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...Our client, a broker dealer, is looking to hire an Trade Surveillance Consultant who will be responsible to implement and maintain robust systems and processes to monitor, review, and manage electronic communications across the firm. This role requires candidates to be...
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**CCO of Broker-Dealer**
at GCM Grosvenor New York, New York, United States **SUMMARY**The Compliance team is looking for a Chief Compliance... ..., and FinCEN 314(a).
* Lead efforts around employee personal trading compliance, including managing interns who generally handle...
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...traders and quantitative analyst to specify and build out real-time trading applications that electronically execute orders across multiple... ...firm. Our largest subsidiary, Jefferies LLC, a U.S. broker-dealer, was founded in the U.S. in 1962 and our first international...
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...premier US financial marketplaces, is seeking an Associate level Trading Compliance Analyst to join our OTC Link ATS team.
Please... ...Reg ATS and CAT
* Partner with members of the team on broker dealer related tasks
* Assist in preparation of draft Regulatory filings...
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...leveraged its deep expertise in securities law, blockchain and trading to create a compliant ecosystem for digital asset securities that... ...securities. To date, Prometheum has built multiple broker-dealers traversing novel areas and a large technology stack (intersecting...
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...The position of the Trade Finance Letters of Credit Specialist will be responsible for issuing and amending Standby Letters of Credit and Commercial Letters of Credit. Client Details
The client is a highly reputable banking firm located in NYC.
Description
Ensure...
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...a key member of the Ethics & Compliance (E&C) team supporting Trading & Shippings (T&S) Gas & Power Trading Americas (GPTA) business... ...strategies and vernacular)
+ Experience with Dodd-Frank Swap Dealer regulations
+ Excellent presentation, oral and written communication...
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...and PASSION to assist our more than 43,000 dealer partners throughout North America.
Our... ...in marketing events such as seminars, trade shows, and telemarketing events for independent... ...requires the possession of a valid state driver's license
Benefits
What is our...
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Description
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Trading Specialist
Contract: New York, New York, US
Salary: $55.00 Per Hour
Job Code: 346226
End Date: 2024-03-31
Days Left: 4 days, 3 hours left
Apply
Responsibilities:...
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**Dealer Relationship Representative**
**Full Job Title:** Dealer Relationship Representative **Job Number:** R2202-29734 **Location:** Latham, New York; Rensselaer, New York **Date Posted:** 02/18/2022 The Dealer Relationship Representative will be responsible for acquiring...
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...Dealer Relationship Manager- Newark NJ
Job Type Full-time Description *Kinetic Advantage is a dynamic independent floorplan company... ...in a high-paced and at times stressful environment
Valid drivers license
Nights and weekends will be required
**Physical Requirements...
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...Temporary Letters of Credit Specialist supporting the Trade Finance department of a bank in Manhattan. Client Details
Commercial and investment bank
Description
Issue Documentary and Standby letters of credit
Examine export documents and identify discrepancies...
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...Location: New York, NY, US
** Compliance Officer - US Broker-Dealer**
**About Swiss Re**
Swiss Re is one of the worlds leading providers... ...awareness of regulatory requirements concerning International Trade Controls and Economic Sanctions, Money Laundering, Fraud, and...
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...Trading Analyst Intern
The Role
Our client is seeking hardworking trading analyst interns available for an immediate start. Interns will receive intensive training around global markets, risk management, technical analysis, fundamental analysis as well as mentorship...
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...NYSE, NASDAQ, MIAX, BOX). With over 30 years since our founding, Group One has grown into one of the largest, privately held options trading firms in the United States. We maintain a floor presence in Chicago, New York, San Francisco, and Philadelphia, and we have...
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Our client, a prestigious and forward-thinking law firm specializing in international trade and customs law. We are seeking a highly motivated and experienced Trade Specialist to join our team. This role offers a unique opportunity to work closely with our legal professionals...
...Who You'll Work With:
The Broker-Dealer Accounting/Regulatory Reporting team for Bernstein Institutional Services is in search of... ...reporting requirements.
Liaise with various internal (i.e., trading, sales, legal and operations) and external constituents as needed...
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...software development experience and building analytics capabilities
~ Strong desire and 2+ years of experience working directly with a trading desk (fixed income, FX, equities, or commodities)
~ Business-focused mindset
~ Exceptional communication skills
~ Stellar CS...
...Anheuser-Busch InBev is looking for a Freelance Merchandise / Trade Designer in New York, NY, USA. **About**
Main Responsibilities:
- Working directly with merchandise and direct-to-business teams on concepting and designing across apparel, merchandise, and in-retail...
Freelance
...in-line with corporate objectives.
Essential Job Duties and Responsibilities:
Serves as the lead point of contact for all dealer relationship matters. This includes retail consumer indirect finance, leasing, floor plan lead generation and small business fleet...
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