Legal & Compliance: Senior Counsel
Confidential
Senior Legal Counsel
Well-established investment management firm with a growing advisory platform.
Investment Management
The Company is in search of a Senior Legal Counsel to join its team and provide essential legal support for its advisory platform. The successful candidate will be responsible for offering day-to-day legal guidance on a wide range of investment advisory matters, with a particular focus on the Investment Advisers Act of 1940 and related SEC rules, as well as the Securities Act of 1933 and the Securities Exchange Act of 1934. This role involves ensuring compliance with advertising and marketing rules, fiduciary duty considerations, disclosures, and conflicts of interest, and requires a strong background in securities law. The Senior Legal Counsel will also be involved in the review, drafting, and negotiation of various legal agreements, and will work closely with the compliance, investments, operations, and senior leadership teams.
Applicants for the Senior Legal Counsel position at the company should hold a J.D. from an accredited law school and be an active member of the bar in at least one U.A minimum of 4 years' of legal experience, with a significant focus on the relevant securities laws, is required. The ideal candidate will have a background that includes experience at a law firm or in-house at a financial services firm, and must possess strong drafting and issue-spotting skills, as well as the ability to provide clear and actionable legal guidance. Responsibilities also include partnering with the compliance function on regulatory initiatives, monitoring regulatory developments, and helping to enhance internal governance and legal/compliance controls.
Legal
Confidential
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Legal & Compliance: Senior Counsel in San Francisco, CA vacancy
$270k - $300k
...are looking for an experienced, technical, and business-minded Senior Counsel to enable Vercel’s product innovation and shipping velocity.... ...Security, and other cross-functional teams to provide all aspects of legal support throughout the product development lifecycle, while...SeniorWork at officeWorldwide3 days per week$180k - $210k
...A leading global investment firm is seeking a Senior Associate, Legal Counsel, to support regulatory and legal matters across investment teams. The ideal candidate will possess a Juris Doctor degree, have four or more years of relevant experience, and be knowledgeable...SeniorICONIQ
San Francisco, CA3 days ago- ...Senior Legal Counsel About the Company Well-established investment management firm seeking legal counsel for advisory and securities matters. Industry Financial Services Type Privately Held About the Role The Company is in search of a Senior Legal...Senior
- ...lab. This hybrid Bay Area-based role requires a JD, 8-15 years of post-qualification experience, and bar admission. You will review legal knowledge work, draft instruction specs, and help develop benchmarks and datasets for evaluating AI model performance, working closely...SeniorFull time
$225k - $275k
The Blackstone Group L.P. is seeking a Senior Vice President Attorney for the Private Wealth Public Funds Legal Group in San Francisco. This role involves overseeing legal matters for BREIT, including preparing public offering materials, managing corporate governance,...SeniorFull time- DescriptionMid-sized law firm looking to hire a Senior Associate/ Counsel. Responsibilities:• Conduct thorough investigations and evaluations of potential legal claims.• Draft and review legal documents such as complaints, briefs, and memoranda.• Lead discovery processes...Senior
$136.5k - $261k
Join the group of attorneys and paralegals who provide legal counsel to the product teams at Adobe that develop and market Adobe Firefly - Adobe's family of creative generative AI models powering Text to Image, Generative Fill, Generative Expand, and more. We are seeking...SeniorTemporary workFlexible hours$180k - $210k
This role sits within ICONIQ’s Legal and Compliance team and supports investment, advisory, and client service teams across a broad range of regulatory and legal matters. The Senior Associate, Legal Counsel will play a hands‑on role advising on securities and investment...SeniorContract workCasual workWork at office$230k - $297.5k
...flexible work environment where new ideas are encouraged and everyone is a stakeholder.What you’ll be responsible for:As Senior Counsel on the Product Legal team, you will provide strategic legal support for the launch and evolution of Arc (the layer-1 blockchain designed...SeniorContract workFlexible hours$230k - $297.5k
...be responsible for: Under the direction of the Assistant General Counsel - Transactions, you will play an immediate and direct role in... ...join a lean team that executes on a variety of novel and complex legal issues at the cutting edge of crypto and global finance. What you...SeniorContract workImmediate startFlexible hours$230k - $297.5k
...everyone is a stakeholder.Under the direction of the Assistant General Counsel - Transactions, you will play an immediate and direct role in... ...a lean team that executes on a variety of novel and complex legal issues.What you'll work on:Be a trusted partner to Circle's Enterprise...SeniorContract workImmediate startFlexible hours- ...Anthropic is seeking an experienced IP Counsel in San Francisco to lead patent strategy and manage the organic patent portfolio. You will collaborate with product, research, and technical teams to protect innovations and guide the full spectrum of IP matters. The role...SeniorWork at office
Anthropic
San Francisco, CA3 days ago - ...Cincinnatus LLC is hiring a counsel-level lawyer to work with a leading AI lab’s research and program management teams, focusing on ensuring legal knowledge work is accurate and well-reasoned. This is a hybrid Bay Area, California role requiring on-site presence several...Senior
Obsidian
San Francisco, CA5 days ago $186.6k - $266.5k
