Average salary: $142,125 /yearly
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...Summary
The Office of Investment Advisers and Investment Companies (IA/IC) within the Division of Examinations is hiring a Supervisory Securities Compliance Examiner in New York, NY .
This job is open to
Career transition (CTAP, ICTAP, RPL) Federal employees...
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...activities associated with the implementation of the Corporate Compliance Program, including monitoring operational compliance units,... ...Participates in consumer compliance control exams and may act as lead examiner.
Verifies compliance plans against established policies and...
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...Innova Solutions is immediately hiring for Compliance Specialist (Financial Crimes) Position type: Contract (W2)
Location: Charlotte... ...related to functional area deliverables.
Investigate research examine and report complex financial crimes transactions policy...
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Immediate start
Worldwide
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...Job Description
Job Description
Job Summary
We are seeking an experienced Compliance Reviewer/Examiner to join our team! The Compliance Reviewer/Examiner is responsible for conducting onsite or desk audit compliance reviews under the Affordable Care Act regulation...
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...people and keep them
Collaborative Culture
Job Details
Overview:
As a vital part of our fast-paced estimating team, the Compliance Coordinator will play a critical role in driving our general engineering and heavy civil construction company forward. This role...
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...Commodity Futures Trading Commission (CFTC).
The Regulatory Compliance Team
We help to oversee the compliance related activities... ...the firm's marketing materials, managing third-party examinations and administering the Code of Ethics. Completing these responsibilities...
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...business units can be found at:
Vacancies will be filled in the following specialty areas: Small Business Self Employed Field Examination
The following are the duties of this position at the full working level. If this vacancy includes more than one grade and you...
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Day shift
Monday to Friday
...index on the database by ensuring that necessary information is input and by generating reports and printed outputs as needed.
Examines correspondence and document receipts relating to work received and correctly processes according to guidelines.
Organizes documents...
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?? Senior Claims Examiner / Great Place To Work!
This Jobot Job is hosted by: Jerome Ouvier
Are you a fit? Easy Apply now by clicking the "Apply" button
and sending us your resume.
Salary: $80,000 - $110,000 per year
A bit about us:
Client is one of the largest...
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...and analytical professional to join their staff as their new Compliance Consultant. In this role, the Compliance Consultant will assist... ...with annual compliance reviews, mock audits, and SEC examinations
Conducting compliance testing, including electronic communications...
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..., Citadel and Bridgewater Associates.
Opportunity
As a Compliance Analyst, you'll play the role of coordinating and executing our... ...onboarding
Assist with any regulatory inquiries and / or examinations
Identify process inefficiencies, and execute applicable...
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...Departments:
The City of Santa Clara is recruiting for two Compliance Manager positions: one (1) position in the Electric Utility... ...QUALIFICATIONS DOES NOT GUARANTEE ADMITTANCE INTO THE EXAMINATION PROCESS. ONLY THE MOST QUALIFIED CANDIDATES WHO DEMONSTRATE THE...
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Title: Compliance Officer
Location: UT Federal Credit Union Corporate Headquarters
JOB DESCRIPTION STATEMENT:
Responsible for... ...and corrective actions.
Assists with regulatory examinations.
Files currency transaction reports (CTRs) and conducts anti...
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Flexible hours
...About Oceanside's Water Utilities Department & Our Environmental Compliance Team
The City of Oceanside is accepting applications for... ...reference check (including fingerprinting) and a medical examination. Drug screening may be required.
RESUMES ARE NOT BE ACCEPTED...
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Christmas work
Relief
New year
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Shift work
...Under the direction of the Chief Compliance Officer and the Director BSA Compliance, the incumbent ensures compliance with Tribal, State... .... Anti-Money Laundering Specialist Certification, Fraud Examiner Certification, and/or Internal Auditor Certification desired....
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...environment where collaboration flourishes.
About the Role
The Compliance Specialist will act as a liaison between the State and NRS in... ...Blue Sky filings by documenting conversations with State examiners and updating Department policies, procedures, and systems that...
Permanent employment
...Job Description
HilltopSecurities is currently hiring a Compliance Officer in Dallas, Texas or St. Paul, Minnesota. The Compliance... ...Compliance conducts Firm training, responds to regulatory inquiries, examinations, and audits, in addition to on-going monitoring for breaches...
Home office
Currently hiring
Compliance Analyst
The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including... ...program, records, and systems, which include regulatory filings, examinations, investigations, regulatory inquiries, audits, and...
The AVP, Compliance will be responsible for and partner with the General Counsel and Chief Compliance Officer to ensure compliance with... ...corrective action and document the same.
Respond to SEC examinations and other requests from the SEC and other regulatory or government...
...Summary : Meets with the public and contactors to review and examine plans, documents, specifications, and applications for permits... ...applications for permits, Certificate of Occupancy, etc. for compliance with local codes and Zoning, and other City requirements and State...
Local area
