Vice President of SOX Compliance
Confidential
Vice President of SOX Compliance
About the Company
A pioneering asset management organization focused on compliance and operational excellence.
Industry
Investment Management
Type
Privately Held
About the Role
The Company is seeking a Vice President of SOX Compliance to lead and oversee all aspects of SOX compliance, ensuring adherence to regulatory standards and operational efficiency. The successful candidate will be responsible for developing and implementing SOX compliance strategies, collaborating with external firms and internal teams to manage SOX processes and reporting requirements, and contributing to IT infrastructure projects to enhance systems and processes. This role requires a strategic leader who can provide insights and ensure compliance and operational excellence, as well as maintain up-to-date knowledge of SOX regulations and IT advancements. Applicants for the Vice President of SOX Compliance position at the company should have a Bachelor of Science degree in a relevant field, with a minimum of 5 years' experience in SOX compliance or related roles. A preference is given to those with 12 years' experience in compliance, IT infrastructure, or asset management. The role demands a strong knowledge of SOX regulations and IT infrastructure processes, proven leadership skills, and the ability to manage cross-functional teams. Excellent communication and collaboration abilities are essential, as is the willingness to travel quarterly for organizational events. The ideal candidate will be a strategic thinker, capable of providing leadership during collaborative activities, and will play a key role in the growth and success of the organization.
Functions
- Finance
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Vice President of SOX Compliance in Houston, TX vacancy
$150k - $160k
...to work.Who You'll Work WithYou will be working with cross-function teams including IT, legal, compliance, finance, sales, and marketing team.About The RoleAs Vice President, Group Retirement Mutual Fund and Annuity Product Management at Corebridge, this role is responsible...SuggestedFull timeWork at officeLocal areaImmediate startRemote work- ...Regional ManagerYou report to the Senior Vice President of Operations and lead a region of communities. Your direct reports are the Community... ...'s core values in every decision and interaction.Ensure compliance with all work processes, Fair Housing regulations, and company...SuggestedHome office
Havenpark Communities
Houston, TX1 day ago $160k - $200k
...Vice President of OperationsConcerto Renal Services is an industry leader in nursing home dialysis. We are a rapidly expanding business... ...performance (quality, staffing, census, financials).Strong in CMS/ESRD compliance and audit readiness, with a track record of improving...SuggestedTemporary workWork at officeConcerto Renal Services
Houston, TX17 hours ago- Vice President, Global IT Business ApplicationsLocation: Houston, TexasModel of Work: Hybrid Are you excited by challenges? Do you enjoy... ...teams, accelerating time-to-value while maintaining quality and compliance.Act as executive sponsor and escalation point for critical...Suggested
- ...Vice President of Information Technology About the Company Innovative provider of cloud-based HCM solutions for business management... ...201-500 Specialties human capital management tax and compliance hr talent management payroll services time and attendance...SuggestedWork at office
- ...Vice President, Quality Assurance & Regulatory Affairs About the Company Top manufacturer of electrical motors & related electrical... ...standards, governance, and processes related to quality, product compliance, and operational execution. The successful candidate will be...
- ...Vice President, Information Security About the Company Emerging environmental consulting firm Industry Management Consulting... ...cultural resources natural resources environmental compliance air quality water resources environmental permitting...
- ...Vice President of Tax About the Company Innovative provider of specialty re/insurance services Industry Insurance Type... ...seeking a Vice President of Tax to lead its tax strategy and compliance efforts. The successful candidate will be responsible for the...Local area
- ...Vice President of Technology About the Company Reputable manufacturer & marketer of high-quality brands in the agriculture & pest... ...Technology to lead and oversee all technical initiatives, ensuring compliance with local, national, and international regulations. The...Local area
- ...trainees, professionals, employees and the public. The Associate Vice President (AVP), Talent Recruitment provides strategic and operational... ..., selects, and onboards top talent efficiently and in compliance with applicable policies and regulations. The AVP leads a team...Full timeTraineeshipLocal areaRemote workRelocationRelocation package
MD Anderson
Houston, TX8 days ago $156.16k - $234.24k
...factors are properly identified and formally captured in official risk systems• Working with senior risk managers in regulatory compliance programs• Developing and maintaining an appropriate autonomous market risk limits framework with applicable limits and triggers•...Full timeFlexible hours- ...technical accounting, and the accounting close process. You will lead A/P, A/R, banking, payroll, and tax functions, ensuring GAAP compliance and timely financial statements. The role requires a BS in Accounting or Finance with 10+ years in finance, 3+ years in a...Full time
Socket
Houston, TX4 days ago - ...Senior Vice President, Head of Compliance About the Company Accomplished provider of personal loans & related services Industry Financial Services Type Privately Held, Private Equity-backed Founded 2002 Employees 1001-5000 Categories Finance...
