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Compliance officer jobs

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Advantage Solutions

 ...Compliance Officer Reporting to the General Counsel, the Compliance Officer is responsible for design, implementation, oversight, and ongoing management of corporate compliance and corporate regulatory practices and programs. These programs will promote a culture... 
13 days ago
Irvine, CA

Robert Half Management Resources

 ...Ref ID: 00491-9502295873 Classification: Chief Compliance Officer Compensation: DOE Our firm is looking for an interim Chief Compliance Officer to support our financial service client. Responsibilities will include managing and administering bank wide compliance... 
2 days ago
Los Angeles, CA

Adams & Martin Group

Adams & Martin Group is currently seeking a Compliance Officer role for a large financial institution. Compliance Officer must have 10+ years of experience with a strong investment background. Knowledge of FINRA compliance and broker-dealer experience is required.... 
19 days ago
Saint Louis, MO

ExecuNet

 ...A Chief Compliance Officer who shall maintain current knowledge of Federal and State legislation, legislative initiatives, and regulations relating to Contractors, and oversee the Contractor’s compliance with the laws and requirements of the Department. The Chief Compliance... 
4 days ago
Lexington, KY

Logix Federal Credit Union

 ...The purpose of the Senior Compliance Officer position is to be an instrumental part of the Compliance Team’s coordination of the credit union’s overall compliance with applicable rules, regulations and statutory requirements. This is accomplished through implementation... 
7 days ago
Burbank, CA

Northeast State Community College

$47.8k
 ...Grant Compliance Officer Position Core Competencies General Knowledge - Ability to understand, analyze, and interpret federal and state laws, grantor guidelines, financial reports, and legal documents. Management - Ensure that the institution's grants program... 
5 days ago
Blountville, TN

Collabera

 ...regulatory, RISK, Audit Description : Required: Knowledge of Compliance laws, rules, regulations, risks and typologies Experience...  ...ability to navigate a complex organization Proficient in MS Office applications (Excel, Word, PowerPoint) Knowledge in area of... 
1 day ago
Tampa, FL

Robert Half Finance & Accounting

 ...Ref ID: 00870-0011222517 Classification: Compliance Officer Compensation: $75000.00 to $75000.00 yearly Day-to-day, the Manager of Compliance provides guidance and mentorship to Compliance Dept. Employees, to help build skills and competencies. Delivering oversight... 
21 days ago
Gainesville, GA

Collabera

 ...Tampa, Florida Skills : Risk, compliance, regulatory, AML, Audit, Data tracing, SQL / SAS, Assessments Description : Serves...  ...ability to navigate a complex organization Proficient in MS Office applications (Excel, Word, PowerPoint) Knowledge in area of... 
1 day ago
Tampa, FL

Leidos

$10.19 per hour
 ...Description Job Description: The QRC AISR Group at Leidos has an immediate opening for aa Operations Compliance Officer located in Bridgewater, VA. The functions of this job are focused on the ground, flight, and safety requirements described in Defense Contract... 
1 day ago
Bridgewater, VA

BNY Mellon

 ...Assists the Chief Compliance Office in managing compliance efforts for the Company as they relate to complex regulatory and policy requirements, program and project development. Analyzes existing and proposed legislation, regulatory announcements, and industry practices... 
5 days ago
King of Prussia, PA

Sutter Health

 ...The Compliance Officer administers the Sutter Health Ethics and Compliance Program at Los Banos ans Sutter Tracy by implementing systems and processes designed to ensure compliance with applicable laws, regulations and standards (e.g., Department of Health and Human... 
5 days ago
Tracy, CA

Sutter Health

 ...As a Compliance Officer, you will administer the Sutter Health Ethics and Compliance Program by implementing systems and processes designed to ensure compliance with applicable laws, regulations and standards (e.g., Department of Health and Human Services Departments... 
5 days ago
Ewa Beach, HI

Western & Southern Financial Group

$55 per hour
 ...Experienced sole contributor that assists the Chief Compliance Officer (CCO) in the management of compliance processes in support of Fort Washington Investment Advisors, Inc. (FWIA). Provides compliance oversight, regulatory guidance instituting effective governance... 
6 days ago
Cincinnati, OH

Bloomberg

 ...Conduct Compliance risk assessments in coordination with the global Compliance Practices team Effectively implement Compliance governance and controls Provide ongoing advisory compliance support to the business Review, update and draft Compliance policies and procedures... 
6 days ago
New York, NY

Bloomberg

 ...regulatory service provider Respond to regulatory inquiries Assist with investigations and disciplinary actions Provide advisory compliance services to the business Review, update and draft Compliance policies Develop and streamline new and existing Compliance... 
6 days ago
New York, NY

Sumitomo Mitsui Financial Group

 ...The job is a position in the banking Compliance Department. The compliance officer is responsible for holistically managing the day-to-day activities prescribed by the annual compliance action plan and ancillary activities within Sumitomo Mitsui Banking Corporation’s... 
4 days ago
New York, NY

Mayo Clinic

 ...Provide leadership to the Mayo Clinic with respect to international compliance and the Mayo Clinic Integrity and Compliance Program. Provide...  ...in all international areas. Coordinate with Chief Compliance Officer and subject matter compliance officers to achieve integration... 
4 days ago
Rochester, MN

Chubb

 ...Responsible for all day-to-day compliance activities and training activities for Combined’s bilingual sales channel. Most activities will be conducted primarily in Spanish. Implement and manage an effective legal compliance program, including enforcing Combined’s... 
6 days ago
Miami, FL

Unified Analytics

 ...Job Description The compliance officer is charged with overseeing the implementation of the company’s compliance program. He or she identifies any perceived compliance risks related to the company’s activities, reports those risks to the lead compliance officer and... 
2 days ago
Gainesville, FL