Average salary: $86,500 /yearly
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...Bank’s business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures... ...related support personnel. Coordinate with other Compliance officers to ensure training is consistent across businesses. In...
Senior
Flexible hours
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management... ...-term cash is internally managed. The Compliance Officer will work with the Chief... ...developing training and reporting to BAMs senior leadership team.
- Evaluating ways to...
Senior
Temporary work
3 days per week
...to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Groups policies and procedures as included in the Compliance Manual.
Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities...
Suggested
...The Global Atlantic Financial Group.
TEAM OVERVIEW
KKR's Compliance team is responsible for developing and enforcing compliance... ...capital markets.
POSITION SUMMARY
Based in one of KKR's core offices, this individual will be responsible for supporting various...
Suggested
..., LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery... ...related field.
~3+ years' proven experience in a compliance officer role and broker/dealer-related and escalations.
~ Series 7...
Suggested
Job Description
The Compliance Engineering & Technology (CET) team at Block finds and reports financial crimes activity across Cash App, Square, and Afterpay. We work globally with partners in business, engineering, counsel, and product to provide a safe user experience...
Senior
Permanent employment
Remote job
...range of activities, including providing: Compliance advisory services, education & training,... ....
The Team:
The Compliance Policy Officer will join the Corporate Risk and... ...recommendations from S&P Global Divisions, Senior Management, Risk, Compliance, Legal, People...
Senior
Second job
Worldwide
Flexible hours
...Job Title: Trade Compliance Officer
Responsibilities:
Monitor trading activities to ensure compliance with relevant regulations, laws, and policies
work with traders to ensure that all trades are executed in compliance with regulatory requirements and...
Suggested
...reason to smile and join our global team!
We are looking for a Compliance/Senior Compliance Counsel to provide compliance-related advice and... ...experience, job-related knowledge and education, skills and office/market location. In addition to base salary, salaried...
Senior
Holiday work
Local area
Relocation
...Job Title: Research Compliance Officer
Grade: 37
Salary: $167,905 - $190,003
The Research Foundation for Mental Hygiene is seeking a qualified applicant to fill a full-time Research Compliance Officer position at the New York State Psychiatric Institute.
The...
Suggested
Full time
Local area
...General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO. This new hire will be a part of the teams executive leadership committee and...
Suggested
...Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the... ...opinions effectively to cross-divisional teams including senior management.
* Proficiency in PowerPoint, Microsoft Word, Excel...
Senior
Work experience placement
...and loan origination services to the latest in regulatory and compliance solutions. What drives us every day? A desire to innovate in the... ...consistent with current regulations, and as Chief Compliance Officer, you play a key role. We are looking for a Chief Compliance...
Suggested
...the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the... ...Compliance management information reports for various business and senior management stakeholders.
Analyse and report of relevant...
Senior
Second job
Worldwide
Flexible hours
...market rate and affordable residential communities, premier office properties and retail spaces, industrial facilities, and mixed... ...of the Position:
An independent self-starter to serve as senior compliance officer on the Advisers Act and other relevant regulatory requirements...
Senior
Full time
Local area
Flexible hours
...consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly... ...be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-... ...Program while working closely with senior stakeholders across SMBC globally.
Role...
Senior
Local area
Work from home
Worldwide
Flexible hours
...current and evolving landscape of regulatory compliance and risk management for global financial... ...matter expert; ability to grow into Officer level role
Other responsibilities and... ...of teams including junior and senior team members, and consultants
~ Experience...
Senior
Freelance
Local area
Worldwide
...are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial Role... ....
3. Recommend policies and partner with senior management to implement the Firm's compliance program...
Senior
We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry standards. You will work closely with other departments to identify potential compliance issues and...
Flexible hours
...Ventures, Digital Currency Group, DRW, Galaxy Digital Ventures, Redpoint Ventures, and Valor Equity Partners.
We are seeking a Compliance Specialist to join the BitGo's Financial Intelligence Unit. BitGo is looking for a digital asset anti-financial crime expert who...
Senior
