Associate, Regulatory Reporting - Trade Level
$113.4kGoldman Sachs
Associate, Regulatory Reporting - Trade Level with Goldman Sachs Services LLC in New York, New York. Work with data analytics over large and complex data sets, understanding the detail and identifying possible issues with accuracy, completeness while utilizing business intelligence tools including SQL and Alteryx. Analyze data, trade lifecycle, trends and thresholds to identify enhancements to existing controls to improve control performance and effectiveness. Requires: Master’s degree (U.S. or foreign equivalent) in Management Information Systems, Business Analytics, or related field and one (1) year of experience in the job offered or in a related role OR Bachelor’s degree (U.S. or foreign equivalent) in Management Information Systems, Business Analytics, or related field and three (3) years of experience in the job offered or in a related role. Prior experience must include one (1) year of experience (with a Master’s degree) OR three (3) years of experience (with a Bachelor’s degree) with: financial products including equities, fixed income, exchange traded derivatives, and OTC derivatives; business intelligence tools including SQL and Alteryx; regulatory reporting and regulatory controls; developing mathematical systems; and developing quantitative systems. Job Code: 8300179
Salary Range: Annual base salary for this New York, New York -based position is $113,400.
QUALIFIED APPLICANTS: Apply at gs.com and click on "Careers." NO PHONE CALLS PLEASE. ©The Goldman Sachs Group, Inc., 2026. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law.
JobiqoTJN. , Location: New York, NY - 10060$113.4k
Job Overview Associate, Regulatory Reporting - Trade Level w/Goldman Sachs Services LLC in NY, NY. Work with data analytics over large & complex data sets, understanding the detail and identifying possible issues with accuracy, completeness while utilizing business intelligence...Regulatory$110k - $126k
...ABOUT THE ROLE As the Senior Trading Associate, Rest of World (ROW), you... ...international portfolio. Reporting to the Senior Portfolio Manager... ...Analysis, Trade Operations, Regulatory, and Legal teams to build... ...market dynamics to inform high-level trading decisions and drive...RegulatoryFull timeWork experience placementWork at officeFlexible hoursShift work$100k - $135k
...Compliance team is looking for Associate-level candidates to join the Equities Trade Surveillance team. Preferred 3-5... ...escalating high‑risk activities. Conduct reporting and meaningful analysis at... ...policies, procedures and regulatory guidelines. Keep abreast of emerging...RegulatoryWork experience placementWork at officeLocal area$100k - $150k
...Compliance team is looking for Associate candidates to join the trade surveillance team.... ...activities as necessary • Conduct reporting and / or meaningful... ...functional or enterprise level using results to draw... ...procedures and applicable regulatory guidelines • Keep abreast...RegulatoryTemporary workWork experience placementWork at office$100k - $125k
...Fixed Income Trading Associate (Structured Products) - New York page is loaded##... ...to assist in compiling reports that will help in decision-... ...(SIE) - Financial Industry Regulatory Authority (FINRA)**Salary Range... ...our associates at all levels to: • Grow professionally and...RegulatoryWork experience placement$100k - $140k
...the Board; monitors and reports on credit risk... ...CRM is seeking an Associate to join the Global Credit... ...issues and executive- level visualization. The team... ...internal policies and regulatory requirements - Assist... ...Concepts, lending and/or traded products e.g Derivatives...RegulatoryTemporary workWork experience placement$100k - $120k
...manages Ares’ global regulatory compliance and ethics... ...as well as Regulatory Reporting and Compliance testing... ...Information Management and Trade Surveillance... ...organized, and proactive Associate to join our Information... ...basis to the appropriate levels of management Participate...RegulatoryTemporary workWork experience placementFlexible hours$63.3k - $117.2k
...re looking for an experienced trade support professional to join... ...trade booking, reconciliations, reporting, and issue-resolution. We’re... ...and ensure all Service Level Agreements(SLAs) are met. Checks... ...processes. Understands the regulatory requirements and risks inherent...RegulatoryContract workPart timeLocal area$113.4k
The Goldman Sachs Group is seeking an Associate for Regulatory Reporting in New York, New York. The role... ...ensuring regulatory compliance through trade control mechanisms. Candidates must have... ...critical nature of the work and the level of expertise required. #J-18808-Ljbffr...Regulatory$110k - $125k
...Build and enhance scalable fund reporting processes and controls that support growth... ...calculations, and documentation Prepare regulatory and investor-facing reports, ensuring accuracy... ...location, work experience, education, and/or skill level, among other things.RegulatoryWork experience placementInterim role- ...Relations, the Labor Relations Associate will provide comprehensive... ...and warnings). Prepare reports, presentations, and other materials... ...handled at the corporate level, including appeals to the City... ...to the State and all other regulatory agencies. Support special...RegulatoryWork at officeLocal areaImmediate start
- ...Associate Vice President, Private Equity Fund Reporting and Financial Reporting About the Company Accomplished asset... ...effectively across all levels of the organization and with external... ...requests, assisting with SEC and other regulatory compliance, and working with the...RegulatoryWork at office
