Average salary: $157,074 /yearly

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Search Results: 37,802 vacancies

 ...Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer and Associate General Counsel, this position offers the chance to engage... 
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Shift work

Cardea Group

New York, NY
9 hours ago
 ...to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Groups policies and procedures as included in the Compliance Manual. Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities... 
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The Goodkind Group, LLC

New York, NY
9 hours ago
 ...power and transition, private equity, credit, and insurance solutions. The firm is seeking to add a Compliance AVP/VP to their Legal and Regulatory Team in its New York office. The position offers a great opportunity for an individual to become an integral part of the... 
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Green Key Resources

New York, NY
9 hours ago
 ...due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/ KYC on-boarding. The Compliance Officer is located in our Compliance Officer, Officer, Compliance, Investment, Asset Manager, Banking... 
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Guggenheim Partners

New York, NY
2 days ago
 ...Chief Compliance Officer Location: Hybrid in New York City The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant legal and regulatory requirements for Melio Payments... 
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Holiday work
Part time
Work from home
Shift work

Melio

New York, NY
3 days ago
 .... We are the go-to Bank for the fintech ecosystem. For more information, visit . The Role: The Regulatory Compliance Officer is responsible for the management of all aspects of the consumer compliance program to ensure Piermont Bank adheres to applicable... 
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Bank staff

Piermont Bank

New York, NY
3 days ago
 ...About the Role: Grade Level (for internal use): 10 The Role: Compliance Officer - Control Room The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance. Its members apply standardized monitoring and surveillance... 
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Second job
Worldwide
Flexible hours

S&P Global, Inc.

New York, NY
3 hours agonew
 ...Summary: Reporting to the Head of Compliance Risk Assessment, the Compliance Risk Assessment Officer (CRAO) is in charge implementing CACIB US Compliance Risk Assessment Program. Compliance risks must be identified before they can be properly assessed, monitored... 
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Work experience placement
Local area

Crdit Agricole CIB

New York, NY
9 hours ago
 ...the Trust will continue to add staff to fulfill critical functions. Position Summary The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a key member of the Trusts legal and compliance department. The Assistant General... 
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Permanent employment
Full time

City of New York

New York, NY
3 days ago
 ...that policies and procedures are reasonably designed to achieve compliance with applicable regulations. * Coordinate regulatory...  ...and manage multiple tasks. * Proficient knowledge of Microsoft Office including Excel. * Knowledge of programming and query languages... 
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Work experience placement
Local area
Flexible hours
Monday to Friday

Citizens Financial Group, Inc.

New York, NY
9 hours ago
**Chief Compliance Officer, Broker Dealer** New York City / Legal Legal / Full Time **About Yieldstreet** Yieldstreet is building the largest global digital wealth management platform to change the way wealth is created. With an investor-first approach, our investor... 
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Full time

YieldStreet, Inc.

New York, NY
3 days ago
 ...Job Description The Office of the New York City Comptrollers Bureau of Asset Management (BAM) supports the Comptroller in his role...  ...investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance Officer (CCO) to... 
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Temporary work
3 days per week

City of New York

New York, NY
3 days ago
 ...We've raised over $100mm of funding from Transformation Capital, TCV, and SignalFire. What You'll Be Doing: As a Compliance Officer at Grow Therapy, you will play a critical role in overseeing and promoting compliance with legal and regulatory requirements... 
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Local area
Remote job
Flexible hours
Day shift

Grow Therapy

New York, NY
1 day ago
 ...JOB DESCRIPTION: The Bureau of the Agency Chief Contracting Officer (ACCO) within the Division of Finance is seeking to hire one (...  ...II - Non-Managerial to perform the duties of a Director of Compliance. Duties will include, but are not limited to: - Make assignments... 
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Permanent employment
Full time
Contract work
Work experience placement
Local area
Immediate start

City of New York

New York, NY
3 days ago
We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial Role in Commercial Banking .Reporting to the Chief Compliance Officer, the Deputy Chief Compliance... 
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Banking Careers

New York, NY
3 days ago
 ...in today's fast-paced markets. The Team: The Compliance team provides support for a multi-asset class prime broker...  ...Compliance professional who will report to the AML Compliance Officer. In this role, you will assist with administering the Firm's AML... 

Clear Street

New York, NY
3 days ago
 ...Seeking a diligent and knowledgeable Compliance Paralegal on a contract-to-hire basis. The successful candidate will play a key role in...  ...with internal stakeholders, including legal counsel, compliance officers, and department heads, to ensure compliance with applicable... 
Contract work
Local area
3 days per week

Michael Page

New York, NY
15 days ago
 ...Seeking a dedicated and experienced Compliance Paralegal on a contract-to-hire basis. This position offers an exciting opportunity for a...  ...reports. Technology Proficiency: Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint) and experience with compliance... 
Contract work
Local area

Michael Page

New York, NY
14 days ago
 ...financial institutions as well as complete order routing transparency featuring real-time visualization. The Role The Compliance Officer is an integral part of our DASH Compliance team. Compliance professionals facilitate business decisions within a dynamic regulatory... 
Worldwide

ION Group

Jersey City, NJ
1 day ago
 ...hard worker who leads by example. Location: In our Soho, NYC Office at least three days a week Compensation: Competitive...  ...Coordinate with CCO to develop the Firm's internal compliance dashboard for servicing client accounts, managing the books and... 
3 days per week

dub

New York, NY
9 hours ago