...Role:Tubi is adding a SeniorCounsel-level attorney to our growing legal team. You will play a key role in structuring, drafting,... ...position will report to our Vice President and Associate General Counsel, Sales and Growth.This position may be located in our San Francisco...SeniorFull timeTemporary workLocal areaRemote workFlexible hours$275k - $300k
...build a growing company with a strong balance sheet, we look forward to meeting you.THE OPPORTUNITYWe are seeking a Senior Counsel, Clinical/R&D Legal to join our legal team. This is an opportunity to take ownership of core legal support for our evolving clinical operations...SeniorContract workWork at officeRemote work$219k - $273.8k
...you can." - Arthur AsheThere's a version of investment products legal work that's mostly about maintaining what already exists. Reviewing... ...will make you successful here:Mercury is a place where legal counsel are expected to have a point of view. Not just about what the regulation...SeniorWork from homeFlexible hoursShift work$216k - $324k
...human connection.We’re seeking a proactive and entrepreneurial Senior Counsel, Product (AI) to support our global AI products. In this role,... ..., and become a trusted leader at the company. Our legal team is practical and business-minded, and it is crucial that...SeniorFull timeWork at officeRemote workFlexible hoursShift work$200k - $275k
...Clyde & Co US LLP is seeking an experienced Senior Counsel attorney with 10+ years of insurance coverage experience to join our rapidly growing... ...insurers on complex claims, and producing high-quality legal analysis and written work. This position is primarily advisory...SeniorFull timeWorldwideFlexible hours- ...for an experienced corporate lawyer to drive strategic transactions and manage corporate governance. This role requires 7+ years of legal experience, including significant M&A expertise and a deep understanding of corporate law. The successful candidate will negotiate high...SeniorFlexible hours
M0
San Francisco, CA3 days ago $204k - $317k
...If you're excited to shape the future of design and collaboration, join us!Figma's Product Legal team is growing! We are seeking a proactive, business-minded Senior Product Counsel to join our team. In this role, you will act as a primary legal partner for our Product,...SeniorMinimum wageFull timeLocal areaRemote workFlexible hours- ...Senior Counsel, Toxic Tort and Product Liability Defense About the Company Respected law firm Industry Legal Services Type Law Firm About the Role The Company is seeking a Senior Counsel with a focus on toxic tort and product liability...Senior
Confidential
San Francisco, CA4 days ago $280k - $300k
...Before that, Clay led the product and design teams for Google Workspace. What you’ll doWe're hiring a Senior Product Counsel to be a core member of Sierra's growing legal team. This role will report to our Associate General Counsel, Product and Privacy, as part of our...SeniorFull timeFlexible hours$251k - $377k
...addition to Bitmoji, Saturn, and other digital services.The Legal Team is Snap’s dedicated in-house law firm, risk consultant... ...'s values of Kind, Smart, and Creative.We’re looking for a Senior Corporate Counsel to join Snap Inc.! What you’ll do:Collaborate with the...SeniorFull timeLive inWork at officeLocal area- ...Pavia in San Francisco, CA seeks an attorney at Associate or Senior Counsel level to handle high-stakes litigation with a strong emphasis... ...current California Bar license in good standing, and exceptional legal writing and research skills. Remote candidates will be...SeniorRemote work
The Los Angeles County Bar Association - LACBA
San Francisco, CA4 days ago - ...Hilbert's AI is seeking a Privacy & Product Counsel to embed with product and engineering, building privacy program end-to-end for an agentic AI platform across US/UK/EU. You’ll be the first dedicated privacy hire, advising on data handling, retention, and vendor oversight...Senior
Hilbert's AI
San Francisco, CA3 days ago $260k - $280k
...to connect and drive people forward. About This Role As Senior Counsel, IP, Risk, and Litigation, you'll be the direct point of contact... ..., law enforcement requests, and IP litigation, alongside legal support for brand and growth marketing, and our customer experience...SeniorFull timeWork at officeFlexible hours3 days per week$160k - $270k
...sounds like you, let’s build what’s next. About the team Legal & Licensing at Airwallex sits at the heart of the decisions... ...that protects the moat. What you’ll do You'll be the senior employment counsel for Airwallex in the Americas, and a hands-on partner to...SeniorPermanent employmentFull timeFor contractorsRemote workWorldwide$186.6k - $266.5k
...Tubi seeks a Senior Counsel-level attorney to join its legal team in San Francisco or remotely in the U.S. This role involves drafting, negotiating, and reviewing various agreements related to Ad Sales and Growth. The ideal candidate has 6+ years of legal experience, strong...SeniorRemote workFlexible hoursTubi
San Francisco, CA3 days ago$180k - $240k
...Learn more about our unique culture and history.Job Opportunity: BHSI has an exciting opportunity for a Senior Counsel - Surety. This position will be part of the Legal Department and will interact with the entire Surety team to support BHSI’s business goals and...SeniorContract workTemporary workRemote workFlexible hours- ...Inc. d/b/a Allstate Protection Plans is seeking a senior attorney to partner with business teams and scale legal processes for a growing global enterprise. You’ll... ...ll lead cross-functional projects, mentor junior attorneys, and manage outside counsel. #J-18808-Ljbffr...Senior
SquareTrade
San Francisco, CA1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Legal & Compliance: Senior Counsel. Be the first to apply!
Related searches
- senior legal counsel San Francisco, CA
- associate legal counsel San Francisco, CA
- legal counsel San Francisco, CA
- in house legal counsel San Francisco, CA
- legal advisor San Francisco, CA
- foreign legal consultant San Francisco, CA
- legal consultant San Francisco, CA
- legal senior counsel family office San Francisco, CA
- legal full time San Francisco, CA
- legal operations specialist San Francisco, CA