Average salary: $157,074 /yearly
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...Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer and Associate General Counsel, this position offers the chance to engage...
Suggested
Shift work
...to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Groups policies and procedures as included in the Compliance Manual.
Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities...
Suggested
...power and transition, private equity, credit, and insurance solutions. The firm is seeking to add a Compliance AVP/VP to their Legal and Regulatory Team in its New York office. The position offers a great opportunity for an individual to become an integral part of the...
Suggested
...due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/ KYC on-boarding. The Compliance Officer is located in our Compliance Officer, Officer, Compliance, Investment, Asset Manager, Banking...
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...Chief Compliance Officer Location: Hybrid in New York City
The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant legal and regulatory requirements for Melio Payments...
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Holiday work
Part time
Work from home
Shift work
.... We are the go-to Bank for the fintech ecosystem. For more information, visit .
The Role:
The Regulatory Compliance Officer is responsible for the management of all aspects of the consumer compliance program to ensure Piermont Bank adheres to applicable...
Suggested
Bank staff
...About the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance. Its members apply standardized monitoring and surveillance...
Suggested
Second job
Worldwide
Flexible hours
...Summary:
Reporting to the Head of Compliance Risk Assessment, the Compliance Risk Assessment Officer (CRAO) is in charge implementing CACIB US Compliance Risk Assessment Program.
Compliance risks must be identified before they can be properly assessed, monitored...
Suggested
Work experience placement
Local area
...the Trust will continue to add staff to fulfill critical functions.
Position Summary
The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a key member of the Trusts legal and compliance department. The Assistant General...
Suggested
Permanent employment
Full time
...that policies and procedures are reasonably designed to achieve compliance with applicable regulations.
* Coordinate regulatory... ...and manage multiple tasks.
* Proficient knowledge of Microsoft Office including Excel.
* Knowledge of programming and query languages...
Suggested
Work experience placement
Local area
Flexible hours
Monday to Friday
**Chief Compliance Officer, Broker Dealer**
New York City / Legal Legal / Full Time **About Yieldstreet** Yieldstreet is building the largest global digital wealth management platform to change the way wealth is created. With an investor-first approach, our investor...
Suggested
Full time
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management (BAM) supports the Comptroller in his role... ...investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance Officer (CCO) to...
Suggested
Temporary work
3 days per week
...We've raised over $100mm of funding from Transformation Capital, TCV, and SignalFire.
What You'll Be Doing:
As a Compliance Officer at Grow Therapy, you will play a critical role in overseeing and promoting compliance with legal and regulatory requirements...
Suggested
Local area
Remote job
Flexible hours
Day shift
...JOB DESCRIPTION:
The Bureau of the Agency Chief Contracting Officer (ACCO) within the Division of Finance is seeking to hire one (... ...II - Non-Managerial to perform the duties of a Director of Compliance.
Duties will include, but are not limited to:
- Make assignments...
Suggested
Permanent employment
Full time
Contract work
Work experience placement
Local area
Immediate start
We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial Role in Commercial Banking .Reporting to the Chief Compliance Officer, the Deputy Chief Compliance...
Suggested
...in today's fast-paced markets.
The Team:
The Compliance team provides support for a multi-asset class prime broker... ...Compliance professional who will report to the AML Compliance Officer. In this role, you will assist with administering the Firm's AML...
...Seeking a diligent and knowledgeable Compliance Paralegal on a contract-to-hire basis. The successful candidate will play a key role in... ...with internal stakeholders, including legal counsel, compliance officers, and department heads, to ensure compliance with applicable...
Contract work
Local area
3 days per week
...Seeking a dedicated and experienced Compliance Paralegal on a contract-to-hire basis. This position offers an exciting opportunity for a... ...reports.
Technology Proficiency: Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint) and experience with compliance...
Contract work
Local area
...financial institutions as well as complete order routing transparency featuring real-time visualization.
The Role
The Compliance Officer is an integral part of our DASH Compliance team. Compliance professionals facilitate business decisions within a dynamic regulatory...
Worldwide
...hard worker who leads by example.
Location: In our Soho, NYC Office at least three days a week
Compensation: Competitive... ...Coordinate with CCO to develop the Firm's internal compliance dashboard for servicing client accounts, managing the books and...
3 days per week