Average salary: $104,992 /yearly

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 ...$5 Billion in assets under management. Transparency | Collaboration | Integrity | Commitment | Initiative | Innovation Compliance Officer Position and Company Highlights: Salary: $80,000 - $130,000 based on experience Location: Tulsa, Oklahoma in office #LI... 
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Capital Advisors, Inc.

Tulsa, OK
13 days ago
 ...Job Description Job Description Description: SUMMARY The Chief Compliance Officer is responsible for overseeing operational regulatory compliance such as BSA/AML, CRA, lending compliance, and deposit operations compliance for the bank. The Chief Compliance Officer... 
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Local area
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InBank

Denver, CO
10 days ago
 ...Facility Compliance Officer (FCO) is needed in a large industrial manufacturing company located in New Hartford, NY. This is a Direct Hire position. The FCO is the front line in assuring the facilities operate in a way that is consistent with the relevant import and... 
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Full time
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Monday to Friday

Express Employment Professionals Utica/Rome

New Hartford, NY
4 days ago
 ...power and transition, private equity, credit, and insurance solutions. The firm is seeking to add a Compliance AVP/VP to their Legal and Regulatory Team in its New York office. The position offers a great opportunity for an individual to become an integral part of the... 
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Green Key Resources

New York, NY
2 hours ago
Audax Group is a leading alternative investment manager with offices in Boston, New York, San Francisco, and London. Since its founding...  ...For more information, visit the Audax Group website . The Compliance Officer will support all aspects of Audax Group's compliance... 
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Audax Group

Boston, MA
3 days ago
 ...to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Groups policies and procedures as included in the Compliance Manual. Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities... 
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The Goodkind Group, LLC

New York, NY
2 hours ago
 ...Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer and Associate General Counsel, this position offers the chance to engage... 
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Cardea Group

New York, NY
2 hours ago
 ...Job Description The Office of the New York City Comptrollers Bureau of Asset Management (BAM) supports the Comptroller in his role...  ...investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance Officer (CCO) to... 
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Temporary work
3 days per week

City of New York

New York, NY
3 days ago
 ...areas to ensure that team members are performing functions according to expectations and associated SOP's. •Perform Pick and Pack Compliance audits for performance measurement. •Coordinate with management in a timely manner. •Sweep facility to ensure that Pick and... 
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Newrest

Salt Lake City, UT
3 days ago
 ...due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/ KYC on-boarding. The Compliance Officer is located in our Compliance Officer, Officer, Compliance, Investment, Asset Manager, Banking... 
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Guggenheim Partners

New York, NY
2 days ago
 ...Job Summary: Assist with overseeing the consumer compliance functions (laws and regulations) as they apply to the Bank. Assist...  ...people skills. •Ability to organize/prioritize work and meet critical deadlines. •Proficient in Microsoft Office suite.
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SNI Companies

Chicago, IL
2 days ago
 ...Job Description HilltopSecurities is currently hiring a Compliance Officer in Dallas, Texas or St. Paul, Minnesota. The Compliance Department is responsible for detecting, preventing, and mitigating compliance, regulatory and reputational risk. The department monitors... 
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Hilltop Holdings

Dallas, TX
2 hours ago
 ...Job Description Position Introduction The Compliance Officer is responsible for planning and directing the environmental health, safety (EHS) and some risk management activities of the Saint Mary's College campus. This includes establishing and maintaining effective... 
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Local area
Monday to Friday

Saint Mary's College

Notre Dame, IN
4 days ago
Title: Compliance Officer Location: UT Federal Credit Union Corporate Headquarters JOB DESCRIPTION STATEMENT: Responsible for administering, complying with and maintaining all aspects of the Bank Secrecy Act/Anti-Money Laundering Compliance Program. Ensures accuracy... 
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Flexible hours

UT Federal Credit Union

Knoxville, TN
3 days ago
 ...together dedicated technical expertise and talent to develop the next generation of life-changing therapeutics. The Quality Compliance Officer at Cytiva will provide quality assurance services to ensure the integrity of products received and shipped out, services... 
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Danaher Corporation

Greenville, SC
3 days ago
Job Type Full-time Description Position Summary The Compliance Officer is responsible administering, directing and supervising all areas of regulatory compliance. Develops and maintains a compliance program to ensure the bank meets regulatory requirements... 
Full time
Work experience placement
Bank staff
Local area

Union Bank of Michigan

Grand Rapids, MI
3 days ago
 ...Pacific JOB INFORMATION See NOTES below for future wage increases and/or additional compensation opportunities. Code Compliance Officer positions conduct field investigations of various businesses and properties for compliance with applicable codes and... 
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City of San Diego, CA

San Diego, CA
1 day ago
 ...modern best practices. In this regard the new Cyber Security and Compliance function, under responsibility of the CISO and part of the IM...  ...Security Awareness and Training. Cyber Risk and Compliance officer is part of the Cyber Risk and Compliance department and... 
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Work experience placement
Local area

AkzoNobel

Pennsylvania
3 days ago
 ...Compliance Safety Officer Job no: 495317 Work type: Full-Time (Salaried) Location: Norfolk, Virginia Categories: Trades and Operations, Public Safety Title: Compliance Safety Officer Hiring Range: Up to $65,000 Agency: Norfolk State... 
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Full time
Immediate start
Night shift
Afternoon shift

Virginia Department of Human Resource Management

Norfolk, VA
3 days ago
 ...Job Title: Swaps Compliance Officer Location: Main Office 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week) Firm Overview: BGC Group is a leading global brokerage and financial technology... 
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BGC Group

Iselin, NJ
2 hours ago