Senior Compliance Specialist
NBT Bank
NBT Bank is seeking a Compliance Specialist III to join our regulatory team in New York. The role focuses on preparing increasingly complex compliance and government filings, reviewing the work of teammates, and mentoring others to ensure accuracy and timely deliverables. Candidates will hold an Associate degree with 5+ years of related experience and a QKA designation; strong Excel and Word skills are essential, along with the ability to manage multiple tasks in a fast-paced environment. #J-18808-Ljbffr
$89k - $105k
...its clients by delivering this unique financial planning service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of compliance for a new investment advisory business activity at the pre-launch and...SeniorWork at officeFlexible hoursShift work3 days per week- ...Warehousing/Distribution Services. Buckland strives to provide customized services in a memorable way. Buckland is looking for a Compliance Team Leader - Classification (LCB) (Eligible applicants must reside in the following USA States - MI, TX, SC, NM, AZ, NH, GA, OH,...Senior
$90k - $200k
...Senior Manager, Financial Investigations Kroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Senior Manager will develop and manage...SeniorTemporary workFlexible hours$85k - $145k
...Job Description Job Description COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT WHAT IS THE OPPORTUNITY? The Compliance Specialist establishes and implements an effective compliance program to ensure regulatory compliance for Bank Wealth Management products...SeniorRemote work- ...build the future of wealth management with you.The RoleFarther is looking for a sharp, detail-oriented compliance professional to join our growing team as a Senior Regional Compliance Associate. In this role, you'll be embedded in one of our geographic regions, serving...SeniorRemote work
- Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary... ...lines, including a 15a-6 broker-dealer, specialist lending desks, and global affiliates with... ...activities.Act as a trusted advisor to senior stakeholders, delivering timely, practical...SeniorFull timeWork at officeRemote work
$150k - $170k
...About the role: We are seeking a skilled Senior HR Operations and Compliance Specialist to oversee a diverse functional scope covering HR infrastructure, benefit initiatives, payroll processes, HRIS administration, global mobility, and employee relations. This individual...SeniorPermanent employmentFull timeH1bLocal area$150k - $200k
...About the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt... ...level of relevant experience, plus discretionary bonus.#MID_SENIOR_LEVELAt Franklin Templeton, we believe your benefits should support...SeniorFull timeLocal area3 days per week- ...practice at Withum is experiencing significant growth driven by market demand for assurance services. Our team is seeking a Contract Compliance Senior Consultant with experience performing royalty audits, franchise compliance audits, revenue participation audits, lease...SeniorFull timeContract workWork at officeLocal area
$163k - $204k
...the investment assets of AIG, including affiliated insurance companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s Investments group, along with assisting in the oversight of external managers...SeniorFull timeWork at office- ...SiteJob Reference 0000020276Salary Type AnnuallyIndustry Hedge FundSelling Points Lead impactful compliance operations in a dynamic investment environment. Collaborate with senior leadership on strategic initiatives and legal matters. Enhance your expertise in SEC...SeniorContract work
$110.7k - $218.3k
Position Summary Senior Consultant - Regulatory & Compliance - Enterprise Operations & Risk Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen...SeniorLocal areaVisa sponsorship$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the Chief Compliance Officer, senior management, and business lines regarding compliance with non-AML/BSA laws and regulations...SeniorLocal area$150k - $190k
...right place to build a fulfilling career.Senior Tax ManagerThis role is responsible for... ...discrepancies and ensure completeness and compliance.Build and maintain strong relationships... ...firm, known for premium service, specialist expertise, technology solutions and partnership...SeniorFull timeSeasonal workWork at officeLocal areaImmediate start$104k - $177k
We’re seeking a future team member for the role of Senior Vice President, Consumer Compliance Officer - Global Payments & Trade. to join our Risk & Compliance team. This role is located in Pittsburgh, PA or Lake Mary, FL In this role, you’ll make an impact in the following...SeniorTemporary workWorldwideFlexible hours$138k - $173k