- ...Vice President of Regulatory Affairs About the Company Well-funded clinical-stage biotech advancing a novel retina-focused therapeutic. Industry Biotechnology Type Privately Held, VC-backed About the Role The Company is in search of a VP of Regulatory...
$230k - $310k
...leadership team, the COO will align operational strategy with long-term growth objectives, ensuring disciplined execution, safety compliance, and sustainable performance across all operational functions. Responsibilities Provides enterprise-wide operational...Rhema Executives
Houston, TX4 days ago- ...Financial Crimes program requirements and controls, developing guidance and procedures for the first line. Ensure First Line compliance with all relevant Financial Crimes regulations, standards, and policies. Lead Financial Crimes risks initiatives that arise for...Full time
Morgan Stanley
Houston, TXa month ago - ...Vice President of Drug Safety About the Company Clinical stage biotechnology company advancing novel therapeutic candidates for autoimmune... ...of all safety surveillance, risk management, and regulatory compliance activities across the product lifecycle. The successful...
- ...Vice President of Global Tax About the Company Popular smart sleep tracker Industry Health, Wellness and Fitness Type Privately... .... Experience in preparing a company for an IPO and building SOX-compliant tax departments is essential, as is a strong...
- ...Vice President, Internal Audit About the Company Nationally acclaimed healthcare organization... ...Committee, with a focus on driving SOX governance, enterprise risk management,... ...overseeing Medicare Advantage regulatory compliance. The role also involves providing operational...
- ...exceed organizational expectations for the Key Performance Indicators (KPIs), including safety, quality, cost, delivery, training, compliance, on-time delivery, overdue backlog, NPS, communications, etc.Desired CharacteristicsStrong oral and written communication skills....Full time
$350k - $400k
...the negotiation, execution, administration, and ongoing governance of reinsurance agreements, ensuring operational effectiveness, compliance, and alignment with enterprise priorities.Drive continuous improvement of reinsurance processes, controls, and infrastructure to...Full timeLocal areaImmediate startRelocation- ...through deep industry knowledge of risk, governance, internal audit, compliance, IT, and cybersecurity best practices.As one of the fastest... ...operational audit, enterprise risk management (ERM) and SOX complianceReview clients' processes and controls against industry...Full timeLocal areaWorldwide
- ...large and fast-growing data centre sector. VIOTAS brings market-leading power quality intelligence, fault ride‑through, and grid‑compliance capability that help large energy users and data centres meet ERCOT’s technical and operational requirements — supporting faster...Permanent employmentFull timeLocal area
VIOTAS
Houston, TX5 days ago - ...Clearwater Living in Houston is seeking an Executive Director to lead daily operations, ensure regulatory compliance, and maintain a community that delivers exceptional resident care in a supportive, people-first environment. The role partners with directors to drive...
Clearwater at the Heights
Houston, TX3 days ago - ...to enhance operational efficiency and client satisfaction.Oversee and execute a variety of operational tasks, maintaining strict compliance with File Construction, Documentation, and Self-Audit requirements.Cultivate and utilize strategically based relationships and expertise...Local area
- ...efforts. Additionally, they serve as ambassadors for the organization, contribute to strategic planning, and ensure legal and ethical compliance. The ideal candidate for the Board Member position at the company will have a passion for the organization's mission and a...
- ...Resources, InformationTechnology, Information Security, Facilities and Real Estate, Office Management,Recruiting, Policy and Compliance, Business Continuity, Firmwide Strategic Initiatives.The successful candidate will combine strategic vision with strong operationalexecution...Temporary workWork at officeWork from home
Burnett Specialists
Houston, TX8 days ago - ...fosters a collaborative team environment.Position Overview:The Vice President, Total Rewards provides leadership to the compensation and... ...the team, processes and systems.Ensure legal and regulatory compliance and manage reporting and disclosures.Foster effective relationships...Full timeTemporary workLocal areaRelocation
- ...negotiations.Operational ExcellenceOversee daytoday division operations, ensuring projects are delivered safely, on time, on budget, and in compliance with all regulations.Collaborate with Division managers on an on-going basis to review project statuses, analyze deviations, and...Full timeContract workFor contractors
- Join the team at Hotel Granduca and help create unforgettable experiences in the heart of Houston, Texas. As a luxury boutique hotel and a proud Transwestern Hospitality Group property, Hotel Granduca blends timeless European elegance with warm Texas hospitality.We offer...Full timeShift work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Vice President of SOX Compliance. Be the first to apply!
Related searches
- vice president support services Houston, TX
- vice president network management Houston, TX
- vice president real estate development Houston, TX
- vp safety Houston, TX
- vp talent management & organizational development Houston, TX
- vice president manufacturing operations Houston, TX
- vice president revenue management Houston, TX
- vice president corporate development Houston, TX
- vice president of customer success Houston, TX
- vice president strategic partnerships Houston, TX