$90k - $115k
PowerToFly is seeking a Product Controller for their New York Rates Trading team. This role involves overseeing daily P&L reporting, managing month-end processes, and supporting regulatory reporting. Ideal candidates will have at least 2 years of finance-related experience...Regulatory$90k - $115k
...Stanley is seeking a Product Controller to join their New York Rates Trading team in ISG Finance. This role involves overseeing daily P&L reporting, managing month-end close processes, and supporting regulatory reporting initiatives. The ideal candidate has at least 2 years...Regulatory$260k - $365k
...York, New York Job Description Associate - Capital Markets Pillsbury’s... ...a highly motivated mid-level associate with substantial capital... ...and SEC/public company reporting and corporate governance experience... ...stock exchange matters, and regulatory frameworks. Hands‑on experience...RegulatoryWork at office- ...leading team shaping the future of electronic trading. In Electronic Client Solutions (ECS),... ..., market structure, and the equities regulatory landscape; ensure adherence to relevant... ...technical experience with data and analytics reporting and platforms. Professional maturity...Regulatory
- Overview Mid-level Associate (Americas Mergers & Acquisitions - Public Company and Strategic M... ...day per week; when not telecommuting, report to the firm at 1221 Avenue of the Americas... ..., and conducting back-up review on regulatory covenants, securities filings, and purchase...RegulatorySummer workWork at officeRemote work1 day per week
$310k
...Description Job Description International Trade Associate Attorney Location: New York, NY... ...firm with a sophisticated government and regulatory practice in New York. This is an excellent opportunity for a mid-level associate to work on complex cross-border...RegulatoryRemote work2 days per week- ...management initiatives in algorithmic trading. As a n Associate in theFutures Execution Productteam,... ...trading performance, ensuring adherence to regulatory requirements, and maintaining a... ...Technical experience with data and analytics reporting platforms. Preferred Qualifications,...Regulatory
$300k - $400k
...Int'l Trade Associate (2-4 years) - Hybrid in NY This Jobot Job is hosted by: Alyssa Montgomery... ...direct investment, and international regulatory matters. The attorney in this role... ...sophisticated international trade practice on high level regulatory, transactional, sanctions,...RegulatoryContract workWork at officeLocal area- ...management initiatives in algorithmic trading. As an Associate in the Futures Execution Product team... ...performance, ensuring adherence to regulatory requirements, and maintaining a strong... ...Technical experience with data and analytics reporting platforms. Preferred Qualifications,...Regulatory
$40k - $55k
A leading provider of commercial insurance solutions is seeking an Entry-Level Regulatory Reporting Analyst to join their compliance team. This remote position offers a competitive salary range of $40,000-$55,000 and a comprehensive benefits package, including medical,...RegulatoryRemote job$100k - $140k
...the Board; monitors and reports on credit risk... ...CRM is seeking an Associate to join the Global Credit... ...issues and executive- level visualization. The team... ...internal policies and regulatory requirements - Assist... ...Concepts, lending and/or traded products e.g Derivatives...RegulatoryFull timeTemporary workWork experience placement$168k - $228k
...We are seeking an Associate General Counsel of Compliance... ...to join our team. Reporting directly to the Chief... ...applicable laws, and direct regulatory engagement and... ...modern slavery, and other trade restrictions All other... ...stakeholders at all levels of the organization....RegulatoryFlexible hours$225k
...Description Job Description Structured Finance / CLO Associate (Junior–Mid Level) – New York, NY Company: Direct Counsel represents a... ...finance offerings Provide guidance on U.S. and cross-border regulatory considerations Manage transaction execution from...RegulatoryFull timeWork at office$175k - $203k
Job Duties Associate, Trading with Goldman Sachs & Co. LLC in New York, New York. Help execute live... ...work, and assessment of legal, regulatory compliance, and other risks. Review and... ...depth market analysis, and company / asset-level due diligence. Coordinate with Trade Analytics...RegulatoryFull timeTemporary workWork at office$120.8k - $137.9k
...Overview Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About... ...FINRA (Financial Industry Regulatory Authority), CFTC (Commodity... .... Documentation & Reporting Maintain comprehensive... ...exempt status, and management level. This role is...RegulatoryFull timePart timeLocal area- ...Description Job Description: The role will be responsible for various operational requirements surrounding hedge fund regulatory compliance reporting. This includes, but is not limited to, SEC Form PF, CFTC Form CPO-PQR, EU Investment Fund Reporting (AIFMD) and OPERA...RegulatoryWork at office
- ...Job Overview A law firm seeks a mid-level associate for its Investment Management Group in New York City. The ideal candidate will have... ...registered investment companies. Provide corporate and regulatory advice to boards of directors. Collaborate with M&A colleagues...RegulatoryRemote work
- ...global expansion Summary: Reporting to the reporting to the Managing Director, the Senior Associate will be an integral part of... ...the administration of written regulatory programs. Candidates... ...department staff, paralegal, or high-level administrative associate ~...RegulatoryWork at office
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