...of Economic Opportunity and Regulatory Compliance (EORC) promotes inclusion and economic... ...requirements on existing projects. The Labor Monitoring Unit (LMU) is a department within EORC... ...labor laws. LMUs labor compliance officers analyze payroll records and make field...
Suggested
Full time
Local area
...BitGo - Director of Compliance Monitoring & Testing
BitGo is the leader in digital asset financial services, providing institutional investors... .... Reporting directly into our Deputy Chief Compliance Officer, this is an excellent opportunity to occupy a crucial Compliance...
Suggested
...___________
Your Team:
Situate within the Office of Finance & Administration, the Division of Budget... ..., and other categorical sources. The Grant Compliance Unit within the Budget Division is responsible for monitoring the use of state and federal funds throughout the...
Suggested
Permanent employment
Full time
Local area
...Compliance Assurance Monitoring and Testing Vice President
New York, NY
As a Barclays Compliance Assurance Monitoring and Testing Vice President... ...Headquarters at 745 Seventh Avenue. This 32-story office tower is located in Times Square in the heart of Manhattan...
Suggested
Hourly pay
Part time
Work experience placement
Work from home
2 days per week
Officer, Monitoring and Production. New York. Posting Date: 03/27/2024. Deadline: 04/24/2024
About
The Open Society Foundations work... ...reputational issues, for team and leadership, ensuring editorial compliance
Trains team on new media tools and leads on...
Suggested
Work experience placement
...clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will... ...changes with potential impact on compliance monitoring or reporting. Finds, interprets and... ...years' proven experience in a compliance officer role and broker/dealer-related and escalations...
Suggested
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management... ..., BAM due diligences, recommends, and monitors a broadly diversified portfolio of... ...short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance...
Suggested
Temporary work
3 days per week
...Financial Group.
TEAM OVERVIEW
KKR's Compliance team is responsible for developing and... ...involved in the investment process to monitor and advise on compliance with guidelines... ...POSITION SUMMARY
Based in one of KKR's core offices, this individual will be responsible for...
Suggested
...empowered team members who make an impact.
Environmental Compliance Field Monitor will monitor and report on construction-related activities... ...verbal communication skills
Working knowledge of Microsoft Office
Valid Drivers License, with ability to maintain...
Suggested
For contractors
For subcontractor
Local area
Flexible hours
...more than half of its profits to charity each year.
We are seeking a Compliance Monitoring and Testing Analyst to join Greystone. The newly created role will assist the Chief Compliance Officer and Servicing and Asset Management Compliance Officer in creating and executing...
Suggested
We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable... ...Securities Act of 1933, and the Securities Exchange Act of 1934
* Monitor and evaluate the firm's compliance with applicable laws,...
Suggested
Flexible hours
...a range of activities, including providing: Compliance advisory services, education & training, reporting... ...reviews, investigations and other compliance monitoring / ad hoc activities.
The Team:
The Compliance Policy Officer will join the Corporate Risk and Compliance...
Suggested
Second job
Worldwide
Flexible hours
...consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly... ...be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-... ...be required.
Help to perform ongoing monitoring and provide transparent reporting to...
Suggested
Local area
Work from home
Worldwide
Flexible hours
...are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... ...multiple businesses to provide compliance advice, monitoring and oversight of effective Programs. The...
Suggested
Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information... ...lines
~ Strong knowledge and experience of Compliance monitoring and surveillance
~ Comprehensive understanding of and...
Suggested
Local area
...Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the... ..., appropriate oversight and practical application
Monitoring compliance with transactional regulatory requirements for all...
Work experience placement
...About the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance. Its members apply standardized monitoring and surveillance...
Second job
Worldwide
Flexible hours
...hard worker who leads by example.
Location: In our Soho, NYC Office at least three days a week
Compensation: Competitive market... ...Coordinate with CCO to develop the Firm's internal compliance dashboard for servicing client accounts, managing the books and...
3 days per week
...Your Impact
The General Counsel / Chief Ethics and Compliance Officer is the senior-most legal executive in the organization, responsible... ...includes the development of DISCO's compliance protocols, monitoring changes in regulations, conducting risk assessments, training...
Contract work
Flexible hours
...development, implementation, and maintenance of the enterprise-wide compliance, risk management system, policies and procedures development,... ...concerns identified by management and Board of Directors and monitors internal audit reports.
Oversees ICL's CARF Accreditation...
Internship
Local area
...strategies and objectives. Provide advice on compliance with governing regulations and Bank... .... Coordinate with other Compliance officers to ensure training is consistent across... ...compliance.
Participate in the review of monitoring and surveillance routines and respond...
Flexible hours
...consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40... ...employees.
Role Description
SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position...
Local area
Work from home
Worldwide
...Job Description
This Vice President Compliance Monitoring and Testing
The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses, working with regional testing teams across the globe.
Compliance Monitoring...
...Chief Compliance Officer Location: Hybrid in New York City
The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant legal and regulatory requirements for Melio Payments...
Holiday work
Part time
Work from home
Shift work
**Chief Compliance Officer, Broker Dealer**
New York City / Legal Legal / Full Time **About Yieldstreet** Yieldstreet is building the largest global digital wealth management platform to change the way wealth is created. With an investor-first approach, our investor...
Full time
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as having responsibility for the overall compliance framework for PAS as a dually registered broker-dealer...
Holiday work
Full time
Remote job
Offshore
Flexible hours
2 days per week
...innovation.
Why we're looking for you
With enormous growth and sales consistently beating quotas, we need our first Legal and Compliance Officer to help build and scale all aspects of the legal and compliance function. Our product is at the intersection of banking and...
Remote job
**NY - Compliance Officer in Broker Dealer**
**Location:** New York, US *Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies...
**Chief Compliance Officer (CCO) of Broker-Dealer**
at GCM Grosvenor New York, New York, United States **SUMMARY**The Compliance team is... ...procedures, policies, training, annual testing, transaction monitoring, AML and AFC compliance.
* In covering broker-dealer compliance...
For subcontractor
Flexible hours
...Chief Compliance Officer
About the Company
Leading pharmaceutical
Industry
Pharmaceuticals
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance...