Average salary: $108,011 /yearly

More stats
  • Who we are looking for Institutional Broker/Dealer is seeking an experienced compliance professional. The role must maintain and apply...  ...regulations. The position is responsible for supporting the business teams in the implementation of all required policies and assist... 
    Suggested
    Temporary work
    Local area
    Remote job
    Flexible hours

    State Street

    Boston, MA
    4 days ago
  •  ...what makes us so special! The Opportunity As a dedicated Business Insurance Agent - Intermediate, you will work in an inbound sales...  ...experience working in a commercial insurance, high value, or broker agency setting. ~ Valid Property and Casualty insurance... 
    Suggested
    Hourly pay
    Holiday work
    Full time
    Work experience placement
    Remote job
    Monday to Friday

    USAA

    Phoenix, AZ
    4 days ago
  • Self Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self Clearing...  ...handle multiple projects and present clear recommendations to business stakeholders Experience in building a good corporate culture... 
    Suggested

    AJ consultancy

    New York, NY
    4 days ago
  •  ...information Name Consulting- Regulatory Advisory - Manager - Broker Dealer Posting Title Regulatory Advisory Manager - Broker Dealer...  ...change, and Data Management. Driving and supporting a book of business that provides excellent, relevant services to the market.... 
    Suggested
    Full time
    Temporary work
    Local area
    Flexible hours

    Forvis Mazars, LLP

    Fort Washington, PA
    6 days ago
  •  ...this role. You will provide compliance advice in a fast-paced business setting, with the ability to prioritize and work in a highly dynamic...  ...oversight of the compliance program established to support the broker-dealer and will monitor and act upon regulatory developments... 
    Suggested
    Full time
    Immediate start
    Work from home
    Flexible hours

    Tradeweb Markets LLC

    New York, NY
    6 days ago
  •  ...Job Description Job Description Xite Company is a Florida real estate and business brokerage company focused on representing the needs of Healthcare professionals and organizations. Our growing, entrepreneurial firm seeks a motivated and experienced individual... 
    Suggested

    Xite Realty

    Orlando, FL
    25 days ago
  •  ...Williams Shank & Co., LLC (“SWS” or the “Firm”) (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven,...  ...effectiveness of established compliance processes and controls across all business lines and recommend and implement enhancements; work in... 
    Suggested
    Full time
    Work experience placement

    Siebert Williams Shank

    New York, NY
    5 days ago
  •  ...California | JDHuntr 50611 Director, Chief Compliance Officer, Broker Dealer, Chicago, IL To apply go to JDHuntr.com Provide oversight...  ...and mitigates risk, establishes proper controls, supports business initiatives and protects the company from legal and regulatory... 
    Suggested
    Full time

    In House Jobs | JDHuntr

    Chicago, IL
    8 days ago
  • Senior Counsel / Broker Dealer Compliance Officer The candidate will provide continuing legal counsel to members of executive management...  ...to successfully complete tasks within the Company's core business areas. Design and implementation for broker dealer operation of... 
    Suggested

    GENERAL COUNSEL CONSULTING

    Colorado
    a month ago
  •  ...part of what makes us so special! The Opportunity As a dedicated Business Insurance Agent - Mid-level, you will work in an inbound sales...  ...experience working in a commercial insurance, high value, or broker agency setting. Valid Property and Casualty insurance license... 
    Suggested
    Remote job
    Hourly pay
    Holiday work
    Full time
    Work experience placement
    Monday to Friday

    USAA

    Phoenix, AZ
    1 day ago
  •  ...Role: Broker Dealer Operations & Technology Integration Specialist Location NYC, NY Job Type: C2C/Fulltime Job Description Who are we looking for? Financial Services Professionals with experience in Broker Dealer Operations & Technology Integration... 
    Suggested
    Full time

    Hirekeyz Inc

    New York, NY
    3 days ago
  • Role: Technical Business Analyst/Broker Dealer Location: Midtown, NYC Three Times A Week Duration: 1+ years Contract Interview Required: Video Candidate Visa's Accepted : No Opt. Managers Notes This is really a Technical BA with Broker Dealer experience. They must... 
    Suggested
    Contract work

    Saxon Global

    New York, NY
    2 days ago
  •  ...Benefits: Bonus based on performance Competitive salary Health insurance Training & development ROLE DESCRIPTION: As a Business Insurance Position - State Farm Agent Team Member with Salvador Aguilar - State Farm Agent, you will successfully market the... 
    Suggested

    Salvador Aguilar - State Farm Agent

    Beaverton, OR
    10 days ago
  • $1,000 per month

     ...Dodd-Frank regulations and a proven track record in implementing broker-dealer programs within the U.S. financial landscape...  ...objectives. Collaborate seamlessly with diverse stakeholders, including business units, technical teams, and other relevant departments, to drive... 
    Suggested
    Full time
    Immediate start
    3 days per week

    Mondrian Alpha Recruitment Solutions

    New York, NY
    more than 2 months ago
  •  ...Description Job Description Job Summary This expert will collaborate with producers on the team to ensure success in the new business process. They will have the opportunity to make an impact on business growth by leveraging their relationships and expertise in... 
    Suggested
    Full time
    Work experience placement
    Flexible hours

    Conner Strong & Buckelew Companies, LLC

    Camden, NJ
    8 days ago
  •  ...the sale. Requires motivated problem solver. Sales, financial or business background desirable but not essential. Complete training and...  ...-up phase, generally four to six months. Why Become A Business Broker/Intermediary Large commissions: Commissions from a single transaction... 
    Full time
    For contractors
    Remote job

    Business Team, Inc.

