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Compliance manager jobs in Tampa, FL

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Raymond James Financial Inc.

 ...obtained through education, experience, specialized training and/or certification in securities or banking industry compliance to administer and help manage the Regulatory Change Management and Emerging Compliance Risk programs. Leads major projects, programs or... 
1 day ago
Saint Petersburg, FL

Raymond James Financial Inc.

 ...• Supports the Investment Advisor Compliance team by working on various aspects of the advisory program with a focus on monitoring and...  ...business units to recommend policy and process changes to Senior Management. • Ensures effective coordination occurs within assigned... 
1 day ago
Saint Petersburg, FL

Raymond James Financial

 ...identify, research, analyze and resolve very complex issues.  Essential Duties and Responsibilities: Manages the delivery of the enterprise-wide Compliance Monitoring plan for specified compliance teams with a high degree of collaboration, including input from and... 
3 days ago
Saint Petersburg, FL

Citigroup

 ...as business monitoring and governance committee reporting. Manages audit activities for a component of a product line, function,...  ...types of reviews. Participates as a subject matter expert for compliance-related risks on audits across various Internal Audit teams.... 
3 days ago
Tampa, FL

Citigroup

 ...Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. -Approach, Methodology, Tool Kits and Reporting formats for managing the organizational design, reengineering of processes, management... 
3 days ago
Tampa, FL

Citigroup

 ...design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. Analyzing...  ...preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory... 
3 days ago
Tampa, FL

KPMG Consulting Services

 ...KPMG is currently seeking a Manager, Talent Acquisition Compliance to join our Human Resources organization. Responsibilities: Provide compliance support services (e.g., OFCCP audits, monitor affirmative action programs, and evaluate compliance processes) to mitigate... 
1 day ago
Tampa, FL

ERNST & YOUNG

 ...projects Ideally, youll also have Strong ASC 740 and/or IAS 12 experience as well as experience in corporate tax planning and compliance; Relevant tax experience or equivalent experience in business or industry with a broad exposure to federal income taxation... 
19 hours ago
Tampa, FL

Citigroup

 ...Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM as it relates to...  ...personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.... 
1 day ago
Tampa, FL

Raymond James Financial Inc.

 ...The Senior Advisor of Compliance Risk Management will perform their duties under administrative direction, using banking/financial services knowledge and skills obtained through education, experience, training to administer and manage an assigned compliance function... 
1 day ago
Saint Petersburg, FL

Raymond James Financial

 ...Job Summary: As a member of the Compliance Assurance team, this role is responsible for supporting Raymond James Compliance Quality...  ...include securities and /or compliance certifications. The Senior Manager of Compliance Quality Assurance will work closely with the... 
3 days ago
Saint Petersburg, FL

Raymond James Financial

 ...knowledge and skills obtained through education, experience, specialized training and/or certification in securities compliance to administer and manage Private Client Group (“PCG”) compliance policy efforts. Manages major projects, programs or processes with significant... 
3 days ago
Saint Petersburg, FL

Raymond James Financial

 ...experience, specialized training and/or certification in securities compliance to support the design, implementation of a comprehensive...  ...associates and branch associates/affiliates. • Informs compliance management about issues that may involve rule violations or potential... 
3 days ago
Saint Petersburg, FL

Citigroup

 ...Monitoring adherence to Citi’s Compliance Risk Policies and measuring compliance risk through a robust control framework and ensures...  ...that controls identified are operating effectively Perform manager control assessment activities on behalf of Compliance Assurance... 
3 days ago
Tampa, FL

Raymond James Financial

 ...issues. Essential Duties and Responsibilities: • Oversee the compliance training and education program(s) for PCG to ensure compliance...  ...and education efforts in PCG.  • Inform Senior Compliance Management about issues that may involve rule violations or potential... 
3 days ago
Saint Petersburg, FL

Raymond James Financial Inc.

 ...through education and experience in securities and/or the banking industry to provide governance management for the Dispute Resolution, Senior & At-Risk Clients, Marketing Compliance and Corporate Functions Compliance teams. Working under limited direction from Vice... 
6 days ago
Saint Petersburg, FL

DTCC

 ...s the chance to make a difference at a company that's truly one of a kind. The Regulatory Change Management Associate Director serves a key role within the Compliance team and plays a vital part in ensuring DTCC's compliance with applicable laws and regulations as they... 
18 days ago
Tampa, FL

Wellcare

 ...Reports To: Sr. Manager- Reporting and Analytics, Special Investigations Unit Dept.: Compliance - SIU & Corporate Investigation Location: Henderson Road, Tampa, FL Identifies and recommends operational improvement opportunities through reporting, process... 
2 days ago
Tampa, FL

PricewaterhouseCoopers

 ...As a Senior Manager, you’ll work as part of a team of problem solvers, helping to solve complex business issues from strategy to...  ....e. business rules, definitions, attributes, etc.) to deliver compliance and risk requirements. Demonstrates intimate abilities and/... 
3 days ago
Tampa, FL

USAA

 ...Description Provides second-line independent oversight and guidance regarding business products, services, and processes through a compliance framework to ensure they are executed in accordance with regulatory requirements. In partnership with the business and key... 
1 day ago
Plant City, FL

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