Average salary: $104,992 /yearly
More statsSearch Results: 623,113 vacancies
...$5 Billion in assets under management.
Transparency | Collaboration | Integrity | Commitment | Initiative | Innovation
Compliance Officer Position and Company Highlights:
Salary: $80,000 - $130,000 based on experience
Location: Tulsa, Oklahoma in office #LI...
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Remote job
...Job Description
Job Description Description: SUMMARY
The Chief Compliance Officer is responsible for overseeing operational regulatory compliance such as BSA/AML, CRA, lending compliance, and deposit operations compliance for the bank. The Chief Compliance Officer...
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Holiday work
Local area
Flexible hours
...Facility Compliance Officer (FCO) is needed in a large industrial manufacturing company located in New Hartford, NY. This is a Direct Hire position.
The FCO is the front line in assuring the facilities operate in a way that is consistent with the relevant import and...
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Full time
Shift work
Monday to Friday
...power and transition, private equity, credit, and insurance solutions. The firm is seeking to add a Compliance AVP/VP to their Legal and Regulatory Team in its New York office. The position offers a great opportunity for an individual to become an integral part of the...
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Audax Group is a leading alternative investment manager with offices in Boston, New York, San Francisco, and London. Since its founding... ...For more information, visit the Audax Group website .
The Compliance Officer will support all aspects of Audax Group's compliance...
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Contract work
...to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Groups policies and procedures as included in the Compliance Manual.
Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities...
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...Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer and Associate General Counsel, this position offers the chance to engage...
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Shift work
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management (BAM) supports the Comptroller in his role... ...investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance Officer (CCO) to...
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Temporary work
3 days per week
...areas to ensure that team members are performing functions according to expectations and associated SOP's.
•Perform Pick and Pack Compliance audits for performance measurement.
•Coordinate with management in a timely manner.
•Sweep facility to ensure that Pick and...
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Shift work
...due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/ KYC on-boarding. The Compliance Officer is located in our Compliance Officer, Officer, Compliance, Investment, Asset Manager, Banking...
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...Job Summary:
Assist with overseeing the consumer compliance functions (laws and regulations) as they apply to the Bank. Assist... ...people skills.
•Ability to organize/prioritize work and meet critical deadlines.
•Proficient in Microsoft Office suite.
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Bank staff
...Job Description
HilltopSecurities is currently hiring a Compliance Officer in Dallas, Texas or St. Paul, Minnesota. The Compliance Department is responsible for detecting, preventing, and mitigating compliance, regulatory and reputational risk. The department monitors...
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Home office
Currently hiring
...Job Description
Position Introduction
The Compliance Officer is responsible for planning and directing the environmental health, safety (EHS) and some risk management activities of the Saint Mary's College campus. This includes establishing and maintaining effective...
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Local area
Monday to Friday
Title: Compliance Officer
Location: UT Federal Credit Union Corporate Headquarters
JOB DESCRIPTION STATEMENT:
Responsible for administering, complying with and maintaining all aspects of the Bank Secrecy Act/Anti-Money Laundering Compliance Program. Ensures accuracy...
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Flexible hours
...together dedicated technical expertise and talent to develop the next generation of life-changing therapeutics.
The Quality Compliance Officer at Cytiva will provide quality assurance services to ensure the integrity of products received and shipped out, services...
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Job Type
Full-time
Description
Position Summary
The Compliance Officer is responsible administering, directing and supervising all areas of regulatory compliance. Develops and maintains a compliance program to ensure the bank meets regulatory requirements...
Full time
Work experience placement
Bank staff
Local area
...Pacific
JOB INFORMATION
See NOTES below for future wage increases and/or additional compensation opportunities.
Code Compliance Officer positions conduct field investigations of various businesses and properties for compliance with applicable codes and...
Holiday work
Full time
Contract work
Temporary work
Shift work
Weekend work
Afternoon shift
...modern best practices. In this regard the new Cyber Security and Compliance function, under responsibility of the CISO and part of the IM... ...Security Awareness and Training.
Cyber Risk and Compliance officer is part of the Cyber Risk and Compliance department and...
Holiday work
Work experience placement
Local area
...Compliance Safety Officer
Job no: 495317
Work type: Full-Time (Salaried)
Location: Norfolk, Virginia
Categories: Trades and Operations, Public Safety
Title: Compliance Safety Officer
Hiring Range: Up to $65,000
Agency: Norfolk State...
Holiday work
Full time
Immediate start
Night shift
Afternoon shift
...Job Title: Swaps Compliance Officer
Location: Main Office 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per week)
Firm Overview:
BGC Group is a leading global brokerage and financial technology...
Temporary work
Remote job