    San Jose, CA
    2 days ago
  •  ...City headquarters. Your Role The Senior Merchant develops and drives strategies and seasonal assortment plans for categories of business based on detailed knowledge of the brand, intimate understanding of the customer, and studied appreciation of the competition and... 
    Seasonal work
    Local area
    Flexible hours

    Victoria's Secret

    Reynoldsburg, OH
    2 days ago
  •  ...resume. Salary: $150,000 - $175,000 per year A bit about us: We are one of the fastest growing brokers globally. Why join us? We have been in business for over 20 years and are growing like crazy! Job Details Job Summary: As the Operations Manager... 

    Jobot

    Irvine, CA
    2 days ago
  •  ...Senior Casualty Broker – Business Insurance National Accounts Our not-so-secret sauce. Award-winning, inclusive, Top Workplace culture doesn’t happen overnight. It’s a result of hard work by extraordinary people. More than 10,000 of the industry’s brightest talent... 
    Work experience placement
    Local area
    Night shift
  • Growing locally owned business brokerage is seeking dynamic and professional Business Brokers to join their team! Great opportunity for someone looking for the flexibility of managing their own business, with the training and backing of an amazing team. This commission-... 
    For contractors

    Apex Staffing, Inc.

    Little Rock, AR
    2 days ago
  •  ...Exciting Business Broker Opportunity with East Coast Business Brokers, Melville, NY Are you ready to embark on a rewarding career where your success is in your hands? At East Coast Business Brokers , we’re looking for ambitious, driven individuals to join our dynamic... 
    Flexible hours

    East Coast Business Brokers

    Melville, NY
    a month ago
  • About Us: We're a rapidly expanding business lending organization dedicated to helping small and medium-sized businesses access the...  ...programs equip you with essential skills, industry knowledge, and a broker certification that instills confidence in clients and sets you... 
    Full time
    Remote job
    Flexible hours

    Get It Recruit - Finance

    New York, NY
    12 days ago
  • Our client specializes in selling businesses valued between $1mm and $20mm+. Our client has sold hundreds of businesses and knows what buyers...  ..., CA- 100% Remote Role Job Description: As a Business Broker / M&A Advisor you will take advantage of the opportunity to... 
    For contractors
    Remote job

    ProActivate

    Los Angeles, CA
    4 days ago
  •  ...related tasks Prepares various reports as required Performs other duties as required Qualifications Minimum Bachelor's degree in business, management or other related field of study preferred Experience in Property & Casualty insurance industry is preferred Proficiency... 

    UFP Industries Inc

    Grand Rapids, MI
    4 days ago
  •  ...Job Description Job Description We are looking for an Associate Compliance Analyst to support the broker-dealers’ Chief Compliance Officer (CCO) and compliance team. The role is ideal for a high-functioning, energetic professional with compliance experience within... 

    International Assets Advisory, LLC

    Orlando, FL
    more than 2 months ago
  •  ...Locations: US Remote, United States of AmericaSenior Data Engineer - Emerging Merchant Business Tech (Remote)The Capital One Apollo team is a part of the Emerging Merchant Business Technology teams, one of the most upcoming lines of business at Capital One! We are on... 
    Remote job
    Internship
    Local area

    Capital One

    Chantilly, Loudoun County, VA
    3 days ago
  • Job Description Job Description Job Description: Dominion Financial Services (DFS) is a mortgage originator for single family real estate. DFS originates two main loan products – a short-term bridge loan for fix & flip investors, and a long-term rental loan for...
    Temporary work
    Remote job

    Dominion Financial Services

    Baltimore, MD
    a month ago
  •  ...Exciting Opportunity: Become a Business Insurance Specialist at AO Globe Life! Are you a driven professional who thrives on helping businesses succeed?  At AO Globe Life, we’re more than an insurance company—we’re a trusted partner for businesses looking to protect... 
    Full time

    AO Globe Life - Lauretta Bawo

    Aurora, IL
    8 days ago
  •  ...Job Description Job Description BTI Group is the largest business brokerage/mergers and acquisitions firm in the Western United States...  ...results when they buy or sell a business. Since 1981 we have brokered the sale of about 6,800 businesses with annual sales of up to $... 
    Local area

    BTI - Business Sales & Acquisitions

    Los Angeles, CA
    7 days ago
  •  ...Will Train $ 50,000-100,000+ 1st year Are you tired of working for someone else’s dream? Are you interested in owning your own business? Are you someone who has the ambition and drive to make $ 100,000+/ year but lacking the right opportunity. If you are... 
    Full time
    Part time

    1st State Brokerage

    Richmond, VA
    more than 2 months ago