Senior Associate, Regulatory Reporting

Job Description

Job Description

Job Description:

The role will be responsible for various operational requirements surrounding hedge fund regulatory compliance reporting. This includes, but is not limited to, SEC Form PF, CFTC Form CPO-PQR, EU Investment Fund Reporting (AIFMD) and OPERA reporting. The role will also include certain aspects of management reporting, client interactions, regulatory research, presentations and special projects.

Responsibilities:

Operational

• Review & prepare accurate and complete Regulatory Reporting filings and ensure all filings are filed within the prescribed deadlines
  
• Liaise with other operations teams within Client X including Middle Office, Fund Accounting and Investor Services
  
• Resolve issues and take on special projects or tasks as assigned
  
• Supporting the research of new regulatory requirements and educating Client X client service teams on the requirements and how they impact Client X’s clients

Technology

• Assist with the firm’s implementation of its regulatory service offerings, including systems integration with a third party provider
  
• Be responsible for ensuring any software development is scheduled, tested and deployed as it relates to the regulatory compliance service offering
  
• Work with other operating and technology teams to incorporate new workflows into the firm’s overall technology strategy.

Client Management

• Assist in client communications alerting clients of any updates or changes to regulations or any new regulatory service offerings
  
• Ensure that client requests for service changes or enhancements are managed appropriately

Required Competencies:

• 2 to 4 years of experience as an auditor in the alternative investments space at a national accounting firm
  
• Computer skills including high degree of Microsoft Excel experience regarding data management, efficiencies and controls
  
• Financial Product experience (understanding of financial theory and operations for a variety of cash and derivative instruments)
  
• Organization skills/ ability to manage multiple assignments and competing priorities
  
• Notable oral and written communication skills
  
• System Testing experience and documentation of system process (i.e., flowcharts)