Compliance Auditor - Full-time
PrimeLending
A leading financial services firm is seeking a Compliance Officer in Dallas, Texas. This full-time position involves conducting compliance inspections, resolving regulatory issues, and supporting training for firm associates. The ideal candidate will have a Bachelor's degree or equivalent financial services experience, along with the successful completion of SIE and Series 7 exams within a year. Strong communication skills and knowledge of compliance are essential for this role, which may require 30-40% travel.
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Vacancy posted 3 days ago
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