...POSITION Our roster has an opening with your name on it FanDuel is seeking a Senior Technology Governance, Risk & Compliance (GRC) Analyst to join its Technology GRC team as a strategic specialist supporting our first line of defense (1LOD) function. This role offers a...SeniorFull timeTemporary workWork at officeLocal areaWorldwideShift work$84k - $118.11k
...exceptional client service in the areas of risk and advisory? If yes, consider joining Baker Tilly (BT) as a Consumer Regulatory Compliance S enior Consultan t ! Our Risk Advisory practice provides a full spectrum of services to help our clients assess their risks,...SeniorFull timeWork experience placementLocal areaWorldwide- ...Job Description Job Description Optima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients...SeniorWork at officeImmediate startShift work
$125k - $195k
...exchanges and technology-powered services. For more information visit ( Purpose of Role: Marex is recruiting for a Surveillance Compliance officer to join the team our at our New York office. The role will primarily focus on Trade Surveillance (Trade Activity and...SeniorFull timeWork at officeImmediate start- ...Corpay is seeking a Senior PCI Analyst to join their Information Security division. This role can be based in either the Brentwood, TN or Atlanta, GA office. The Analyst will manage PCI compliance, coordinate audits, and work with IT to ensure security requirements are...SeniorWork at office
$77k - $202k
...PrivacyManagement LevelSenior AssociateJob Description & SummaryThe OpportunityAs a Security Risk & Engineering - Tech and Cyber Risk & Compliance - Senior Associate, you will focus on maintaining regulatory compliance and managing risks for clients, providing advice and solutions...SeniorFull timeH1b- ...New York City with 250+ employees world-wide. As a Senior Clinical Regulatory Specialist at Iterative Health, you will play a key role in... ...Where You'll Drive Impact Regulatory Operations & Compliance Facilitate and oversee regulatory activities across...SeniorTemporary workWork at office2 days per week
$115k - $130k
...Senior Security Compliance Analyst (Remote - US) Senior Security Compliance Analyst (Remote - US) Get AI-powered advice on this job and more exclusive features. This range is provided by Jobgether. Your actual pay will be based on your skills and experience — talk with...SeniorFull timeRemote workWorldwideFlexible hours- ...Senior GRC Analyst job at Quantexa. New York, NY. What we’re all about. We find, when we come together in the pursuit of excellence,... ...experience in both US Government and non-government security and compliance, applying deep knowledge acquired prior to joining to...SeniorContract workTemporary workWork experience placementImmediate start
- ...calculating household income to determine eligibility. Ensure full compliance with affordable housing program requirements by maintaining... ...Bilingual Spanish/English PreferredA Tax Credit specialist certificate is a must Proficiency in Yardi property management...
- ...thinking, and a commitment to innovation to help clear the way for millions of Americans to achieve more.About the RoleHappen Bank’s Compliance Team is looking for an experienced compliance data analytics professional to join the team. In this role, you will be responsible...SeniorFull timeWork at officeLocal areaRemote workRelocationFlexible hours
$150k - $190k
DescriptionKforce has a client that is seeking a Senior Principal Software Engineer (Delivery & Architecture) in New York, NY.Overview:We are seeking a hands-on Senior Engineer to drive the development of high-impact, large-scale systems. In this role, you will bridge...Senior$155k - $303k
...obsession to accelerate our clients’ businesses through designing the products and services their customers truly value.OverviewAs a Senior Principal, you will actively participate in the growth and development of the Management Consulting and Strategy practice at...Senior- ...Compliance SpecialistReporting to the Assistant Director of Compliance, the chief responsibility for the Compliance Specialist is to assist in achieving quality compliance with the requirements of the WSFSSH's external funders and regulators, thereby safeguarding WSFSSH...Work at officeFlexible hours
- ...Indigo Management Inc is seeking an HR Compliance Specialist to oversee onboarding and ongoing employee status within a healthcare home care context in New York. You will ensure adherence to federal and state employment regulations and internal HR protocols, working closely...
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