Internal Audit Senior Job Description Template
Our company is looking for a Internal Audit Senior to join our team.
Responsibilities:
- Prepare draft audit planning documents, audit procedures, and final reports for review by the Supervisor/Manager based on the work performed;
- Work as part of audit teams and ensure work is completed on time and in keeping with professional standards;
- Maintain, track and communicate status of assigned work to stakeholders;
- Monitor management s remediation of identified issues and test the effectiveness of the remediation. Issues testing;
- Review work of other engagement team members;
- Provide honest, objective and constructive feedback in timely manner to staff;
- Report findings and recommendations to client management;
- Resolve all open items/issues encountered on assigned engagements;
- Assist in the development of internal audit risk assessments;
- Train and develop engagement team members;
- Lead internal audit engagements surrounding various functions of community banks and other financial institutions;
- Draft internal audit reports.
Requirements:
- Must demonstrate effective verbal and written communication and interpersonal skills;
- Ability to explain technical concepts to non-technical people;
- Minimum of 2 years working experience with a focus on risk based auditing;
- Experience performing data analysis using data mining and visualization techniques (Tableau, SAS, SQL, R, Python and/or ACL);
- Banking/financial services experience;
- Must work creatively and analytically in a problem-solving environment;
- Must work well in a team-oriented environment as well as individually;
- Certified Public Accountant (CPA), Certified Internal Auditor (CIA), other relevant certifications (or commitment to get certified within one year);
- Bachelor s degree in Business Administration, Accounting, Finance, Management Information Systems or related discipline;
- 2-5 years internal audit related position with financial institutions experience;
- Working knowledge of regulatory environment and applicable banking regulations impacting the industry;
- Effective analytical and problem-solving ability;
- Strong oral and written communication skills;
- Previous experience with Sarbanes Oxley (SOX) test of controls, preferred;
- CPA, CIA, CRCM, CFSA or other relevant professional certification, or progress toward certification, preferred.