
Baird is seeking analysts in Charlotte, North Carolina, for their Consumer, Healthcare, Industrial, and Tech & Services groups. You will provide analytical support across mergers, acquisitions, and public offerings, gaining hands-on experience in a collaborative environment...- ...of America is seeking a Sr. Associate for its Farmland Portfolio Management team in Charlotte, NC. This role focuses on analyzing investments in Natural Capital and communicating insights to clients and stakeholders. The ideal candidate should have a Bachelor’s degree...
- 2027 Investment Banking Summer Analyst (Charlotte, NC) 2027 Investment Banking Summer Analyst Program Company Overview Citizens Financial Group, Inc. is one of the nation’s oldest and largest financial institutions, with $226.4 billion in assets as of December 31, 2025...Permanent employmentFull timeSummer workInternship
- ...years Certifications s63 - Uniform Securities Agent State Law Examination - Financial Industry Regulatory Authority (FINRA), s79 - Investment Banking Registered Representative Examination - Financial Industry Regulatory Authority (FINRA) Travel Less than 25% Workstyle...Work experience placement
- Provides financial and regulatory reporting and analyses to maintain adequate controls over the financial and regulatory reporting processes. Responsible for running complex business performance, risk and operational analytics. May include the development of analytical ...Full timeTemporary workPart timeWork experience placementLocal area
- ...Sr Private Placement Ops Analyst I Providing for loved ones, planning rewarding retirements, saving enough for whatever lies ahead... ...handling of complex Private Placement and Alternative investment activity, including but not limited to the timely capture of Security...
- Strategic Staffing Solutions seeks a Program/Portfolio Reporting Analyst in Charlotte, NC. This hybrid role emphasizes analytics and governance to facilitate informed decision-making across programs. Ideal candidates possess over 5 years of relevant experience, adeptness...Contract work
- Job Title: Program/ Portfolio Reporting Analyst Hybrid — 3 days/week in office. Contract Length: 6+ Month contract. Location CHARLOTTE NC 28277 Job ref# 244983 Job Summary The Program/Portfolio Reporting Analyst enables transparency and informed decision‑making across...Contract workWork at office3 days per week
$114.08k - $218.03k
...and business needs. The Opportunity As a dedicated Investment Operations Analyst Lead you will be responsible for researching new... ...data warehouse systems, as well as, monitoring post-trade compliance triggers. Partners with external organizations such as investment...H1bWork at officeRemote workRelocation packageFlexible hours- ...with team members to coordinate outreach strategies. Track activity and report progress toward established objectives. Maintain compliance with office and regulatory procedures. Qualifications Strong communication and relationship‑building skills. Detail‑oriented and...Work at office
- Grant Thornton (US) in Charlotte, NC is hiring a Product Technology Senior Associate to evaluate software platforms and provide analytical and technical support in private equity contexts. You will conduct architecture reviews, perform cloud infrastructure analysis, and...
$205k - $340k
Job Description At K&L Gates, we are looking for smart, imaginative and hard-working people with diverse backgrounds, experiences and ideas to join us. Perhaps our search for talented visionaries and your search for important and impactful work lead to the same place. ...Temporary workLocal areaRemote workRelocationFlexible hours- ...Investment Compliance Analyst We're passionate about recruiting and staffing professionals and guarantee the quality of our resources. We provide contract, contract-to-hire and direct hire professionals. We know the best fit requires the right mindset as well as the...Contract work
$70k
LEARN Behavioral is seeking a Business Development Analyst to support growth initiatives across the organization. This full-time, remote position offers a starting salary of $70,000 per year, with flexibility based on experience. The analyst will manage project timelines...Remote jobFull timeWork at office- Land Acquisition Associate The Land Acquisition Associate supports the Land Acquisition Team in vetting and managing new land opportunities by conducting site evaluations, performing financial analysis, and coordinating due diligence. This role manages entitlements,...Contract workWork at office
- ...Financial Business Analyst Financial BA Planner with excel programming. BA with good communication and data skills. Domain experience in financial planning, supply chain, procurement and sourcing. Expert level in Excel using formulas and complex excel functions. Can create...
- ...Position Overview: The Financial Reporting Analyst at BWXT ensures the accuracy and integrity of financial reporting in compliance with GAAP and SEC standards. This role... ...translation adjustments and inter-company investments. What We Offer: Competitive salary and...For contractorsLocal areaFlexible hours3 days per week
- ...moments, you'll fit right in. Job Role Reporting to the Global Financial Planning & Analysis Manager, the Financial Analyst will serve as a key contributor to the firm's financial and commercial data reporting operations. Acting as a partner to the global...Flexible hours
- ...continue to raise the bar. Job Summary Compass Group North America is seeking a detail-oriented and collaborative Senior Financial Analyst to support Foodbuy LLC. This role is integral to delivering accurate, timely financial reporting and owning the end-to-end...Local areaFlexible hours
- ...Financial Analyst Come Build Your Career at Aecon! Aecon delivers some of the most complex... ...being. Are intentional when it comes to investing in your development. We help you build... ...and internal controls and monitor compliance thereto. Develop and present quantitative...Work experience placement
$74k - $134k
...strategic goals, prepares management insights, and contributes to investment cases and value creation initiatives. Plays a key role in... ...Accountant, Certified Management Accountant, or Chartered Financial Analyst # Master's degree of MBA # Specific financial services or...Full timePart timeWork at officeShift workDay shift- ...Senior Financial Analyst Growth oriented Corporate Treasury team looking to add an experienced financial analyst to help build and run FHN's liquidity risk management function. To be effective in this high visibility role the analyst must be well-organized, detail-oriented...Work at office
- ...us out on the web! Job Description The Financial Analyst supports the FP&A team for Brightspeed's Fiber-to-the-Home (... ...across pricing, sales channels, subscriber trends, and capital investments to support strategic and operational decision-making. The position...Work at officeRemote work
- ...Financial Analyst, Global FP&A Since its founding in 1937, Krispy Kreme's focus has remained the same - making fresh doughnuts using our founder's original recipe. The brand's iconic Hot Light lets consumers know when doughnuts are being made in the shop so they can...Local areaShift work
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